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Analytical Modeling of the Path-Loss for Reconfigurable Intelligent Surfaces -- Anomalous Mirror or Scatterer ?
Marco Di Renzo, Fadil Habibi Danufane, Xiaojun Xi, Julien de Rosny, Sergei Tretyakov
TL;DR
RIS research needs simple yet accurate models for power scattered by finite surfaces and conditions distinguishing anomalous-mirror behavior from scattering. This paper derives closed-form electric-field expressions using scalar diffraction and the Huygens-Fresnel principle, then identifies distinct short- and long-distance scaling laws. Numerical results show anomalous-mirror behavior over tens of meters in the considered setup, with approximation accuracy depending on surface size and operating frequency.
Problem
Simple but sufficiently accurate models for power received after waves illuminate an RIS are needed to analyze and optimize RIS-enabled wireless networks.
Source: §I · p. 1Method
The paper uses scalar diffraction theory and the Huygens-Fresnel principle to derive closed-form electric-field expressions for finite RIS reflections.
Source: §I · p. 1Results
RISs behave as anomalous mirrors in the short-distance regime and as scatterers in the long-distance regime, with different distance-scaling laws.
Source: B. S Acting as a Reconfigurable… · p. 4Takeaways & Limitations
For the considered setup, RISs can act as anomalous mirrors over distances of tens of meters, with the usable range depending on surface size and operating frequency.
Source: §IV · p. 5
Abstract
from arXiv · showhide
Reconfigurable intelligent surfaces (RISs) are an emerging field of research in wireless communications. A fundamental component for analyzing and optimizing RIS-empowered wireless networks is the development of simple but sufficiently accurate models for the power scattered by an RIS. By leveraging the general scalar theory of diffraction and the Huygens-Fresnel principle, we introduce simple formulas for the electric field scattered by an RIS that is modeled as a sheet of electromagnetic material of negligible thickness. The proposed approach allows us to identify the conditions under which an RIS of finite size can or cannot be approximated as an anomalous mirror. Numerical results are illustrated to confirm the proposed approach.
I. INTRODUCTION
RISs make wireless environments programmable by shaping radio waves, but accurate and simple models of their scattered power remain an open research issue. This paper develops closed-form expressions and conditions for when finite RISs behave as anomalous mirrors.
- RISs are thin electromagnetic sheets that can alter reflected or refracted wave direction, polarization, and scattered-wave shape.Source: §I · p. 1
- The central challenge is developing simple but sufficiently accurate models for power received after radio waves illuminate an RIS.Source: §I · p. 1
- Prior studies link reflected-power scaling to RIS size, distances, near-field or far-field conditions, and beamforming or broadcasting use cases.Source: §I · p. 1
- This paper uses scalar diffraction and the Huygens-Fresnel principle to derive closed-form reflected-power expressions depending on distances, RIS size, and applied phase.Source: §I · p. 1
- The paper identifies sufficient conditions for anomalous-mirror behavior and organizes the analysis through a system model, field formulation, numerical results, and conclusion.Source: §I · p. 1
II. SYSTEM MODEL
The model represents a two-dimensional, zero-thickness reflecting surface between a point transmitter and receiver on the same side. It uses cylindrical waves, local reflection, and a phase-gradient reflector assumption.
- The system contains a zero-thickness line surface S spanning [−L, L] on the x-axis, with transmitter and receiver located on the same side.Source: §II · p. 2
- The transmitter is a point source emitting cylindrical waves, and the analysis considers the tangential electric-field component observed at the receiver.Source: §II · p. 2
- Distances dT(x) and dR(x) describe wavefront radii from the transmitter to S and from S to the receiver, while θT(x) and θR(x) describe incidence and reflection angles.Source: §II · p. 2
- The analysis assumes dT(x) ≫ λ and dR(x) ≫ λ, allowing the free-space field to be approximated using the planar Green function.Source: §II · p. 2
- Surface properties vary slowly relative to wavelength, so the reflected field is modeled locally from the incident field at each surface point.Source: §II · p. 2
- The reflection coefficient has amplitude C(x) and phase Φ(x), with C(x)=1 under the phase-gradient reflector assumption.Source: §II · p. 2
III. ELECTRIC FIELD REFLECTED FROM S
The reflected electric field is derived from the Huygens-Fresnel principle and scalar diffraction, then approximated in short- and long-distance regimes. These regimes correspond loosely to near-field and far-field operation.
- Theorem 1 formulates the reflected electric field at the receiver under the assumptions dT(x) ≫ λ and dR(x) ≫ λ.Source: §III · p. 2
- The derivation applies the Huygens-Fresnel principle, scalar diffraction theory, and boundary conditions at the surface.Source: §III · p. 2
- The field integral does not directly expose distance dependence, so the paper studies phase-shift choices through three case studies.Source: §III · p. 2
- Long-distance analysis uses dQ(x) ≈ dQ0 + qx sin(θQ0) for Q ∈ {T,R}; otherwise, operation is classified as short distance.Source: §III · p. 2
- The long- and short-distance regimes correspond loosely to far-field and near-field regimes, respectively.Source: §III · p. 2
A. S Acting as a Uniform Reflecting Surface
A uniform reflecting surface behaves differently across distance regimes: it approximates a specular mirror at short distances but is better modeled as a scatterer at long distances.
