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Integration of Satellites in 5G through LEO Constellations

Oltjon Kodheli, Alessandro Guidotti, Alessandro Vanelli-Coralli

arXiv:1706.06013v2cs.NI

TL;DR

Large satellite-channel delays and Doppler shifts challenge the use of 5G PHY and MAC procedures on a LEO backhaul. The paper assesses these effects in a satellite–terrestrial Relay Node architecture and proposes procedure adaptations. It reports that high Doppler remains substantial even at NR’s highest stated subcarrier spacing, while delay affects contention-based Random Access and HARQ requirements.

  • Problem

    Large round-trip delays and Doppler shifts from satellite links pose challenges for applying 5G PHY and MAC procedures to satellite backhaul.

    Source: A. Delay · p. 2, §IV · p. 2
  • Method

    The paper assesses 5G PHY/MAC impacts in a LEO mega-constellation architecture with transparent satellites providing backhaul to terrestrial Relay Nodes.

    Source: §I · p. 1, §VI · p. 6
  • Results

    Doppler remains large at NR’s 480 kHz highest subcarrier spacing, contention-based Random Access requires a contention timer above 16 ms, and peak data rate calls for 24 parallel HARQ processes.

    Source: A. Waveform · p. 3, 1) UE random access procedure · p. 3, N SAT · p. 5
  • Takeaways & Limitations

    The proposed measures include GNSS-based Doppler compensation, increasing subcarrier spacing to tolerate larger estimation errors, and signaling the satellite link to increase the Random Access Response window.

    Source: A. Waveform · p. 5, §VI · p. 6

    Whether UEs can support the increased buffer size associated with at least 24 parallel HARQ processes requires further analysis.

    Source: 1) Increased number of HARQ processes… · p. 6

Abstract

from arXiv · show

The standardization of 5G systems is entering in its critical phase, with 3GPP that will publish the PHY standard by June 2017. In order to meet the demanding 5G requirements both in terms of large throughput and global connectivity, Satellite Communications provide a valuable resource to extend and complement terrestrial networks. In this context, we consider a heterogeneous architecture in which a LEO mega-constellation satellite system provides backhaul connectivity to terrestrial 5G Relay Nodes, which create an on-ground 5G network. Since large delays and Doppler shifts related to satellite channels pose severe challenges to terrestrial-based systems, in this paper we assess their impact on the future 5G PHY and MAC layer procedures. In addition, solutions are proposed for Random Access, waveform numerology, and HARQ procedures.

I. INTRODUCTION

The paper motivates satellite–terrestrial integration as a way to address 5G throughput and connectivity demands, then assesses satellite-channel effects on 5G PHY/MAC procedures. Its architecture uses transparent LEO satellites for backhaul to terrestrial relay nodes.

I. INTRODUCTION

  • Satellite integration is presented as a response to 5G demands for greater throughput and global, seamless connectivity, with satellites complementing terrestrial networks across dense and rural areas.The paper notes that past independent evolution of terrestrial and satellite networks made later integration difficult.Source: §I · p. 1
  • Prior work considered GEO-related challenges and LEO satellite effects on LTE; this paper shifts the assessment to 5G PHY/MAC procedures.The paper also situates hybrid satellite–terrestrial resource management in NFV/SDN work.Source: §I · p. 1
  • The study assesses how large delays and Doppler shifts in a Ku-band LEO mega-constellation affect 5G waveform design, Random Access, and HARQ procedures.It extends the analysis in to the emerging 5G air interface.Source: §I · p. 1

II. SYSTEM ARCHITECTURE

  • Type-1 Relay Nodes provide terrestrial access and backhaul through transparent satellites to a donor gNB connected to the 5G Core Network.Relay Nodes act as gNBs toward UEs and as UEs toward the donor gNB.Source: §II · pp. 1–2
  • The assumed backhaul is FDD and outband, while the UE–RN and RN–DgNB interfaces may use different numerologies.The satellite gateway has ideal feeder links, and one donor gNB may connect to multiple Relay Nodes.Source: §II · p. 2

III. SATELLITE CHANNEL

The paper assesses satellite round-trip delay as a challenge for 5G MAC and PHY procedures. Its delay estimate uses the RN–satellite and satellite–donor-gNB paths, and the resulting RTT is described as large relative to terrestrial networks.

