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Towards Face Encryption by Generating Adversarial Identity Masks

Xiao Yang, Yinpeng Dong, Tianyu Pang, Hang Su, Jun Zhu, Yuefeng Chen, Hui Xue

arXiv:2003.06814v2cs.LGcs.CRcs.CVstat.ML

TL;DR

The paper addresses protecting personal face photos from unauthorized identification while retaining natural-looking images, a challenge for prior methods that may be perceptually unsatisfactory or ineffective. TIP-IM generates targeted adversarial identity masks using a multi-target optimization approach with naturalness constraints and surrogate models for unknown systems. TIP-IM achieves a 95+% protection success rate against white-box face systems and average Rank-1-UT accuracy over 80% for black-box models.

  • Problem

    The paper addresses protecting personal face photos from unauthorized identification while retaining natural-looking images, a challenge for prior methods that may be perceptually unsatisfactory or ineffective.

    Source: §1 · p. 1
  • Method

    TIP-IM generates targeted adversarial identity masks using a multi-target optimization approach with naturalness constraints and surrogate models for unknown systems.

    Source: §1 · p. 2, §4.1 · p. 4
  • Results

    TIP-IM achieves a 95+% protection success rate against white-box face systems and average Rank-1-UT accuracy over 80% for black-box models.

    Source: §1 · p. 2, §5.2 · p. 7
  • Takeaways & Limitations

    The authors conclude TIP-IM can protect private information from unauthorized identification systems without affecting users’ social-media experience.

    Source: §6 · p. 8

    The evaluation simulates real-world scenarios with minimum assumptions about the target system, a setting the authors describe as more challenging than prior work.

    Source: §3 · p. 4

Abstract

from arXiv · show

As billions of personal data being shared through social media and network, the data privacy and security have drawn an increasing attention. Several attempts have been made to alleviate the leakage of identity information from face photos, with the aid of, e.g., image obfuscation techniques. However, most of the present results are either perceptually unsatisfactory or ineffective against face recognition systems. Our goal in this paper is to develop a technique that can encrypt the personal photos such that they can protect users from unauthorized face recognition systems but remain visually identical to the original version for human beings. To achieve this, we propose a targeted identity-protection iterative method (TIP-IM) to generate adversarial identity masks which can be overlaid on facial images, such that the original identities can be concealed without sacrificing the visual quality. Extensive experiments demonstrate that TIP-IM provides 95\%+ protection success rate against various state-of-the-art face recognition models under practical test scenarios. Besides, we also show the practical and effective applicability of our method on a commercial API service.

1. Introduction

Publicly shared face photos can be identified by unauthorized systems, while existing obfuscation and adversarial methods may compromise natural appearance or require impractical access. TIP-IM generates targeted adversarial identity masks intended to conceal identity while remaining visually natural.

1. Introduction

  • Unauthorized parties may identify photos shared on social media, exposing personal information without the owners’ permission.The motivation notes cybercasing as a possible consequence of this exposure.Source: §1 · p. 1
  • The target is open-set face identification: the system should misidentify a user as an authorized or virtual target, while the image remains natural to people.The paper notes that recognition systems are generally unknown and cannot be queried directly.Source: §1 · pp. 1–2
  • The method generates transferable, imperceptible masks through iterative optimization against white-box and black-box face systems using multiple target identities.Transferability concerns deceiving other black-box systems; imperceptibility means the altered photo remains visually natural to human observers.Source: §1 · p. 2
  • TIP-IM reports 95+% protection success against white-box face systems in practical open-set tests and outperforms prior methods against state-of-the-art algorithms.The paper also reports effectiveness in an experiment using a commercial API service.Source: §1 · p. 2
  • The paper frames user-centered protection around targeted outputs, natural images, black-box systems, and an unknown gallery set.Its proposed optimization uses multi-target sets and a mechanism intended to work across scenarios.Source: §1 · p. 2

2. Related Work

Prior face-encryption work includes image obfuscation, adversarial methods, and differential privacy, with differing assumptions and goals. The paper contrasts its approach with methods that alter appearance, assume white-box access, or use closed-set protocols.

Obfuscation-based methods

  • Obfuscation methods such as blurring and pixelation can be ineffective against current recognition systems, while more sophisticated approaches may alter appearance or produce unnatural images.GAN-based synthesis and landmark-conditioned in-painting are examples of these more sophisticated approaches [49] [43].Source: §2 · pp. 2–3

Comparison of methods

  • Table 1 compares methods by gallery-set knowledge, targeted misclassification, black-box support, naturalness, and human recognition of the same identity.The caption identifies comparison dimensions but does not establish which method performs best.Source: Table 1 · p. 3

Adversarial methods

  • The paper distinguishes its adversarial approach from Fawkes [39] and [32] by targeting unknown systems without training-data changes, open-set galleries, and controllable naturalness under an ℓp norm.It characterizes [32] as assuming white-box access and contrasts open-set identification with closed-set classification.Source: §2 · p. 3

Differential privacy

  • Differential privacy protects whether an entity is present in a dataset, whereas this paper addresses concealing one person’s identity by exploiting neural-network vulnerabilities [45].The cited discussion mentions DP methods and applications.Source: §2 · p. 3

3. Adversarial Identity Mask

The paper formulates face protection as adding a mask so a recognition system matches the protected image to a target identity rather than the true one. It considers naturalness, unknown galleries, and unknown face systems as practical constraints.

