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Echo State Networks for Proactive Caching in Cloud-Based Radio Access Networks with Mobile Users

Mingzhe Chen, Walid Saad, Changchuan Yin, Mérouane Debbah

arXiv:1607.00773v2cs.ITcs.NI

TL;DR

The paper addresses proactive caching in CRANs when BBUs have limited information about users and network state. It combines ESN prediction of content requests and mobility with sublinear cache selection, and reports up to 27.8% and 30.7% higher sum effective capacity than two random-caching baselines.

  • Problem

    CRAN caching must place and update content while predicting popularity under constrained fronthaul and backhaul capacity and limited user information.

  • Method

    The paper combines ESNs for predicting users' content request distributions and mobility patterns with a sublinear algorithm for estimating content percentages and selecting caches.

  • Results

    The proposed approach improves sum effective capacity by up to 27.8% versus random caching with clustering and 30.7% versus random caching without clustering.

  • Takeaways & Limitations

    The framework enables BBUs to predict requests with limited network-state and user-context information and calculate content percentages using few samples.

Abstract

from arXiv · show

In this paper, the problem of proactive caching is studied for cloud radio access networks (CRANs). In the studied model, the baseband units (BBUs) can predict the content request distribution and mobility pattern of each user, determine which content to cache at remote radio heads and BBUs. This problem is formulated as an optimization problem which jointly incorporates backhaul and fronthaul loads and content caching. To solve this problem, an algorithm that combines the machine learning framework of echo state networks with sublinear algorithms is proposed. Using echo state networks (ESNs), the BBUs can predict each user's content request distribution and mobility pattern while having only limited information on the network's and user's state. In order to predict each user's periodic mobility pattern with minimal complexity, the memory capacity of the corresponding ESN is derived for a periodic input. This memory capacity is shown to be able to record the maximum amount of user information for the proposed ESN model. Then, a sublinear algorithm is proposed to determine which content to cache while using limited content request distribution samples. Simulation results using real data from Youku and the Beijing University of Posts and Telecommunications show that the proposed approach yields significant gains, in terms of sum effective capacity, that reach up to 27.8% and 30.7%, respectively, compared to random caching with clustering and random caching without clustering algorithm.

I. INTRODUCTION

CRAN caching is motivated by constrained fronthaul and backhaul capacity, while existing approaches struggle with scalable, predictive cache placement. The paper proposes ESN-based prediction combined with sublinear caching and clustering to use limited user information.

  • Motivation: CRAN performance is constrained by limited fronthaul and backhaul capacity, motivating storage at cloud and RRH levels.Caching introduces challenges involving cache placement, cache updates, and prediction of content popularity.
  • Prior limitations: Many existing caching studies use simple approaches that may not scale well in dense, content-centric CRANs and overlook wireless cache replacement.The cited replacement work focuses on wired CDNs rather than CRANs.
  • Proposed framework: The framework predicts each user's content request distribution and mobility pattern, then caches suitable content to reduce CRAN traffic and delay.This is presented as the paper's main contribution.
  • Prediction and caching: ESNs learn request distributions and locations from user contexts without requiring complete knowledge of users' content requests.User context includes information such as age, job, and location; the sublinear method estimates content percentages without scanning all requests.
  • Prediction and caching: A low-complexity sublinear algorithm determines RRH clustering and cache contents at RRHs and the cloud.The paper also analyzes ESN memory capacity for mobility data.
  • System model: The system models periodic user mobility and permits content transmission from content servers, cloud caches, RRH caches, or remote RRH caches.Users are associated with nearby RRH clusters and can request at most one content per time slot.

B. Transmission Model

The transmission model represents content delivery through server, cloud-cache, RRH-cache, and remote-RRH paths, then evaluates them using QoS-aware effective capacity. Effective capacity is used because ordinary channel capacity does not capture delay guarantees.

  • Transmission paths: Backhaul and fronthaul rates depend on the numbers of users whose requested contents must traverse those links.The model ignores delay and QoS loss on cache-to-BBU and cache-to-local-RRH links when their rates exceed the constrained links.
  • Transmission paths: Content can reach a user through four paths: server-BBUs-RRH-user, cloud-cache-BBUs-RRH-user, RRH-cache-RRH-user, or remote-RRH-cache delivery.The paths distinguish cached delivery from transmissions requiring backhaul and fronthaul links.
  • Wireless transmission: The wireless channel capacity varies with user mobility and distance, and is expressed as B log2(1 + γt,i).The model assumes users connect to their nearest RRHs.
  • QoS and effective capacity: Effective capacity captures maximum content transmission rate under a specified QoS guarantee, unlike channel capacity alone.The model introduces QoS exponents to represent delay constraints for requested contents.
  • QoS and effective capacity: The long-term sum effective capacity aggregates users' effective capacities across time and captures delay and QoS for transmissions from servers, remote RRHs, and caches.Its validity assumes separate queues for users' content transmissions and sufficiently large buffers.

