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A Guide to Design Disturbance Observer

Emre Sariyildiz, Kouhei Ohnishi

arXiv:1912.06331v1eess.SYcs.SY

TL;DR

The paper addresses the lack of systematic DOB analysis and design methods and unclear robustness constraints. It uses Bode and Poisson integral formulas to derive constraints analytically, reporting improved performance with higher-order DOBs and non-severe conservatism in its proposed tools.

  • Problem

    Systematic analysis and design methods for DOBs are lacking, and the relevant dynamic characteristics have not been clearly formulated.

    Source: §1 · pp. 2–3
  • Method

    The paper uses Bode and Poisson integral formulas to derive DOB robustness constraints analytically and proposes analysis and design tools.

    Source: §1 · p. 3, §5 · p. 26
  • Results

    Higher-order DOBs improve system performance, and the proposed tools' conservatism is reported as not severe.

    Source: §1 · p. 4, §5 · p. 26
  • Takeaways & Limitations

    The paper proposes analysis and design tools for DOB-based robust control systems.

    Source: §5 · p. 26

    Right-half-plane zeros and poles in open-loop transfer functions cause undershoot and overshoot in closed-loop step responses.

    Source: §3.3.1 · p. 14

Abstract

from arXiv · show

The goal of this paper is to clarify the robustness and performance constraints in the design of control systems based on disturbance observer (DOB). Although the bandwidth constraints of a DOB have long been very well-known by experiences and observations, they have not been formulated and clearly reported yet. In this regard, the Bode and Poisson integral formulas are utilized in the robustness analysis so that the bandwidth constraints of a DOB are derived analytically. In this paper, it is shown that the bandwidth of a DOB has upper and lower bounds to obtain good robustness if the plant has non-minimum phase zero(s) and pole(s), respectively. Besides that the performance of a system can be improved by using a higher-order disturbance observer (HODOB); however, the robustness may deteriorate, and the bandwidth constraints become more severe. New analysis and design methods, which provide good robustness and predefined performance criteria, are proposed for the DOB based robust control systems. The validity of the proposals are verified by simulation results.

1. INTRODUCTION

The introduction frames DOB robustness and performance as constrained by filter and plant dynamics whose bandwidth relationship had not been clearly analyzed. It previews integral-based bandwidth constraints and design methods, alongside the performance–robustness trade-off of higher-order observers.

1. INTRODUCTION

  • A DOB can estimate disturbances precisely within its low-pass-filter bandwidth, but robustness and noise limit how freely that bandwidth can be increased.The introduction also notes that higher bandwidth is desired to estimate disturbances over a wider frequency range.Source: §1 · pp. 2–3
  • The relationship between DOB robustness and the dynamics of its low-pass filter and nominal plant had not been clearly reported.The introduction identifies this as a gap in systematic analysis and design methods.Source: §1 · pp. 2–3
  • RHP plant zeros and time delay limit DOB bandwidth, whereas RHP poles impose a lower bandwidth bound for good robustness.The paper uses Bode and Poisson integral formulas to derive these constraints analytically.Source: §1 · p. 3
  • Higher-order DOBs improve system performance by using bandwidth more effectively, but their bandwidth constraints become more severe and robustness deteriorates.The introduction presents this as a performance–robustness trade-off.Source: §1 · p. 4
  • The proposed design methods use the derived bandwidth constraints, an approximate minimum-phase nominal model for non-minimum-phase plants, and a performance controller for the conventional two-degree-of-freedom structure.The approximate model addresses the internal-stability problem associated with non-minimum-phase plant zeros.Source: §1 · p. 4

2. DISTURBANCE OBSERVER

This section presents a two-degree-of-freedom DOB-based robust-control block diagram. It identifies the plant models, filter, controller, external inputs, and transfer functions associated with the diagram.

2. DISTURBANCE OBSERVER

  • The diagram identifies the DOB low-pass filter and outer-loop controller, alongside reference, disturbance, and noise inputs.Estimated disturbances include external disturbances and system uncertainties.Source: §2 · p. 4
  • The figure is used to derive the open-loop, sensitivity, and co-sensitivity transfer functions.The section names these functions L, S, and T, respectively.Source: §2 · pp. 4–5
  • The figure depicts a two-degree-of-freedom DOB-based robust-control system.The diagram distinguishes uncertain and nominal plant models.Source: §2 · p. 4, Figure 1 · p. 5

3. BANDWIDTH CONSTRAINTS OF DISTURBANCE OBSERVER

This section derives analytical DOB bandwidth constraints using Bode and Poisson integral formulas, examining how observer order, delay, and RHP zeros or poles relate to robustness and performance limitations. It also notes conservatism in the resulting bounds and design tools.