3. Adversarial Identity Mask

  • Face recognition compares feature distances between a probe and gallery images, assigning the probe to the identity of the nearest gallery image.The model maps an image to a fixed-length feature representation.Source: §3 · p. 3
  • The method adds an adversarial mask to an image and permits recognition as any identity in a target set rather than requiring one specific target.The paper says this relaxed target constraint makes identity protection easier to achieve.Source: §3 · p. 3
  • The formulation combines a relative identification loss with a naturalness constraint and an ℓp perturbation bound.The relative loss increases the feature-distance gap between a target image and the original; the naturalness condition and norm bound constrain the protected image’s appearance.Source: §3 · p. 3
  • The protected image should look natural because an ℓp norm bound alone may still permit perceptible perturbations that do not fit human perception well.The paper proposes an additional naturalness objective to constrain images toward the real-image data manifold.Source: §3 · p. 3, Figure 2 · p. 4
  • Because the real gallery is unknown, the method optimizes against substitute target-identity images and the original image instead of the unavailable gallery examples.The rationale is that images of one identity have similar representations, so matching substitutes may also bring the protected image close to that identity’s gallery images.Source: §3 · p. 4
  • The evaluation is designed to simulate real-world settings with minimum assumptions about the target face-recognition system, which the paper describes as more challenging than prior settings.Source: §3 · p. 4

4. Methodology

The methodology formulates face protection as targeted identity concealment under a visual-naturalness constraint, then optimizes protected images iteratively and selects targets greedily when multiple targets are available.

4.1. Problem Formulation

  • The objective increases feature-space separation from a selected target while constraining perturbation size and using MMD to encourage natural-looking protected images.MMD compares generated and real-image batches; minimizing it constrains generated images toward the real-data manifold.Source: §4.1 · p. 4

4.2. Targeted Identity-Protection Iterative Method

  • TIP-IM minimizes the batch loss through repeated small-step gradient updates, projecting images onto the perturbation bound and using momentum to improve transferability and avoid local minima.For a single image or a small image set, transformations can augment the batch.Source: §4.2 · pp. 4–5

4.3. Search Optimal xt via Greedy Insertion

  • For multiple targets, greedy insertion selects a target with the largest marginal gain at each iteration, using feature-based similarity to guide selection.The method is an approximate solution: the authors note that strict submodularity is not guaranteed.Source: §4.3 · p. 5

5. Experiments

The experiments evaluate TIP-IM across face-recognition models, image-quality measures, and a commercial API. They test black-box identity protection, the naturalness–effectiveness trade-off, and performance in a practical search setting.

5.1. Experimental Settings

  • Experiments use LFW and MegFace, with 500 protected identities, 10 target identities, and 500 additional gallery identities; one model generates masks while other models test protection.The evaluation reports targeted and untargeted Rank-N success rates alongside PSNR, SSIM, and MMD image-quality measures.Source: §5 · pp. 5–6, §5.1 · p. 6

5.2. Effectiveness of Black-box Face Encryption

  • TIP-IM achieves nearly twice MT-DIM’s success rates on Rank-1-T and Rank-5-T, with similar SSIM values and average Rank-1-UT accuracy above 80% for black-box models.The evaluation also reports Rank-1-T and Rank-5-T results in Table 3 and Rank-1-UT and Rank-5-UT results in Table 4; StyleGAN-generated target images are also reported to work for black-box protection.Source: §5.2 · pp. 6–7, Table 3 · p. 7, Table 4 · p. 7

5.3. Naturalness

  • As γ increases, image quality improves, but identity protection can fail; users can adjust γ to trade stronger obfuscation against better visual quality.The study evaluates PSNR, SSIM, and MMD across γ values and reports a general downward trend in SSIM as Rank-1-T accuracy increases.Source: §5.3 · pp. 7–8, Table 5 · p. 7, Figure 4 · p. 8

5.4. Effectiveness on a Real-World Application

  • On a commercial face-search API with unknown mechanisms and training data, all 20 original probes were identifiable at Rank 1; protected probes returned target identities in 6 Rank-1 and 16 Rank-5 results.Two examples are shown in Figure 6.Source: §5.4 · p. 8, Figure 6 · p. 8

6. Conclusion

The conclusion reports TIP-IM’s evaluation for identity protection in simulated social-media identification settings. The experiments indicate protection from unauthorized identification without affecting user experience.

  • TIP-IM is evaluated by simulating realistic identification systems in social media.Source: §6 · p. 8
  • Extensive experiments show that TIP-IM enables users to protect private information from unauthorized identification systems.Source: §6 · p. 8
  • The reported protection does not affect users’ experience in social media.Source: §6 · p. 8

A. Evaluation Results on MegFace.

The MegFace evaluation uses a gallery of more than 50k images, making targeted identity protection more difficult overall than on LFW. Results are reported in Table 8, but the supplied passage gives no outcome values.

B. Batch Analysis on MMD Optimization.

The batch-size analysis examines naturalness using mean PSNR and SSIM. Visual-quality evaluation becomes stable above a batch size of 50, which the paper uses.

C. Comparison Experiments about Target Images.

The target-image experiments report strong black-box identity-protection performance with generated targets across six face-recognition models. The paper also finds that increasing the number of targets initially improves black-box performance before the curve approaches a steady state.

D. Ill-suited ℓp-norm perturbation in Face encryption

Small ℓp-norm perturbations can still produce perceptible artifacts, making them ill-suited to face encryption. TIP-IM instead uses multi-target optimization and Lnat to generate more natural images.

D. Ill-suited ℓp-norm perturbation in Face encryption

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