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Abelian Complexity in Minimal Subshifts

Gwénaël Richomme, Kalle Saari, Luca Q. Zamboni

arXiv:0911.2914v1math.CO

TL;DR

The paper studies Abelian complexity, a comparatively little-developed counterpart to subword complexity. It proves that bounded Abelian complexity guarantees Abelian powers, with a stronger positional result for Sturmian words.

  • Problem

    The general theory of Abelian complexity was little developed, and some key notions had not yet been formally defined.

    Source: §1 · p. 1
  • Method

    The paper develops general results on Abelian complexity and its relation to balance and Abelian powers.

    Source: §1 · pp. 1, 4
  • Results

    Every infinite word with bounded Abelian complexity contains Abelian k-powers for every positive integer k; for Sturmian words, each position has such a power with one of two possible periods.

    Source: §1 · p. 5
  • Takeaways & Limitations

    The results connect bounded Abelian complexity with balance and repetition, while giving Sturmian words a positional guarantee for every k.

    Source: §1 · pp. 4–5

    Abelian complexity alone does not characterize ultimate periodicity: Sturmian words and 01∞ both have constant Abelian complexity 2.

    Source: §1 · p. 3

Abstract

from arXiv · show

In this paper we undertake the general study of the Abelian complexity of an infinite word on a finite alphabet. We investigate both similarities and differences between the Abelian complexity and the usual subword complexity. While the Thue-Morse minimal subshift is neither characterized by its Abelian complexity nor by its subword complexity alone, we show that the subshift is completely characterized by the two complexity functions together. We give an affirmative answer to an old question of G. Rauzy by exhibiting a class of words whose Abelian complexity is everywhere equal to 3. We also investigate links between Abelian complexity and the existence of Abelian powers. Using van der Waerden's Theorem, we show that any minimal subshift having bounded Abelian complexity contains Abelian k-powers for every positive integer k. In the case of Sturmian words we prove something stronger: For every Sturmian word w and positive integer k, each sufficiently long factor of w begins in an Abelian k-power.

1 Introduction

The introduction frames a general study of Abelian complexity, a theory with few known results and key notions not yet formally defined. It previews comparisons with subword complexity and results on balanced words, the Thue–Morse subshift, and Abelian powers.

1 Introduction

  • Abelian complexity alone cannot characterize ultimate periodicity: Sturmian words and 01∞ both have constant Abelian complexity 2.Subword complexity does provide a characterization of ultimately periodic words.Source: §1 · p. 3
  • Abelian complexity is bounded exactly for words that are C-balanced for some positive integer C.The introduction also notes that a word with subword complexity ρ(n) = 2n + 1 can have unbounded Abelian complexity.Source: §1 · p. 4
  • The introduction presents a characterization of the Thue–Morse subshift using the two complexity functions together.Theorem 4 concerns recurrent words and the subshift generated by the Thue–Morse fixed point.Source: §1 · p. 4
  • Two positive solutions to Rauzy’s question are introduced, including a result for aperiodic balanced words over {0, 1, 2}.A second result begins with an arbitrary aperiodic infinite binary word and its image.Source: §1 · p. 4
  • Every infinite word with bounded Abelian complexity contains an Abelian k-power for every positive integer k.An Abelian k-power consists of k non-empty, pairwise Abelian-equivalent blocks.Source: §1 · pp. 4–5
  • For every Sturmian word and positive integer k, each position has an Abelian k-power with one of two possible Abelian periods.In particular, every Sturmian word begins with an Abelian k-power for every positive integer k.Source: §1 · p. 5

2 Generalities

Abelian complexity counts the distinct Parikh vectors of equal-length factors. The section relates this measure to balance and gives general bounds and examples of how it can differ from subword complexity.