III. SATELLITE CHANNEL

  • The channel section focuses on how large round-trip time and Doppler shifts affect 5G MAC and PHY procedures.Figure 1 identifies the g-Sat-RN architecture used as the system context.Source: §III · p. 2, Figure 1 · p. 2

A. Delay

  • The RTT estimate accounts for the RN–satellite and satellite–donor-gNB distances, approximating each as the satellite altitude at the closest elevation geometry.The minimum RN–satellite distance occurs at a 90-degree elevation angle and equals the 1200 km altitude.Source: A. Delay · p. 2
  • The satellite RTT is described as quite large compared with the maximum RTT foreseen in terrestrial networks, making integration with 5G a critical challenge.The section identifies large RTT and Doppler shifts as the satellite impairments under study.Source: A. Delay · p. 2, §III · p. 2

B. Doppler

The paper distinguishes UE-motion Doppler on the terrestrial access link from satellite-motion Doppler on the backhaul. The considered Ku-band LEO scenario has a reported Doppler range that is significantly larger than terrestrial-link Doppler.

B. Doppler

  • The paper treats UE–RN Doppler from relative motion separately from satellite-channel Doppler, which arises from satellite movement.For the UE–RN case, the maximum Doppler expression uses UE–RN relative speed, carrier frequency, and the angle between velocity vectors.Source: B. Doppler · p. 2
  • At 4 GHz, 500 km/h UE mobility corresponds to a Doppler spread up to 1.9 kHz, which NR is described as able to estimate and decode.The 500 km/h target applies below 6 GHz.Source: B. Doppler · p. 2
  • 11 GHz < fd < 14 GHz is the reported maximum Doppler-shift range for the considered Ku-band satellite scenario, significantly above terrestrial-link Doppler.The shift is attributed to satellite movement while the Relay Node and donor gNB are fixed on Earth.Source: B. Doppler · p. 2

IV. CHALLANGES OF 5G AIR INTERFACE (NR) IN SATELLITE CONTEXT

The section examines how satellite-link delay and Doppler affect NR MAC and PHY procedures. It focuses on waveform flexibility and random access as areas where satellite operation poses specific demands.

IV. CHALLANGES OF 5G AIR INTERFACE (NR) IN SATELLITE CONTEXT

  • The section assesses how large satellite-link RTT and Doppler shifts affect NR MAC and PHY procedures, against ongoing 5G standardization work.It frames the goal as identifying challenges for making NR “satellite friendly.”Source: §IV · pp. 2–3

A. Waveform

  • NR's scalable subcarrier spacing and filtering/windowing support different numerologies; larger spacing improves Doppler robustness, with 15 kHz × 2^n defining the spacing values.For example, the passage gives 30 kHz spacing as sufficient for 1.9 kHz Doppler at a 4-GHz carrier frequency.Source: A. Waveform · p. 3
  • Even at 480-kHz subcarrier spacing, NR tolerates only a 30.4-kHz frequency offset, leaving the satellite-link Doppler challenge unresolved on the RN–DgNB interface.The UE–RN interface does not need modification for Doppler in this scenario because RN compensates for UE-movement Doppler.Source: A. Waveform · p. 3

B. Random Access

  • NR random access supports both contention-based and contention-free procedures, with contention-based access following LTE's four steps and assigning the final CRNTI in steps 3 and 4.The RAR window and contention-timer sizes had not yet been agreed in NR.Source: B. Random Access · p. 3

1) UE random access procedure:

UE–RN random access is expected to work without modification, but RN attachment through the satellite link brings timing and RAR-window demands. The largest RN path-length difference also exceeds the cited LTE preamble coverage, while reattachment can make RNs compete simultaneously.

1) UE random access procedure:

  • UE–RN contention-based random access is expected to work without modification: the NR contention timer must exceed 16 ms, and LTE allows up to 64 ms.Contention-free access uses only steps 1 and 2 and does not involve the satellite link.Source: 1) UE random access procedure · p. 3

2) RN attach procedure:

  • RN startup has two phases: UE-like access followed by DgNB relay configuration; satellite RTT requires a contention timer above 16 ms and a larger RAR window than LTE's 3–15 ms.The passage notes that lower RAR-window values were expected for NR.Source: 2) RN attach procedure · p. 3
  • At 45° elevation, the 320-km beam geometry yields a 208-km RN path-length difference—almost twice NR cell size and greater than LTE's 100-km largest-preamble coverage.The passage gives d1 = 1580 km and d2 = 1372 km for the longest and shortest satellite paths.Source: 2) RN attach procedure · p. 4
  • RNs can be added one by one at startup, but handover or heavy rain may desynchronize them, forcing simultaneous reattachment and channel contention.The passage distinguishes this reattachment case from initial deployment.Source: 2) RN attach procedure · p. 4

C. Satellite Handover

Satellite motion requires relay nodes to hand over and repeat random access, while long satellite-link delays make HARQ timing a central design concern. The HARQ discussion highlights the need for flexible process configurations in NR.