D. Problem Formulation

The paper formulates caching and RRH clustering as a QoS-and-delay optimization problem that maximizes long-term sum effective capacity. The formulation connects cache placement and transmission-link selection to traffic offloading and interference reduction.

  • Optimization objective: The objective is to maximize long-term sum effective capacity while reducing backhaul and fronthaul traffic through caching and RRH clustering.The optimization uses predictions of users' content request distributions and periodic mobility patterns.
  • Optimization formulation: Clustering and caching are jointly selected so content placement can offload traffic while clustering supports interference elimination through ZF-DPC.The overview includes disjointness constraints for content sets.
  • Optimization formulation: The formulation represents cloud-cache and RRH-cache content sets, transmission-link selection, and constraints on stored contents.Cache contents are required to originate from the content server.

III. ECHO STATE NETWORKS FOR CONTENT PREDICTION AND MOBILITY

The paper uses ESNs to predict each user’s content request distribution and mobility from limited contextual information, addressing the difficulty of solving caching optimization with incomplete user state. The content-prediction ESN maps user context to content probabilities for subsequent cache decisions.

  • The caching optimization is difficult because effective capacity depends on predicted content popularity and mobility, while BBUs may lack complete user context.These limitations affect cache-placement accuracy in dense CRANs.
  • Each content-prediction ESN uses a BBU as its agent and maps a user’s context to a content-request distribution.The input includes request time, week, demographics, occupation, age, and device type; the output contains probabilities for requested contents.
  • The ESN output weight matrix is trained to approximate the relationship between user context and content-request distribution.The dynamic reservoir stores user context, while the trained output produces the prediction used by the caching algorithm.
  • Predicted content-request distributions provide samples for the sublinear algorithm that determines which contents to cache.The ESN output is therefore connected directly to the subsequent cache-selection procedure.

B. Mobility Prediction

The mobility-prediction ESN records users’ visited locations and predicts future positions from current and historical locations. Its derived memory capacity quantifies how much mobility history can be retained and guides reservoir design for periodic mobility.

  • Mobility prediction: The mobility ESN predicts future user positions from the current location and a finite history of previous locations.Its output contains the positions expected over the next Ns time duration H.
  • Mobility prediction: The mobility model uses a reservoir with W units to store position records and an output weight matrix trained offline by ridge regression.The recurrent matrix and input/output weights define the position-recording model.
  • Memory capacity: The mobility ESN’s memory capacity measures how many historical inputs, and therefore visited locations, the model can record.The capacity depends on the reservoir size and the reservoir-weight parameter w.
  • Memory capacity: For periodic input, Theorem 1 derives the mobility ESN memory capacity under a specified random reservoir and regularity condition.The paper contrasts this periodic-input formulation with prior derivations using independent and identically distributed input streams.
  • Memory capacity: When w approaches 1 under the stated condition, the memory capacity approaches W, motivating a reservoir size above W = Ns + 1 for predicting Ns locations.The proposition also gives bounds that depend on whether w follows a zero-mean or positive distribution.

IV. SUBLINEAR ALGORITHM FOR CACHING

The caching solution combines ESN predictions with a sublinear algorithm to reduce the data scanned when selecting cached contents. This addresses the difficulty of processing predicted request distributions at CRAN scale.

  • The predicted distributions must support RRH clustering and content selection at both RRHs and BBUs.The procedure also uses RRH clustering to enable ZF-DPC-based cluster-interference elimination.
  • Sublinear algorithms approximate optimization results by inspecting only a subset of massive datasets.They are intended for settings where even linear processing time is unaffordable.
  • The proposed process first applies sublinear caching methods and then combines ESNs with sublinear algorithms to solve the caching optimization.

A. Sublinear Algorithm for Clustering and Caching

The caching procedure uses ESN-predicted request distributions and mobility to associate users with RRHs, cluster similar RRHs, and rank contents for RRH and cloud caches. Sublinear sampling estimates average content percentages with controlled error and confidence.

  • The cloud predicts each user’s content-request distribution and mobility, then estimates the user’s RRH association.
  • RRHs are clustered when their content-request distributions differ by less than χ, using a sublinear method to calculate the difference.The resulting clusters support cloud-level averaging and cache selection.
  • Each RRH ranks the average request percentages of its associated users and caches the highest-ranked contents.For two associated users, the predicted distributions are averaged as pr = (pr,1 + pr,2)/2.
  • The cloud updates request distributions after RRH caching and stores contents according to the ranking of average updated request percentages.The update represents content requests that still require transmission through fronthaul links.
  • The sublinear method estimates each content’s average request percentage from a limited number of updated distributions while controlling deviation and approximation error.For example, α = 70% with ǫ = 0.03 and δ = 0.05 yields a 67%–73% range with 95% probability.