  • Abelian complexity at each length is the number of distinct Parikh vectors represented by the word’s factors of that length.Source: §2 · p. 5
  • For equal-length factors, a gap of c between Parikh-vector coordinates guarantees factors realizing every intermediate coordinate value.Source: §2 · p. 5
  • Abelian complexity is bounded exactly when a word is C-balanced for some positive C; C-balance limits each Parikh-vector coordinate to at most C+1 values.A word bounded by K is (K−1)-balanced.Source: §2 · p. 5
  • For a k-letter alphabet, maximal Abelian complexity counts compositions of n into k nonnegative parts, and Abelian complexity is O(n^(k−1)).Source: §2 · p. 6
  • The examples separate the two measures: one word has exponential subword but linear Abelian complexity, while another has maximal Abelian and linear subword complexity.Source: §2 · p. 6

3 Abelian Complexity of the Thue-Morse Word

The section characterizes the Abelian complexity profile of the Thue–Morse word among aperiodic binary words and shows how subword complexity distinguishes its subshift within that class. It also notes that the characterization’s converse does not extend to ultimately periodic words.

3 Abelian Complexity of the Thue-Morse Word

  • Subword complexity distinguishes the Thue–Morse subshift among words sharing the Thue–Morse Abelian complexity.Source: §3 · p. 7
  • Among aperiodic binary words, Abelian complexity 2 at odd lengths and 3 at positive even lengths holds exactly for words of the form µ(ω′), 0µ(ω′), or 1µ(ω′).Source: §3 · p. 7
  • For even-length factors n = 2k, the Parikh vectors are (k, k), (k −1, k + 1), and (k + 1, k −1).Source: §3 · p. 8
  • The converse characterization fails for ultimately periodic words: (01)∞ has the required morphic form but not the Thue–Morse Abelian complexity.Source: §3 · p. 9

4 Two Answers to a Question of G. Rauzy

The section answers Rauzy’s question by giving constructions with constant Abelian complexity, including uniformly recurrent examples with complexity 3. It presents both a family built from Sturmian words and a morphic-image construction.

4 Two Answers to a Question of G. Rauzy

  • For each p ≥ 3, prefixing a Sturmian word with (p −1)(p −2) . . . 2 yields Abelian complexity p, giving an answer to Rauzy’s question at p = 3.Source: §4 · p. 9
  • If an aperiodic binary word is mapped by f(0) = 012 and f(1) = 021, its image has constant Abelian complexity 3.Source: §4 · p. 11
  • The section asks whether a recurrent infinite word can have Abelian complexity 3 at every positive length and reports the authors’ suspicion that the answer is no.Source: §4 · p. 11

5 Bounded Abelian Complexity

Bounded Abelian complexity guarantees Abelian powers of every positive integer order. The proof uses van der Waerden’s theorem, and the section also derives a constraint on words that avoid such powers.

5 Bounded Abelian Complexity

  • Every infinite word on a finite alphabet with bounded Abelian complexity contains an Abelian k-power for every positive integer k.Source: §5 · p. 11
  • Van der Waerden’s theorem supplies an arithmetic progression of equal colors, which the proof uses to obtain consecutive equal-length blocks with equal Parikh vectors.Source: §5 · p. 13
  • Any infinite word that avoids Abelian k-powers for some positive integer k is arbitrarily imbalanced, meaning it is not C balanced for any positive integer C.Source: §5 · p. 13
  • The section asks whether every uniformly recurrent infinite word with bounded Abelian complexity begins with an Abelian k-power for each positive integer k.Source: §5 · p. 13

6 Abelian repetitions in Sturmian words

The section proves that every position in every Sturmian word begins an Abelian k-power for each positive integer k, with its period chosen from two possibilities.

6 Abelian repetitions in Sturmian words

  • For every Sturmian word and positive integer k, each position begins an Abelian k-power with period ℓ1 or ℓ2.In particular, every Sturmian word begins in an Abelian k-power for every positive integer k.Source: §6 · p. 14
  • A single fixed Abelian period at every position would force a word to be ultimately periodic, so the two-period allowance is optimal.The theorem contrasts with Sturmian words whose initial critical exponent is 2.Source: §6 · p. 14
  • A characteristic word cα is associated with an irrational α between 0 and 1, and a Sturmian word has the same factors as such a word.Source: §6 · p. 14
  • The proof reduces to characteristic words and chooses between continued-fraction denominators q_n and q_n+1 as the Abelian period.The choice depends on which interval contains {iα}.Source: §6 · p. 18
  • The property does not characterize Sturmian words: it also holds for f(ω), where ω is Sturmian and f(0)=00 and f(1)=01.Source: §6 · p. 18
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