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Round elimination in exact communication complexity
Jop Briët, Harry Buhrman, Debbie Leung, Teresa Piovesan, Florian Speelman
TL;DR
The paper examines how graph parameters characterize exact communication complexity for promise equality and list problems. It studies chromatic number and orthogonal rank in these settings, including a promise-equality family with a linear one-round quantum lower bound and a logarithmic two-round protocol.
Problem
The paper asks how chromatic number and orthogonal rank relate to exact communication complexity, including whether classical and quantum round complexity behave alike.
Source: §1 · p. 2, §1.1 · p. 3Method
It studies graph-parameter characterizations of communication protocols, including chromatic-number bounds for classical promise equality and orthogonal-rank bounds for one-round quantum protocols.
Source: §1 · p. 2, §1.1 · p. 3Results
For a family of promise equality problems, one-round quantum communication requires at least cn, while a two-round protocol uses at most C log n qubits.
Source: §1.1 · p. 3Takeaways & Limitations
For promise equality, the chromatic number captures overall classical communication complexity because protocols can be reduced to one round without extra communication.
Source: §1.1 · p. 3The stated promise-equality setup assumes n and d are even; when their parities differ, the problem is trivial by sending a parity bit.
Source: §1.1 · p. 4
Abstract
from arXiv · showhide
We study two basic graph parameters, the chromatic number and the orthogonal rank, in the context of classical and quantum exact communication complexity. In particular, we consider two types of communication problems that we call promise equality and list problems. For both of these, it was already known that the one-round classical and one-round quantum complexities are characterized by the chromatic number and orthogonal rank of a certain graph, respectively. In a promise equality problem, Alice and Bob must decide if their inputs are equal or not. We prove that classical protocols for such problems can always be reduced to one-round protocols with no extra communication. In contrast, we give an explicit instance of a promise equality problem that exhibits an exponential gap between the one- and two-round exact quantum communication complexities. Whereas the chromatic number thus fully captures the complexity of promise equality problems, the hierarchy of "quantum chromatic numbers" (starting with the orthogonal rank) giving the quantum communication complexity for every fixed number of communication rounds turns out to enjoy a much richer structure. In a list problem, Bob gets a subset of some finite universe, Alice gets an element from Bob's subset, and their goal is for Bob to learn which element Alice was given. The best general lower bound (due to Orlitsky) and upper bound (due to Naor, Orlitsky, and Shor) on the classical communication complexity of such problems differ only by a constant factor. We exhibit an example showing that, somewhat surprisingly, the four-round protocol used in the bound of Naor et al. can in fact be optimal. Finally, we pose a conjecture on the orthogonality rank of a certain graph whose truth would imply an intriguing impossibility of round elimination in quantum protocols for list problems, something that works trivially in the classical case.
1 Introduction
The paper studies how chromatic number and orthogonal rank characterize exact communication complexity for promise equality and list problems. It shows that classical promise-equality protocols need no more communication when reduced to one round, while quantum round complexity and list-problem protocols exhibit richer behavior.
1.1 Promise equality
- For promise equality, the chromatic number characterizes overall classical communication complexity because any classical protocol can be reduced to one round without extra communication.The one-round complexity is ⌈log χ(G)⌉.Source: §1.1 · p. 3
- Unlike the classical case, the quantum chromatic-number hierarchy for promise equality is not redundant: one-round complexity is characterized by orthogonal rank, but more rounds can change complexity.A one-round quantum protocol corresponds to an orthonormal representation of the associated graph.Source: §1.1 · p. 3
- A family of promise equality problems has one-round quantum complexity at least cn but a two-round protocol using at most C log n qubits.The inputs are n-bit strings that are equal or differ in exactly n/4 coordinates, for n a positive multiple of 8.Source: §1.1 · p. 3
1.2 The list problem
- The list problem can be represented by a family of subsets: Bob receives a list, Alice an element in it, and Bob must identify that element.The paper also frames its graph-parameter results as strengthening the link between communication complexity and graph theory established by de Wolf.Source: §1.2 · p. 4, §1.3 · p. 6
- For some list problems, the four-round classical protocol of Naor, Orlitsky, and Shor is asymptotically optimal, with a lower bound of log log χ(GL) + (2 − ε) log ω(L).For some such instances, ω(L) = log χ(GL), and the communication complexity is at least (3 − ε) max{log log χ(GL), log ω(L)}.Source: §1.2 · p. 5
- For quantum list problems, the authors conjecture that a graph family's orthogonal rank is at least n^ω(1); if true, this would imply super-logarithmic one-round complexity despite a simple two-round protocol.The graph is associated with lists of maximal cardinality whose strings have Hamming distances from n/2 through n.Source: §1.2 · pp. 5–6
2 Preliminaries
The preliminaries establish graph notation and define the parameters used in the paper, including complex orthogonal rank. They also state an orthogonality criterion for distinguishing quantum states.
