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Fundamental rate-loss tradeoff for optical quantum key distribution

Masahiro Takeoka, Saikat Guha, Mark M. Wilde

arXiv:1504.06390v1quant-ph

TL;DR

The paper asks whether optical QKD without quantum repeaters can avoid exponential rate loss with distance. It uses squashed entanglement to upper-bound two-way assisted private capacity, showing that lossy optical channels have a power-independent, loss-only limit that is nearly tight at high loss.

  • Problem

    Known QKD protocols have key rates that decay exponentially with distance, motivating whether undiscovered optical protocols could avoid this tradeoff without quantum repeaters.

  • Method

    The paper defines channel squashed entanglement and proves it upper-bounds two-way assisted private capacity, then applies the bound to pure-loss optical channels.

  • Results

    In the high-loss regime, the upper and lower bounds are approximately 2η/ln 2 and η/ln 2 key bits per mode, respectively.

  • Takeaways & Limitations

    The upper bound depends only on channel loss, not transmit power, and known protocols show essentially no scaling gap from the ultimate secret-key-agreement capacity.

  • Takeaways & Limitations

    The bound applies to finite channel uses but may be improved by a strong-converse theorem or second-order analysis; its achievability remains open.

Abstract

from arXiv · show

Since 1984, various optical quantum key distribution (QKD) protocols have been proposed and examined. In all of them, the rate of secret key generation decays exponentially with distance. A natural and fundamental question is then whether there are yet-to-be discovered optical QKD protocols (without quantum repeaters) that could circumvent this rate-distance tradeoff. This paper provides a major step towards answering this question. We show that the secret-key-agreement capacity of a lossy and noisy optical channel assisted by unlimited two-way public classical communication is limited by an upper bound that is solely a function of the channel loss, regardless of how much optical power the protocol may use. Our result has major implications for understanding the secret-key-agreement capacity of optical channels---a long-standing open problem in optical quantum information theory---and strongly suggests a real need for quantum repeaters to perform QKD at high rates over long distances.

Results

The paper defines squashed entanglement for quantum channels and proves it upper-bounds two-way assisted private capacity. Applied to lossy optical channels, this yields a single-letter, loss-dependent bound that remains valid under excess noise and finite channel uses.

  • Channel bound: Squashed entanglement of a channel is defined as the maximum squashed entanglement registered between a sender and receiver across the channel.This extends the state quantity to a channel input-output setting.
  • Channel bound: Theorem 1 proves that a channel’s squashed entanglement upper-bounds its private capacity with unlimited forward and backward classical communication.The proof uses secrecy monotonicity under local operations and public classical communication.
  • Channel bound: The resulting upper bound is single-letter, depending on one channel use despite protocols using many channel uses, entangled inputs, and collective measurements.Subadditivity is critical to this single-letterization.
  • Scope: The bound applies to finite channel uses, where the key rate is bounded in terms of channel squashed entanglement and protocol reliability and security.A stronger converse or refined second-order analysis could potentially improve the result.
  • Optical channel: For the pure-loss bosonic channel, the analysis uses a pure-loss squashing channel for Eve and minimizes the resulting expression at environmental transmittance η1 = 1/2.The channel transmittance η is the average fraction of input photons reaching Bob.
  • Optical channel: Taking the input photon-number limit NS →∞ produces a photon-number-independent upper bound for the pure-loss channel.The finite photon-number constrained squashed entanglement is already an upper bound on P2(Nη).
  • Optical channel: Excess channel noise can only reduce squashed entanglement, so the pure-loss bound remains a fundamental upper limit for lossy noisy optical channels.This follows from quantum data processing; protocol-specific noisy processing may still improve rates without exceeding the bound.

Discussion

In the high-loss regime, the upper bound nearly matches the best known lower bound, leaving essentially no scaling gap for known optical QKD rates. The results also extend to two-way channel use and identify unresolved questions about converse strength and achievability.

