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Thermodynamic theory of highly multimoded nonlinear optical systems

Fan O. Wu, Absar U. Hassan, Demetrios N. Christodoulides

arXiv:1912.08270v1physics.optics

TL;DR

Nonlinear highly multimoded optical systems require a thermodynamic framework for describing their collective equilibrium behavior. The paper introduces extensive variables and derives equations of state, showing that energy and optical power exchanges obey the second law while also characterizing isentropic processes and Carnot-like cycles.

Abstract

from arXiv · show

The quest for ever higher information capacities has brought about a renaissance in multimode optical waveguide systems. This resurgence of interest has recently initiated a flurry of activities in nonlinear multimode fiber optics. The sheer complexity emerging from the presence of a multitude of nonlinearly interacting modes has led not only to new opportunities in observing a host of novel optical effects that are otherwise impossible in single-mode settings, but also to new theoretical challenges in understanding their collective dynamics. In this Article, we present a consistent thermodynamical framework capable of describing in a universal fashion the exceedingly intricate behavior of such nonlinear highly multimoded photonic configurations at thermal equilibrium. By introducing pertinent extensive variables, we derive new equations of state and show that both the 'internal energy' and optical power in many-mode arrangements always flow in such a way so as to satisfy the second law of thermodynamics. The laws governing isentropic processes are derived and the prospect for realizing Carnot-like cycles is also presented. In addition to shedding light on fundamental issues, our work may pave the way towards a new generation of high power multimode optical structures and could have ramifications in other many-state nonlinear systems, ranging from Bose-Einstein condensates to optomechanics.

Methods

The methods derive optical entropy from the number of ways power packets occupy multimode energy levels, then obtain modal distributions and observables under thermodynamic constraints.

Methods

  • Power packets are distributed among distinct optical modes with energy levels ε_i and degeneracies g_i, yielding a combinatorial multiplicity W_i.The number of arrangements is W_i = (n_i + g_i − 1)!/[n_i!(g_i − 1)!].Source: Methods · p. 18
  • Entropy is defined as S_N = ln W and maximized subject to fixed total internal energy and total packet number.Lagrange-multiplier extremization produces the Bose-Einstein distribution.Source: Mode occupancy distribution · p. 18
  • When packet occupancy greatly exceeds degeneracy, n_i ≫ g_i, the Bose-Einstein distribution reduces to a Rayleigh-Jeans distribution.The same high-occupancy condition supports a Taylor expansion of the entropy expression.Source: Mode occupancy distribution · p. 18, Optical Entropy · p. 19
  • For highly populated modes, the entropy simplifies to S_N ≃ ∑g_i ln n_i and, after setting g_i = 1, is expressed using the total number of modes.Mode power |c_i|^2 is proportional to packet number n_i, linking the statistical description to optical observables.Source: Optical Entropy · p. 19
  • The entropy contains a constant reference floor and a component that responds to nonlinear mode mixing.Temperature and chemical potential are introduced through α = μ(Tn_c)^−1 and β = (Tn_c)^−1.Source: Optical Entropy · pp. 19–20
  • The resulting expressions connect modal populations to total optical power and internal energy.These observables are obtained after substituting n_i = n_c|c_i|^2.Source: Optical Entropy · p. 20

Derivation of the first equation of state

The first equation of state is used to determine equilibrium temperature and chemical potential from optical power, internal energy, mode count, and the known eigenspectrum.

Derivation of the first equation of state

  • The optical internal-energy and power expressions are manipulated to obtain the thermodynamic relation used as the first equation of state.This relation underlies the subsequent determination of temperature and chemical potential.Source: Derivation of the first equation of… · p. 20
  • Chemical potential μ is then obtained from the first equation of state after solving for temperature.The procedure uses μ = 𝒫^−1(U − MμT) as stated in the derivation.Source: Derivation of the first equation of… · p. 20
  • For given input power 𝒫 and internal energy U, the known eigenspectrum ε_i allows temperature T to be uniquely determined.The admissible solution must keep every modal occupancy |c_i|^2 positive.Source: Derivation of the first equation of… · p. 20

Extensivity of the optical entropy

The optical entropy is extensive in internal energy, mode count, and optical power, with mode expansion defined self-similarly so the density-of-states profile remains invariant.