Graph theory
- The paper considers simple undirected graphs without loops or multiple edges and uses base-two logarithms unless specified otherwise.Source: §2 · p. 6
- The orthogonal rank ξ(G) is the minimum dimension of a complex orthonormal representation, assigning orthogonal vectors to adjacent vertices; the paper uses complex rather than real vectors.The preliminaries note ω(G) ≤ ξ(G).Source: §2 · p. 7
- A graph's chromatic number χ(G) is the minimum number of colors needed to assign different colors to adjacent vertices.The preliminaries also give χ(G)α(G) ≥ |V(G)|.Source: §2 · p. 7
- H(n,d) has n-bit strings as vertices, with adjacency exactly when two strings differ in d positions.Equivalently, using ±1 strings, adjacent vertices have inner product n − 2d.Source: §2 · p. 7
Orthogonality lemma
- A collection of pure quantum states is perfectly distinguishable by measurement exactly when the states are pairwise orthogonal.The Orthogonality Lemma gives an equivalent condition for distinguishing positive semidefinite matrices using a measurement.Source: §2 · p. 7
3 Promise Equality
This section examines round complexity for promise equality, relating one-round costs to graph parameters and studying classical and exact quantum protocols across rounds. It presents a quantum separation for Hamming-distance promises, as well as constant-round protocols for a stated range of constants and an O(log n) one-round upper bound when the distance is within O(log n) of n/2.
3.1 General properties of promise equality
- Classical promise equality complexity is attained in one round, and its one-round cost is ⌈log χ(G)⌉ for the associated graph G.Alice simulates the transcript under the assumption that Bob’s input equals hers; Bob checks it against his input.Source: §3.1 · pp. 7–8
- The one-round quantum communication complexity of promise equality is ⌈log ξ(G)⌉, where ξ(G) is the graph’s orthogonal rank.The correspondence follows because inputs paired by an edge must be encoded by orthogonal states.Source: §3.1 · p. 8
3.2 Proof of Theorem 1.2
- For EQ on n-bit inputs equal or differing in exactly n/4 positions (n a multiple of 8), the cited communication bounds are at least Ω(n) and at most 2⌈log n⌉+1 qubits.Source: §3.2 · p. 8, §3.2.1 · p. 9, §3.2.2 · p. 13
3.2.1 One-round quantum communication complexity of EQ-
- For every 0 < α < 1/2 with n and αn even, multi-round quantum protocols can be exponentially more efficient than one-round protocols.The one-round lower bound uses the Lovász theta number as a lower bound on complex orthogonal rank, then bounds it through Hamming-graph eigenvalues.Source: §3.2 · p. 9, §3.2.1 · pp. 9, 13
3.2.2 Two-round quantum communication
- The two-round protocol applies distributed Grover search to the XOR of the inputs, then sends a differing-bit index and Alice’s bit to Bob.A Grover query to the XOR is implemented by sequentially applying the inputs’ query unitaries; the total cost is 2⌈log n⌉+1 qubits.Source: §3.2.2 · p. 13
- For constants α < 1/2 independent of n, the protocol extends to solve EQ- in a constant number of rounds using an exact Grover-search variant.The more general exact version is described in Appendix C.Source: §3.2.2 · p. 13
3.3 Distances close to n/2
- When d = n/2 − ℓ, ℓ ≤ O(log n), and n and d are even, EQ- has one-round quantum communication complexity at most O(log n).Alice can send the first 2ℓ bits; if they match, the remaining inputs have length n′ = n − 2ℓ and are equal or differ in n′/2 positions.Source: §3.3 · p. 14
4 The list problem
In a list problem, Bob receives a list containing Alice’s input and must identify that input. The section gives classical and quantum bounds and protocols, including one-round quantum characterization and two-round entanglement-assisted protocols.