B. Proposed Framework based on ESN and Sublinear Approaches

Algorithm 1 combines ESN predictions with sublinear sampling to update RRH and cloud caches, cluster RRHs, and determine content placement. With accurate predictions, it reaches an optimal solution to the formulated optimization problem.

  • Algorithm 1: Algorithm 1 uses ESNs to predict content requests and mobility before updating RRH and cloud caches.The procedure then clusters RRHs and computes content percentages for cloud caching.
  • RRH clustering: The algorithm clusters RRHs so grouped units have the highest probability of requesting the same contents.
  • Caching principle: Caching high-percentage contents encourages users to obtain data from caches, reducing backhaul and fronthaul traffic.The resulting traffic changes improve effective capacity.
  • Guarantee: Given accurate ESN predictions, Algorithm 1 reaches an optimal solution to the optimization problem.

C. Complexity and Overhead of the Proposed Approaches

The evaluation examines computational behavior, prediction accuracy, approximation error, and effective-capacity gains using real Youku and university mobility data. ESN accuracy improves with training data and reservoir size, while the proposed caching method substantially outperforms random baselines.

  • Simulation data: The simulations use Youku content-request data and mobility measurements from Beijing University of Posts and Telecommunications.The two datasets are independent and are mapped for evaluation.
  • Content prediction: Less than 50 iterations are needed to estimate each user’s content request distribution, because ESNs train only the output weight matrix.
  • Content prediction: 0.2%, 0.1%, and 0.43% errors result from learning rates 0.01, 0.001, and 0.03, respectively.Adjusting the learning rate at each iteration affects ESN prediction accuracy.
  • Mobility prediction: Mobility prediction accuracy improves as the training-dataset size and the number of ESN reservoir units increase.Reservoir size affects memory capacity and the number of user positions the ESN can record.
  • Mobility prediction: The ESN-based algorithm achieves up to 14.7% improvement over the deep learning benchmark in mobility prediction accuracy.The benchmark uses the same total number of hidden units as the ESN reservoir units.
  • Sublinear approximation: Increasing confidence and allowable-error exponents increases sublinear-approximation error and failure probabilities by reducing the number of samples used.
  • Caching performance: 27.8% and 30.7% sum-effective-capacity improvements are achieved over random caching with and without clustering, respectively, with one cloud-cache storage unit.
  • Caching performance: 21.6% and 24.4% improvements over the same baselines are obtained with 512 RRHs, while performance is 0.7% below optimal caching.The approach reduces running time by up to 34% and uses 600 content-request samples.

VI. CONCLUSION

The paper proposes a CRAN caching framework that combines ESNs with a sublinear caching approach to improve effective capacity using limited information and samples.

  • The framework offloads backhaul and fronthaul loads by predicting each user’s content request distribution with limited network-state and context information.It also computes content request percentages using only a few samples.
  • The proposed algorithm combines ESNs for prediction with a sublinear approach for content caching.
  • Simulation results show significant sum effective capacity gains over conventional approaches.

APPENDIX

The appendix develops the ESN memory-capacity analysis for periodic inputs and explains the resulting output covariance and memory behavior.

  • The appendix substitutes a periodic input stream into the reservoir dynamics to obtain the reservoir states at time t.
  • An ESN’s ability to output a user location visited at time t−k represents its ability to record that location in memory.
  • The derivation constructs the optimal output matrix and uses covariance between ESN outputs and delayed inputs to obtain memory capacity.

C. Proof of Proposition 2

The proof derives memory capacity for two weight distributions and establishes how it varies with the input-weight moment and parameter a.

  • For symmetric weights with P(w=a)=P(w=−a)=0.5, the proof formulates memory capacity and derives its upper-bound case.
  • For the symmetric-weight case, memory capacity M increases as both the moment E[...] and a increase.
  • For deterministic weights with P(w=a)=1, the proof obtains M = W−1 + a^2W and concludes M < W for a∈(0,1).

D. Proof of Theorem 2

The theorem proof rewrites the effective-capacity optimization around cloud and RRH cache transmissions, then selects contents using the relevant probability term.

  • The per-time-slot optimization is rewritten from the original problem formulation.
  • Average effective capacity uses each user’s content request distribution and distinguishes content-server and RRH-cache transmissions from cloud-cache and RRH-cache transmissions.
  • For each RRH, the caching method selects the content with the maximal value of the relevant P term.
  • Cloud-cache optimization accounts for content updates during a period T.
  • After updating each user’s content request distribution, the proposed algorithm is stated to reach the optimal result.
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