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Reconfigurable Intelligent Surfaces and Metamaterials: The Potential of Wave Propagation Control for 6G Wireless Communications

George C. Alexandropoulos, Geoffroy Lerosey, Merouane Debbah, Mathias Fink

arXiv:2006.11136v1eess.SPcs.ITmath.IT

TL;DR

Increasing 6G demands have prompted interest in RISs that can reconfigure electromagnetic propagation, but channel estimation and online tuning remain challenging. This paper surveys wave-control history and RIS hardware, and reviews indoor trials demonstrating focusing, nulling, and multipath enrichment. It concludes with open challenges and future directions for RIS design and RIS-enabled communications.

Abstract

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The future 6G of wireless communication networks will have to meet multiple requirements in increasingly demanding levels, either individually or in combinations in small groups. This trend has spurred recent research activities on transceiver hardware architectures and novel wireless connectivity concepts. Among the emerging wireless hardware architectures belong the Reconfigurable Intelligent Surfaces (RISs), which are artificial planar structures with integrated electronic circuits that can be programmed to manipulate an incoming ElectroMagnetic (EM) field in a wide variety of functionalities. Incorporating RISs in wireless networks has been recently advocated as a revolutionary means to transform any naturally passive wireless communication environment to an active one. This can be accomplished by deploying cost-effective and easy to coat RISs to the environment's objects (e.g., building facades and indoor walls/ceilings), thus, offering increased environmental intelligence for the scope of diverse wireless networking objectives. In this paper, we first provide a brief history on wave propagation control for optics and acoustics, and overview two representative indoor wireless trials at 2.47GHz for spatial EM modulation with a passive discrete RIS. The first trial dating back to 2014 showcases the feasibility of highly accurate spatiotemporal focusing and nulling, while the second very recent one demonstrates that passive RISs can enrich multipath scattering, thus, enabling throughput boosted communication links. Motivated by the late research excitement on the RIS potential for intelligent EM wave propagation modulation, we describe the status on RIS hardware architectures and present key open challenges and future research directions for RIS design and RIS-empowered 6G wireless communications.

I. INTRODUCTION

Increasing 6G demands have driven interest in new hardware and connectivity concepts, including RISs that can manipulate electromagnetic waves. Their low hardware footprint supports embedding them in the environment, while denser reconfigurable hardware also raises design and channel-modeling challenges.

  • Increasingly demanding 6G objectives have spurred research into new wireless hardware and connectivity concepts, including RISs, reflectarrays, metasurfaces, and metamaterial antennas.Source: §I · p. 1
  • More antennas or reconfigurable elements increase hardware-imposed design limitations, requiring sophisticated channel modeling and computationally affordable signal-processing methods.Source: §I · p. 1
  • RISs are planar metamaterial structures whose engineered properties can transform transmitted, received, or incident electromagnetic waves.Their low hardware footprint supports cost-effective embedding on objects such as building facades and room walls or ceilings.Source: §I · pp. 1–2
  • RISs are proposed as a way to make naturally passive wireless environments active through cost-effective deployment on environmental surfaces.Source: §I · p. 2

II. BRIEF HISTORY OF WWAVE PROPAGATION CONTROL

Wave control developed from phase-shifting reflectarrays in homogeneous media to methods that harness scattering in complex media. Reflectarrays, metamaterials, and spatial light modulators helped inspire RISs for real-time electromagnetic-wave reconfiguration in wireless communications.

  • Reflectarrays steer electromagnetic waves by applying size-dependent phase shifts across planar resonators, extending the focusing principle used by optical lenses.They are described as ancestors of metasurfaces and are studied for microwave, acoustic, and optical free-space applications.Source: §II · p. 2
  • Time reversal uses scattering and reverberation in complex media to focus waves below the free-space Rayleigh limit.The cited work also associates locally resonant metamaterials with far-field focusing below the diffraction limit.Source: §II · p. 2
  • Spatial light modulators control phase or amplitude across speckle grains, enabling a focused output through a scattering layer.The paint experiment reports focal intensity varying linearly with the number of controlled grains.Source: §II · p. 2
  • Reflectarrays, metamaterials, and spatial light modulators inspired RISs for real-time electromagnetic-wave reconfiguration in wireless communications.Source: §II · p. 2

III. INDOOR RIS-EMPOWERED WIRELESS TRIALS

The section introduces a fabricated, nearly passive discrete RIS used in representative indoor wireless trials, then describes its binary-phase unit-cell design. The unit cell uses coupled resonators and a diode to switch the reflected wave between 0 and π phase states.

III. INDOOR RIS-EMPOWERED WIRELESS TRIALS

  • The paper describes two representative indoor wireless trials using a fabricated, nearly passive discrete RIS at WiFi frequencies.Source: §III · p. 2

A. RIS Design

  • The unit cell uses a diode-tuned parasitic resonator coupled to a reflector patch to switch between 0 and π relative phase states.When the resonators hybridize, the ground plane reflects with 0 relative phase; in the other state, the patch reflects with π phase.Source: A. RIS Design · pp. 2–3, Figure 1 · p. 3

B. Spatiotemporal Focusing and Nulling

The paper reports indoor trials using a passive discrete RIS to control fields and enrich multipath scattering. The trials demonstrate spatial focusing and nulling, and full-rank LOS MIMO channels under optimized RIS configurations.

B. Spatiotemporal Focusing and Nulling

C. Multipath Scattering Enrichment

  • Optimized RIS configurations produced full-rank LOS MIMO channels for N=2, 4, and 6, matching perfect channel orthogonality; a 3×3 link reached three independent channels versus two without RIS.The configuration algorithm changed unit-cell phase states iteratively, retaining changes that increased measured channel rank; convergence depended on N.Source: Figure 7 · p. 4, C. Multipath Scattering Enrichment · p. 4

IV. STATE-OF-THE-ART IN RIS HARDWARE ARCHITECTURES

The paper organizes RIS hardware architectures using three complementary classification criteria.