3.1. Minimum‐phase Plant

  • The inner loop is strictly robust when Δ > 0; when Δ < 0, robustness can be guaranteed over a wide range of DOB bandwidths.HODOB use and/or plant delay limits the bandwidth over which robustness is guaranteed, even if Δ > 0.Source: §3.1 · p. 7
  • For HODOBs, Bode-integral analysis bounds the sensitivity-integral range under an assumed low-pass-filter decay condition.This analysis is used to derive robustness constraints.Source: §3.1 · pp. 8–9
  • HODOB design inequalities for the low-pass filter are proposed to provide good robustness while meeting a predefined performance criterion.The section contrasts this with a DOB, which can be robust over a wide frequency range but has performance limited by its dynamics.Source: §3.1 · p. 10
  • Increasing HODOB order or bandwidth raises the sensitivity peak, tightening the bandwidth tradeoff.The section also notes that increasing order narrows the frequency gap between the stated sensitivity bounds.Source: §3.1 · p. 11
  • For a minimum-phase plant, the sensitivity bound is conservative because it assumes sectionally constant sensitivity; more realistic bounds can lessen this conservatism.Source: §3.1 · p. 11

3.2. Plant with Time‐Delay

  • For a plant with time delay, the proposed design tool constrains DOB bandwidth to obtain good robustness and predefined performance, but its sensitivity bounds are conservative.The theorem’s design inequalities account for the bandwidth limitation due to delay; the authors note that the sensitivity bounds are not realistic.Source: §3.2 · pp. 12–13
  • The sensitivity peak increases as DOB order increases in the time-delay case.Source: §3.2 · p. 13

3.3.1. Performance Limitations

  • RHP zeros cause undershoot and RHP poles cause overshoot in closed-loop step responses, motivating performance constraints on bandwidth.The passage identifies the bandwidth and RHP zero and pole locations as relevant quantities for the stated performance inequalities.Source: §3.3.1 · p. 14

3.3.2. The Poisson's Integral Formulas

  • Poisson integral formulas are used to derive DOB bandwidth constraints analytically when a plant has RHP poles and/or zeros.Source: §3.3.2 · p. 14

3.3.3 Plant with RHP Zero(s)

  • For plants with RHP zeros, Theorem 3 gives DOB low-pass-filter constraints for good robustness and predefined performance under stated sensitivity and co-sensitivity bounds.The constraints are derived for a plant with an RHP zero using an approximate nominal plant model with a stable inverse.Source: §3.3.3 · p. 16
  • For plants with RHP zeros, the proposed tools target good robustness and predefined performance, using co-sensitivity bounds to control high-frequency performance and improve bandwidth bounds.Source: §3.3.3 · p. 17
  • RHP zeros impose an upper bound, while unstable plants with RHP poles impose a lower bound on DOB bandwidth for good robustness.Source: §3.3.3 · p. 17, §3.3.4 · p. 18
  • Both design constraints remain conservative: the RHP-zero theorem uses unrealistic sensitivity and co-sensitivity bounds, and the RHP-pole constraint also suffers from conservatism.Source: §3.3.3 · p. 17, §3.3.4 · p. 18

3.3.4. Plant with RHP Pole(s)

  • For plants with RHP poles, the design tool requires a stabilizing outer-loop controller because the inner loop is always unstable.Source: §3.3.4 · pp. 17–18

4. SIMULATION RESULTS

Four case studies examine DOB design under minimum-phase, time-delay, right-half-plane zero, and right-half-plane pole conditions. The simulations illustrate bandwidth constraints, robustness–performance trade-offs, and conservatism in the derived bounds.

4.1. Minimum‐Phase Plant:

  • For minimum-phase plants, increasing DOB order improves bandwidth use and noise suppression, but deteriorates robustness and makes bandwidth constraints more severe.The first-order design should use bandwidth below 100 rad/s for robust stability.Source: §4.1 · pp. 19–20

4.2 Plant with Time‐Delay

  • For plants with a time delay, the practical DOB bandwidth bound is 70 rad/s, substantially below the derived bound because of conservatism.For the second-order case, the derived bound is 500 rad/s.Source: §4.2 · p. 22

4.3. Plant with a RHP Zero

  • The bounds are 12 ≤ W_B ≤ 24 and ω_β ≤ 15 rad/s.The other stated bounds are 6 ≤ W_B ≤ 55 and ω_β ≤ 35 rad/s.Source: §4.3 · p. 23

4.4. Plant with a RHP Pole:

  • For an RHP-pole plant, increasing DOB bandwidth improves robustness, while high-frequency disturbances are estimated imprecisely and weaken robustness.Bandwidth selection therefore trades off robustness against noise response.Source: §4.4 · p. 24

4.5. Comments on Conservatism:

  • More realistic sensitivity bounds raise the time-delay example’s DOB bandwidth limit from 70 to 95 rad/s, reducing conservatism.The paper identifies the gap between the approximate bound and actual sensitivity response as a source of conservatism.Source: Figure 9 · p. 25, §4.5 · p. 26

5. CONCLUSION

The conclusion presents analytical DOB bandwidth constraints and design tools, while acknowledging that the bounds can be conservative. The authors report that the conservatism is not severe in their experience and that the tools clarify design constraints.

  • The Bode and Poisson integral formulas are used to derive DOB bandwidth constraints analytically, and the paper proposes analysis and design tools.Source: §5 · p. 26
  • More realistic sensitivity/co-sensitivity bounds can reduce conservatism, but increase analysis complexity.Source: §5 · p. 26
  • The authors report that conservatism is not severe in their experience and that the tools provide insight into DOB design constraints.Source: §5 · pp. 26–27

Table Caption List

The caption identifies Table 1 as a summary of DOB design constraints.

Figure Captions List

The captions identify a table of DOB design constraints, control-system diagrams, frequency-response plots, and a step-response figure.

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