Extensivity of the optical entropy

  • The entropy and thermodynamic variables are derived from the equilibrium entropy expression and the first equation of state.The derivation rewrites μ in terms of U, M, T, and 𝒫 before differentiating the entropy.Source: Extensivity of the optical entropy · p. 20, Thermodynamic driving forces:… · p. 23
  • Doubling the number of modes, optical power, and internal energy while preserving the system profile leaves temperature and chemical potential unchanged.The construction doubles M, 𝒫, and U while maintaining the density-of-states structure.Source: Extensivity of the optical entropy · pp. 20–21
  • The entropy scales linearly under simultaneous scaling of internal energy, mode count, and optical power: S(λU, λM, λ𝒫) = λS(U, M, 𝒫).This scaling relation expresses the entropy’s extensivity.Source: Extensivity of the optical entropy · p. 21
  • The formal chemical potential and optical pressure are introduced consistently with the thermodynamic relations.Optical pressure is defined as the third intensive variable associated with changes in mode number.Source: Thermodynamic driving forces:… · pp. 21–22
  • Mode expansion is treated as a self-similar change that preserves the density-of-states profile, with M playing the role of thermodynamic volume.The rescaled density of states is written as D̃(ε) = VD(ε), where V is the scale factor.Source: Thermodynamic driving forces:… · p. 22

Euler equation: second equation of state

Using entropy extensivity, the paper derives an Euler equation that provides a second equation of state involving the multimode system’s thermodynamic variables.

Euler equation: second equation of state

  • Entropy extensivity enables differentiation with respect to a common scaling factor to obtain the Euler equation.The resulting expression relates entropy to internal energy, mode number, optical power, temperature, pressure, and chemical potential.Source: Euler equation: second equation of state · p. 23
  • The Euler equation is consistent with the first equation of state and makes entropy’s extensivity in U, M, and 𝒫 explicit.The derivation uses the previously established thermodynamic relations.Source: Euler equation: second equation of state · p. 23

Direction of energy flow between two multimoded systems in thermal contact

The second law determines the direction of energy and optical-power exchange between multimoded subsystems. Energy follows temperature differences, while power follows chemical-potential differences when both quantities can be exchanged.

Graphical way of predicting the final temperature of canonical-like ensembles consisting of several subsystems

The equilibrium temperature of canonical-like multimoded ensembles can be predicted graphically from subsystem energy-temperature relations. The same framework also describes isentropic changes, in which temperature and chemical potential scale together with the eigenenergies.

Terminology

The paper distinguishes ensemble terminology, simulation-averaging procedures, and ways of enlarging optical systems. These definitions clarify which quantities are exchanged and how numerical and thermodynamic constructions are interpreted.

Terminology

  • A canonical-like ensemble contains subsystems exchanging internal energy but not optical power through a diathermic wall.Source: Terminology · pp. 25–26
  • A grand canonical-like ensemble additionally permits optical-power exchange through a diathermic permeable wall.Source: Terminology · p. 26

Simulations

  • Ensemble and propagation-distance averaging are expected to agree when the nonlinear system is ergodic.Source: Simulations · p. 26
  • The equilibrium distribution is unaffected by how states are grouped into cells with associated degeneracies.Source: Figure 1 · p. 28
  • Doubling the number of sites can preserve the density-of-states profile through self-similar enlargement or alter it through alloy-like enlargement.Source: Figure 2 · p. 29

Normalizations and conserved quantities in a discrete optical system

The discrete optical system is formulated through site amplitudes, modal eigenstates, and a Hamiltonian description. Its evolution conserves both the Hamiltonian-based internal energy and optical power.

Lieb lattice: Governing equations

The Lieb lattice is modeled by discrete coupled nonlinear Schrödinger equations for the evolution of normalized optical fields across its sites.

3D array of optical cavities: governing equation

The three-dimensional coupled-cavity array is governed by a discrete field-evolution equation whose couplings connect neighboring cavities and whose final term represents Kerr nonlinearity.

Governing equation for the two-species canonical-like and grand canonical-like ensembles

The two-species optical ensembles are modeled with coupled discrete nonlinear Schrödinger equations that include linear coupling and polarization-dependent nonlinear interactions.

Lattice design for a canonical-like setting

The canonical-like optical ensemble uses separated polarization-preserving site groups connected through a thermal interaction layer, while the grand-canonical-like design additionally permits power exchange.

Lattice design for a canonical-like setting

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