A. S Acting as a Uniform Reflecting Surface
- The short-distance result requires the stationary-phase equation to have at least one solution xs within the finite surface interval [−L, L].When this condition fails, Proposition 1 does not apply.Source: A. S Acting as a Uniform Reflecting… · p. 3
- At short distances, S behaves as a specular mirror, with intensity decaying inversely with the square root of the summed Tx-to-S and S-to-Rx distances.The square-root dependence originates from the two-dimensional propagation model.Source: A. S Acting as a Uniform Reflecting… · p. 3
- The short-distance approximation corresponds to geometric-optics propagation through a reflection point xs satisfying the stationary-phase condition.The resulting incidence and reflection angles coincide, recovering the law of reflection.Source: A. S Acting as a Uniform Reflecting… · p. 3
- At long distances, S does not behave as a specular mirror and is better modeled as a scatterer when its size is small relative to the transmission distances.For fixed incidence and reflection angles, intensity decays with the square root of the product of the Tx-to-surface and surface-to-Rx distances.Source: A. S Acting as a Uniform Reflecting… · p. 3
- The short- and long-distance propositions provide evidence supporting the paper’s analytical approach for modeling and analyzing RISs.These findings motivate the subsequent RIS case studies.Source: A. S Acting as a Uniform Reflecting… · p. 3
B. S Acting as a Reconfigurable Intelligent Surface
The reconfigurable surface uses an optimized phase profile to reflect waves toward a desired direction, producing anomalous-mirror behavior at short distances and scatterer behavior at long distances.
B. S Acting as a Reconfigurable Intelligent Surface
- At short distances, the RIS behaves as an anomalous mirror: intensity decays with the square root of a weighted distance sum while incidence and reflection angles may differ.The phase profile is configured using the incidence and desired reflection directions at the surface center.Source: B. S Acting as a Reconfigurable… · pp. 3–4
- At long distances, the RIS behaves as a scatterer, with intensity decaying as a function of the square root of the product of the distances.This long-distance behavior contrasts with the short-distance anomalous-mirror regime.Source: B. S Acting as a Reconfigurable… · p. 4
- The RIS phase parameters are optimized from the incidence and desired reflection directions, and need not require exact transmitter and receiver locations.Different locations producing the same center-based angles are included in the considered setup.Source: B. S Acting as a Reconfigurable… · pp. 3–4
- Optimizing the reflection phase allows RISs to direct electromagnetic waves predominantly toward different directions, unlike a specular mirror.For a specular mirror, the incidence and reflection directions coincide.Source: B. S Acting as a Reconfigurable… · p. 4
C. S Acting as a Passive Reflecting Beamformer
This configuration focuses the electromagnetic wave toward a single predetermined location, unlike the reflecting setup that steers waves toward a direction. Its phase is optimized for focusing rather than for creating a stationary point in the propagation phase.
C. S Acting as a Passive Reflecting Beamformer
- Unlike directional reflection, this configuration benefits a single or a few receivers at specific locations rather than all receivers along a reflection direction.Source: C. S Acting as a Passive Reflecting… · p. 4
- The RIS acts as a beamformer or reflecting lens that focuses the electromagnetic wave toward a single location (x̄_R, ȳ_R).Source: C. S Acting as a Passive Reflecting… · p. 4
- Its phase is chosen so that the propagation phase P(x) is zero at the target location, whereas directional steering optimizes the first derivative of P(x) at a stationary point.Source: C. S Acting as a Passive Reflecting… · p. 4
- The long-distance electric-field intensity is evaluated through analytical steps analogous to those used for the mirror and directional-beamforming configurations.Source: C. S Acting as a Passive Reflecting… · p. 4
IV. NUMERICAL RESULTS
Numerical experiments compare three RIS configurations and evaluate closed-form approximations across transmission distances. The results show distinct steering and focusing behaviors, with short- and long-distance approximations accurate in separate distance ranges.
IV. NUMERICAL RESULTS
- The first case study evaluates three surface configurations using L = 0.75 m, f = 28 GHz, dT0 = 11 m, and dR0 = 5 m.The observation region spans xR ∈ [−2, 10] m and yR ∈ [0, 10] m.Source: §IV · p. 4
- The second case study varies equal Tx-to-surface and surface-to-Rx distances d0 from 0 to 175 m, giving an end-to-end distance of 2d0.The study compares scaling laws for uniform and RIS-configured surfaces under specified incidence and reflection angles.Source: §IV · p. 4
- A uniform surface preserves equal incidence and reflection angles, directional RIS control steers waves toward anomalous directions, and beamforming RIS control focuses waves at target locations.These behaviors are illustrated through the intensity of the electric field obtained from Theorem 1.Source: §IV · p. 5, Figure 1 · p. 5
- Closed-form approximations are accurate up to 100-150 m in the short-distance regime and beyond 200-250 m in the long-distance regime.These comparisons use the exact integral expression and approximations for the short- and long-distance regimes.Source: §IV · p. 5, Figure 2 · p. 5
- Larger surfaces and higher operating frequencies extend the transmission-distance range over which the anomalous-mirror approximation remains accurate.Source: §IV · p. 5
V. CONCLUSION
The paper derives approximate closed-form electric-field intensities for RIS reflections in short- and long-distance regimes. It observes different scaling laws across these regimes and presents the approach as an initial basis for RIS path-loss models.
V. CONCLUSION
- The paper derives approximate closed-form expressions for the intensity of the electric field reflected by RISs in short- and long-distance regimes.Source: §V · p. 5
- The two operating regimes exhibit different scaling laws for the reflected electric-field intensity.Source: §V · p. 5
- The approach and results constitute a first attempt to identify path-loss models for analyzing achievable RIS performance in wireless networks.Source: §V · p. 5