4.1 Classical communication complexity of the list problem
- For all k-element subsets of [N], a four-round classical protocol uses at most log log N + 2 log k + O(log log k) bits.The bound can also be written as log log χ(GL) + (2 − o(1)) log ω(L), with o(1) tending to zero as k grows.Source: §4.1 · p. 14
- A classical protocol induces a (k − 1)-cover-free family of transcript sets, because Bob must distinguish Alice’s different inputs in each k-element list.The proof associates each input x with transcripts consistent with x and Alice’s message sequence.Source: §4.1 · p. 15
4.2 Quantum communication complexity of the list problem
- The one-round quantum communication complexity of L-list is exactly ⌈log ξ(GL)⌉.Alice’s input states must be orthogonal for every pair of distinct elements in a list, and an orthogonal representation supplies a protocol.Source: §4.2 · pp. 15–16
- Multi-round quantum communication complexity is at least max{Ω(log log χ(GL)), log ω(L)}.The two terms follow from the chromatic-number lower bound and the need to distinguish among ω(L) possible inputs.Source: §4.2 · p. 16
4.3 Proof of Theorem 1.7
- For lists of strings at a fixed Hamming distance d, an input-dependent quantum state makes every pair in a list orthogonal, allowing Bob to identify Alice’s input.The construction uses ⌈log n⌉ + 1 qubits; K is the union of the maximal lists for distances n/2 through n.Source: §4.3 · p. 16
4.4 Entanglement-assisted and non-signaling communication complexity of the list problem
- For K-list, a two-round entanglement-assisted protocol has Bob send one bit and Alice reply with ⌈log n⌉ + 2 bits.The paper also describes the communication cost as ⌈log n⌉ + 3 classical bits using ⌈log n⌉ + 2 EPR pairs.Source: §4.4 · p. 17
- With non-signaling correlations, every list problem has an optimal one-round protocol using ⌈log ω(L)⌉ bits.Alice sends a shared random label, and Bob subtracts it from his correlated value to recover the label of Alice’s input.Source: §4.4 · p. 18
A Orthogonal rank is NP-hard
The section establishes that deciding whether a graph’s orthogonal rank is at most k is NP-hard for every fixed k ≥ 3, using a graph gadget reduction.
A Orthogonal rank is NP-hard
- For every fixed k ≥ 3, deciding whether ξ(G) ≤ k is NP-hard.The proof extends the k = 3 result using suspension, which adds a clique adjacent to all original vertices and increases orthogonal rank by its size.Source: A Orthogonal rank is NP-hard · pp. 21–22
- For k = 3, the reduction constructs G′ so that χ(G) ≤ 3 exactly when χ(G′) = 3, and χ(G′) = 3 exactly when ξ(G′) = 3.The graph adds a gadget H_ij for each pair of distinct vertices; its constraints force the corresponding represented subspaces to be equal or orthogonal.Source: A Orthogonal rank is NP-hard · pp. 21–22
- A three-dimensional orthogonal representation of G′ yields a three-coloring of G by assigning colors to the at most three distinct represented subspaces.For each original vertex i, the reduction associates the one-dimensional subspace spanned by its representation vector.Source: A Orthogonal rank is NP-hard · p. 22
B Kremer’s Theorem
Kremer’s theorem converts quantum communication into a one-round classical protocol with exponential communication overhead. The section generalizes the result to arbitrary output ranges and protocols that need not be exact.
