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Physical Layer Security Enhancement Exploiting Intelligent Reflecting Surface

Keming Feng, Xiao Li, Yu Han, Shi Jin, Yijian Chen

arXiv:1911.02766v3eess.SP

TL;DR

The paper studies IRS-based physical-layer security for downlink communication with a multi-antenna eavesdropper. It jointly optimizes BS beamforming and IRS phases using alternating optimization with fractional programming and manifold optimization. Simulations report performance nearly reaching the upper bound and fast convergence.

  • Problem

    The paper studies how an IRS can enhance physical-layer security in downlink communication with a multi-antenna eavesdropper.

    Source: §I · p. 1
  • Method

    An alternating optimization jointly designs BS beamforming and IRS phases, using a closed-form BS beamformer for fixed phases and fractional programming with manifold optimization for phase design.

    Source: §I · p. 1, §III · p. 2
  • Results

    The proposed MO scheme matches CCT-SDR, almost achieving the upper bound, and the proposed schemes converge in less than 2 iterations in the reported scenarios.

    Source: §IV · p. 4
  • Takeaways & Limitations

    Simulations validate the proposed algorithm's superiority in secrecy rate and time consumption.

    Source: §V · p. 5

Abstract

from arXiv · show

In this letter, the use of intelligent reflecting surface (IRS) to enhance the physical layer security of downlink wireless communication is investigated. Assuming a single-antenna legitimate user and a multi-antenna eavesdropper, we propose an effective algorithm to jointly optimize the active and passive beamforming. In the proposed algorithm, the optimal transmit beamforming vector at the BS under fixed IRS phase shifts is derived, and a low-complexity algorithm based on fractional programming (FP) and manifold optimization (MO) is proposed to obtain near optimal IRS phase shifts. Simulation results demonstrate that the proposed algorithm can almost achieve the performance upper bound with a fast convergence rate.

I. INTRODUCTION

The introduction motivates IRS as a low-cost, energy-efficient option for physical-layer security and presents joint BS and IRS beamforming for secrecy-rate maximization against a multi-antenna eavesdropper.

I. INTRODUCTION

  • The introduction identifies artificial noise and cooperative jamming as PLS approaches that require extra power or hardware costs for practical implementation.It presents IRS as a low-cost, energy-efficient alternative for enhancing PLS.Source: §I · p. 1
  • Earlier IRS secrecy-rate designs addressed single-antenna eavesdroppers, while one parallel phase-optimization approach using Charnes-Cooper and semidefinite relaxation has high complexity.The introduction also notes prior joint designs combining IRS with artificial noise.Source: §I · p. 1
  • The proposed alternating optimization jointly designs BS active beamforming and IRS phase shifts for secrecy-rate maximization with a multi-antenna eavesdropper.The BS beamforming vector is derived in closed form for fixed IRS phases; fractional programming and manifold optimization are used to optimize the IRS phases.Source: §I · p. 1

II. SYSTEM MODEL AND PROBLEM FORMULATION

The system model considers an IRS-assisted wiretap link with a multi-antenna BS and Eve and a single-antenna Bob. The paper formulates secrecy-rate maximization over the BS beamformer and IRS phase matrix, noting that the problem is NP-hard.

II. SYSTEM MODEL AND PROBLEM FORMULATION

  • The modeled link has an M-antenna BS, single-antenna Bob, M′-antenna Eve, and an IRS with N passive reflectors.The IRS is deployed to provide a reliable link between the BS and Bob.Source: §II · p. 1, Figure 1 · p. 1
  • The model assumes frequency-flat fading, perfect channel knowledge at the BS and IRS, and negligible signals reflected by the IRS two or more times.The paper notes that perfect CSI for Eve can be reasonable when Eve is an active but untrusted user.Source: §II · p. 1
  • The objective is to maximize secrecy rate by jointly optimizing the BS beamformer and IRS phase matrix; the resulting problem is NP-hard.The stated causes are the non-convex objective and unit-modulus constraints.Source: §II · p. 2

III. ALTERNATING OPTIMIZATION BASED ALGORITHM

The algorithm alternates between designing the BS transmit beamformer and IRS phase shifts. It derives the beamformer in closed form for fixed IRS phases and uses fractional programming and manifold optimization for phase-shift updates.

  • The AO algorithm jointly designs the BS transmit beamformer and IRS phase shifts by optimizing each in turn while holding the other fixed.Source: §III · p. 2
  • With fixed IRS phase shifts, the transmit beamformer has a closed-form optimal solution.Source: §III · p. 2
  • The phase-shift problem is reformulated using θ = [e^jψ1, · · ·, e^jψN] to handle its unit-modulus constraints, then transformed using fractional programming.The resulting objective is optimized iteratively over the phase vector and an auxiliary variable.Source: §III · p. 2
  • Manifold optimization searches the complex circle manifold, where unit-modulus constraints are automatically satisfied; conjugate gradient updates and Armijo-Goldstein step sizes are used.The gradient method converges to a stationary point.Source: §III · p. 3
  • The objective increases monotonically across phase-shift iterations, and the overall AO algorithm’s secrecy rate is monotonically nondecreasing, so both algorithms are guaranteed to converge.The stated complexity is O(I3(M^3 + I2I1N^2)); I2 and I3 are usually no greater than 2 in simulations.Source: §III · p. 4

IV. SIMULATION RESULTS

Across the tested settings, the proposed MO algorithm nearly reaches the CCT-SDR performance upper bound, converges in fewer than two iterations, and is more computationally efficient than CCT-SDR.

IV. SIMULATION RESULTS

  • The numerical evaluation compares the proposed algorithm with heuristic, Without-IRS, CCT-SDR, Proposed-MM, and upper-bound schemes.The simulations average results over 1000 channel realizations.Source: §IV · p. 4
  • Proposed-MO and Proposed-MM both converge in fewer than 2 iterations, with MO slightly outperforming MM.The comparison uses N = 32 and N = 64.Source: Figure 2 · p. 4, §IV · p. 4
  • The Proposed-MO scheme matches CCT-SDR, almost achieves the upper bound, and outperforms the other benchmarks as BS–Bob distance varies.For d from 44 m to 50 m, secrecy rate rises sharply as the reflected link dominates and the designed IRS phases provide another degree of freedom.Source: §IV · pp. 4–5, Figure 3 · p. 5
  • Secrecy rate increases significantly with the number of IRS reflectors, while the proposed algorithm’s performance gap over the heuristic scheme widens.At N = 10, the heuristic resembles Without-IRS because the direct link dominates the IRS-assisted link.Source: Figure 4 · p. 5, §IV · p. 5
  • The proposed algorithm is much more computationally efficient than CCT-SDR, while Proposed-MO and Proposed-MM have almost identical running times.The comparison covers different N settings.Source: Table I · p. 5, §IV · p. 5

V. CONCLUSION

The paper jointly optimizes BS active and IRS passive beamforming for secrecy-rate maximization against a multi-antenna eavesdropper. Its low-complexity AO algorithm uses FP and MO, and simulations validate its superiority in secrecy rate and time consumption.

  • The algorithm jointly optimizes BS active and IRS passive beamforming for secrecy-rate maximization in an IRS-aided secure transmission system.Source: §V · p. 5
  • A low-complexity alternating-optimization algorithm exploits fractional programming and manifold optimization to address the non-convex problem.Source: §V · p. 5
  • Simulations validate the proposed algorithm’s superiority in secrecy rate and time consumption.Source: §V · p. 5
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