  • The upper and lower bounds become close when η ≪1, the high-loss regime relevant for long-distance QKD.
  • 2η/ ln 2 and η/ ln 2 key bits per mode approximate the upper and lower bounds, respectively, when η ≪1.
  • The lower-bound-achieving protocol is nearly optimal at small η, while ideal BB84 is worse than the reverse coherent information lower bound by only a constant factor of 2/ ln 2 ≈2.88.
  • Any super-additive gain cannot be very large in the high-loss regime, and P2(Nη) must scale as ∼η when η ≪1.
  • For two-way use of the lossy channel, the secret-key agreement capacity is upper bounded by 2 log2((1 + η)/(1 −η)) secret key bits per mode transmitted in both directions.
  • The bound leaves essentially no scaling gap between known protocol rates and ultimate capacity, but open questions concern strong converses, second-order analysis, achievability, and tighter bounds.

Methods

The methods address finite-size effects and infinite-dimensional optical systems, while quantifying how the weak-converse bound depends on error and security. They also describe practical imperfections used for protocol-rate calculations.

  • Finite-size analysis: In the large-n limit, the finite-size correction term 4h2(2√ε)/n vanishes.
  • Finite-size analysis: The finite-size expression suggests a tradeoff between communication rate and error probability or security quantified by ε.A strong converse could remove this implied tradeoff and yield R ≤ Esq(N) independently of ε in the large-n limit.
  • Finite-size analysis: For ε = 10^-10 and n = 10^4, a 200 km fiber with 0.2 dB km^-1 has η = 10^-4 and an upper-bound value approximately 2.885 × 10^-4.The resulting finite-size estimate is reported as rather close to this asymptotic upper-bound value.
  • Optical and practical setting: Infinite-dimensional processing is handled by starting and ending with finite-dimensional states, allowing continuity arguments while intermediate processing remains infinite-dimensional.The supplied methods text also describes experimentally imperfect decoy BB84 and CV-GG02 calculations.

SUPPLEMENTARY NOTE 2: SQUASHED ENTANGLEMENT UPPER BOUND FOR THE PURE-LOSS BOSONIC CHANNEL

The supplementary derivation bounds pure-loss-channel secret-key capacity by optimizing a squashed-entanglement construction over a pure-loss squashing channel. Symmetry and convexity identify the minimizing squashing transmittance and its infinite-energy limit.

  • Proof strategy: The proof establishes an upper bound on P2(Nη) for a pure-loss bosonic channel with transmittance η.
  • Proof strategy: A pure-loss channel with transmittance η1 is used as Eve’s specific squashing channel, reducing the calculation to conditional entropies of a reduced Gaussian state.
  • Gaussian calculation: The covariance-matrix calculation uses beamsplitter transformations and identifies the marginal E′ state as thermal with photon number (1 −η)η1NS.
  • Gaussian calculation: The resulting conditional-mutual-information expression is a sum of entropy differences involving g and the channel parameters η, η1, and NS.
  • Optimization: η1 = 1/2 minimizes the expression by symmetry and convexity, and the bound converges to log((1+η)/(1−η)) as NS →∞.

PROTOCOLS

The protocols section specifies asymptotic rate calculations for decoy BB84 and Gaussian-modulated coherent-state CV-GG02 under device and noise assumptions. Rates are optimized over protocol parameters and evaluated for calibrated and uncalibrated scenarios.

  • Rate models: The supplementary calculations use asymptotic secret-key rates, assuming channel estimation is effectively perfect.
  • Decoy BB84: For decoy BB84, the mean photon number μ is optimized to maximize the key-rate expression.The model includes detection rates, photon-number yields, error rates, QBER, and error-correction efficiency.
  • Decoy BB84: The decoy BB84 model incorporates channel transmittance, Bob’s device and detector efficiencies, dark counts, and visibility-dependent errors.
  • CV-GG02: For CV-GG02, the rate depends on reconciliation efficiency, Alice–Bob mutual information, and Bob–Eve Holevo information.
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