C. Satellite Handover

  • Satellite motion requires relay nodes to hand over, and repeated random access can consume time and reduce throughput.The proposed alternative is identified as a possible solution, but its details are not included here.Source: C. Satellite Handover · p. 4

D. Hybrid Automatic Repetition Quest (HARQ)

  • A 16 ms satellite-link RTT makes propagation delay a major part of HARQ timing, unlike in the terrestrial link described.The discussion considers 8 ms total processing time and a 1 ms TTI.Source: D. Hybrid Automatic Repetition Quest… · p. 4
  • NR is expected to support multiple HARQ configurations per UE, whereas FDD LTE uses up to eight parallel processes in each direction.The paper presents this configuration flexibility as useful when considering HARQ over a satellite channel.Source: D. Hybrid Automatic Repetition Quest… · p. 4

N SAT

The discussion identifies 24 parallel HARQ processes as necessary to support the desired peak data rate over the LEO link, while noting costs in UE buffering and downlink control.

  • NR should support 24 parallel HARQ processes to offer the desired peak data rate over a LEO satellite link.Source: N SAT · p. 5
  • More parallel HARQ processes increase the UE soft-buffer requirement, which the paper says can be costly.The stated relationship is Nbuffer ∝ NHARQ,max * TTI.Source: N SAT · p. 5
  • More processes also require wider DCI fields, increasing downlink control overhead.The passage contrasts this with LTE's three-bit DCI field for eight processes.Source: N SAT · p. 5

V. PROPOSED SOLUTIONS

The proposed waveform approach uses GNSS-based satellite-position estimates to compensate Doppler without changing the 5G waveform. The analysis finds that higher subcarrier spacing tolerates larger position-estimation errors.

A. Waveform

  • GNSS-equipped relay nodes estimate satellite position to compensate Doppler without changing the 5G waveform.Position-estimation error leaves a residual Doppler shift.Source: A. Waveform · p. 5
  • The residual-Doppler analysis relates an estimated satellite distance and elevation angle to the true pair, accounting for position-estimation error.The analysis solves the geometric relations to obtain residual Doppler as a function of that error.Source: A. Waveform · p. 5
  • Higher subcarrier spacing tolerates larger position-estimation errors, and the paper prefers high SCS on the RN-DgNB interface.At fixed estimation error, the highest Doppler occurs at 90 degrees elevation.Source: Figure 5 · p. 5, A. Waveform · p. 5

B. RA Procedure

Random access for the RN-DgNB link must account for satellite delays. The paper contrasts a fixed worst-case RAR window with a satellite-aware window signaled to relay nodes.

B. RA Procedure

  • The RAR window size is a design consideration for RN-DgNB random access.Source: B. RA Procedure · p. 5
  • A fixed RAR window above 16 ms covers the largest satellite delay but imposes unnecessary delay on terrestrial links.Source: 1) RAR window size · p. 5
  • A satellite-aware option signals link presence to relay nodes through the downlink control channel so they can adjust the RAR window.The proposal requires one additional bit to indicate whether a satellite channel is present.Source: B. RA Procedure · p. 5

2) Taming advance (TA):

The section offers two ways to handle timing advance in random access, while noting that the 24-process HARQ requirement leaves UE buffer capability for further analysis.

2) Taming advance (TA):

  • Larger preamble formats can accommodate greater timing advance, though their design needs detailed analysis.The preamble format also indicates the maximum supported cell size.Source: 2) Taming advance (TA) · p. 5
  • GNSS-equipped RNs can estimate satellite distance and timing advance before sending a preamble, avoiding a changed preamble format.An estimation error up to 100 km can be supported while keeping the same preamble format; the RAR then provides the exact timing advance.Source: 2) Taming advance (TA) · p. 5

C. HARQ Retransmissions

1) Increased number of HARQ processes and buffer size:

2) Increased number of HARQ processes with reduced buffer size:

The section proposes feedback and process-count options for managing HARQ retransmissions and buffer size, including alternatives that reduce throughput.

2) Increased number of HARQ processes with reduced buffer size:

  • Two-bit feedback can indicate how close a received TB is to the original, reducing retransmissions and directly affecting buffer memory size.The feedback lets the transmitter add redundant bits according to the reported information.Source: 2) Increased number of HARQ processes… · p. 6

3) Reduced number of HARQ processes with reduced buffer size:

4) No HARQ protocol:

  • When large satellite-channel delay prevents HARQ, replicating each TB before transmission can reduce delay impact, but significantly reduces throughput.Source: 4) No HARQ protocol · p. 6

VI. CONCLUSIONS

  • The conclusion states that at least 24 parallel HARQ processes are needed for peak data rate, creating UE-buffer and DCI-field challenges that proposed solutions seek to control.Source: §VI · p. 6
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