B Kremer’s Theorem
- An ℓ-qubit quantum protocol for a function with arbitrary range can be converted into a one-round classical protocol using 2^O(ℓ) bits.The stated result applies to general protocols, not only exact ones.Source: B Kremer’s Theorem · pp. 22–23
- The proof represents the final state of an interactive quantum protocol as a sum indexed by communication transcripts, with factors depending separately on Alice’s and Bob’s inputs.This representation supports the one-round simulation and allows the theorem to handle protocols with different message lengths across rounds.Source: B Kremer’s Theorem · p. 23
- The proof approximates quantum-protocol amplitudes with finite-bit representations, then has Bob estimate each output’s acceptance probability.If the original protocol succeeds with probability 1, Bob selects the unique outcome whose estimate is strictly greater than 1/2.Source: B Kremer’s Theorem · p. 24
C Multi-round quantum protocols for EQ-
The section constructs multi-round exact quantum protocols for promise equality at fixed Hamming distances by distributing exact Grover search between the players. It gives logarithmic communication bounds for distances below half the input length.
C Multi-round quantum protocols for EQ-
- For α < 1/2, the section gives a multi-round quantum protocol with a logarithmic number of qubits; the α = 1/4 case is handled by an earlier theorem.The protocol turns exact Grover search into communication by distributing query operations between Alice and Bob.Source: C Multi-round quantum protocols for EQ- · pp. 24–25
- For d = αn with α ∈ (1/4, 1/2), two-round quantum communication uses at most 2⌈log n⌉ + 2⌈log(4α)⌉ + 1 qubits.The inputs are padded with zeros so that the new strings have length 4d and differ in one quarter of their positions when unequal.Source: C Multi-round quantum protocols for EQ- · p. 25
- For d = αn with α ∈ (0, 1/4), the quantum communication complexity is at most O(log n) qubits.This construction uses technical adjustments to obtain an exact version of Grover’s search algorithm.Source: C Multi-round quantum protocols for EQ- · p. 25
- When the strings differ in exactly d positions, exact Grover search lets Alice find a differing index, after which she sends the index and her bit to Bob.The resulting protocol uses (ℓ + 2)⌈log n⌉ + 2 qubits in ℓ + 2 rounds when the search uses ℓ queries.Source: C Multi-round quantum protocols for EQ- · pp. 25–26
D Bound on binary entropy function
This section establishes a lower bound for binary entropy and identifies exactly where equality holds.
- The binary entropy function is H(p) = −p log p − (1−p) log(1−p) for p ∈ [0, 1].Source: D Bound on binary entropy function · p. 26
- For every p ∈ [0, 1], H(p) ≥ 1 − (1 − 2p)^2.Source: D Bound on binary entropy function · p. 26
- Equality in this entropy lower bound holds exactly at p ∈ {0, 1/2, 1}.Source: D Bound on binary entropy function · pp. 26–27
- A Taylor expansion around 1/2, together with the Mercator series for ln 2, establishes the bound.Source: D Bound on binary entropy function · pp. 26–27
E Partial results on ξ(GK)
For GK, whose edges connect strings at Hamming distance from n/2 through n, the section bounds orthogonal rank above and below and assesses a Lovász-theta variant.
- ξ(GK) ≤ 2H(1/4)n+1 ≈ 20.81n+1, via a polynomial construction yielding an orthonormal representation.Source: E Partial results on ξ(GK) · pp. 27–28
- The upper-bound construction multiplies even- and odd-distance vanishing polynomials; the resulting degree and monomial count control representation dimension.Source: E Partial results on ξ(GK) · pp. 27–28
- ξ(GK) ≥ Ω(n), using spherical-cap covering and a diameter bound on the resulting independent set.A cap contains only representation points corresponding to an independent set; Kleitman's theorem bounds its size.Source: E Partial results on ξ(GK) · p. 28
- ϑ′(GK) ≤ 2n, so this Lovász-theta variant does not yield a stronger lower bound on ξ(GK) than the presented linear bound.Source: E Partial results on ξ(GK) · pp. 28–29