IV. STATE-OF-THE-ART IN RIS HARDWARE ARCHITECTURES

  • RIS architectures are categorized by whether they use active or passive components, which determines overall power consumption.The section frames this as one of three criteria for surveying RIS hardware designs.Source: §IV · p. 4
  • A second criterion distinguishes contiguous surfaces from RISs composed of discrete elements.Source: §IV · p. 4
  • The third criterion classifies RISs by their modes of operation in wireless communication systems.Source: §IV · p. 4

A. RIS Power Consumption

RIS power consumption differs with architecture: active surfaces embed energy-intensive RF and signal-processing hardware, while passive RISs modulate incoming waves without an RF chain or power amplifier.

1) Active RISs:

  • Active RISs embed energy-intensive RF circuits and signal-processing units in the surface, with implementations ranging from multiple RF chains to a single chain for channel estimation.A practical active implementation can use many tiny antenna elements with reconfigurable processing networks across a continuous aperture.Source: 1) Active RISs · p. 5

2) Passive RISs:

  • Passive RISs forward incoming signals without a power amplifier or RF chain, using low-cost elements that do not require dedicated power sources.Their circuitry and sensors may use energy harvesting, and the surfaces can operate in full duplex without significant self-interference or increased noise.Source: 2) Passive RISs · p. 5

B. RIS Hardware Structures

RIS hardware structures include continuous apertures and discrete unit-cell surfaces, while operating modes distinguish transceiver roles from passive wave modulation.

1) Contiguous RISs:

  • A contiguous RIS packs a virtually infinite number of elements into limited surface area to form a spatially continuous transceiver aperture.Its potential advantages include high spatial resolution and creating or detecting arbitrary spatial-frequency components without undesired side lobes.Source: 1) Contiguous RISs · p. 5

2) Discrete RISs:

  • A discrete RIS typically comprises many discrete unit cells made from low-power, software-tunable metamaterials.The cited implementations include electronic components, liquid crystals, MEMS, and electromechanical switches.Source: 2) Discrete RISs · p. 5

C. RIS Operation Modes

  • RIS operating modes include continuous or discrete active transceivers, discrete surfaces with one RF chain for channel estimation, and discrete passive EM-wave modulators.Source: C. RIS Operation Modes · p. 5

1) Continuous RISs as Active Transceivers:

The paper distinguishes continuous and discrete active RISs by their operating structures and beamforming approaches. Discrete active RISs, or DMAs, offer beam tailoring with simpler, lower-power and lower-cost transceiver hardware than conventional hybrid arrays.

1) Continuous RISs as Active Transceivers:

  • Continuous RISs generate RF signals at the surface backside and use a steerable distribution network to drive electronically steerable elements that form multiple user beams.Their beamforming uses the holographic concept and software-defined EM wave modulators.Source: 1) Continuous RISs as Active… · p. 5

2) Discrete RISs as Active Transceivers:

  • Discrete active RISs, also called Dynamic Metasurface Antennas (DMAs), provide beam tailoring with simpler transceiver hardware than conventional hybrid A/D antenna arrays.The architecture avoids complicated corporate feeds and active phase shifters while requiring less power and cost.Source: 2) Discrete RISs as Active Transceivers · p. 5
  • DMAs can pack many tunable metamaterial antenna elements into small physical areas and operate across a wide range of frequencies.These properties make them appealing for next-generation extreme massive MIMO transceivers.Source: 2) Discrete RISs as Active Transceivers · p. 6

3) Discrete RISs for Channel Estimators:

The section presents a passive RIS architecture for channel-gain estimation and describes a separate passive, discrete RIS mode for real-time EM wave modulation.

3) Discrete RISs for Channel Estimators:

  • A passive RIS with adjustable reflecting elements, a simple controller, and one RF chain for baseband measurements supports explicit RIS-side channel-gain estimation under sparse beamspace channels.The proposed estimation approach uses alternating optimization.Source: 3) Discrete RISs for Channel Estimators · p. 6
  • In its mirror or wave-modulator mode, a discrete passive RIS uses unit cells that can be reconfigured in real time.Their synergetic operation resembles spatiotemporal focusing.Source: 4) Discrete RISs as EM Wave Modulators · p. 6
  • The passive discrete wave-modulator mode is simpler to implement and analyze, and most existing works cited in the passage focus on it.The passage contrasts this mode with later considerations of continuous transceiver RIS systems.Source: 4) Discrete RISs as EM Wave Modulators · p. 6

V. OPEN CHALLENGES AND FUTURE DIRECTIONS

The paper identifies open challenges spanning RIS channel theory, propagation models, channel tracking, algorithms, hardware, and use cases. It also outlines opportunities in hybrid RISs and joint communication-computing platforms.

1) Electromagnetics Information Theory:

  • RIS-controlled propagation calls for new information-theoretic methods, signal-processing algorithms, and networking schemes to characterize channels and assess capacity gains.The paper highlights time-reversal-based multi-spot spatiotemporal focusing and the need to study RIS roles across frequency bands.Source: 1) Electromagnetics Information Theory · p. 6

2) Modeling of RIS-Empowered EM Wave Propagation:

  • Physics-inspired propagation models must account for near-field conditions, RIS circuitry, realistic pathloss, and interactions among closely spaced metamaterial elements.These models are needed to support link-budget analysis, placement decisions, channel matrices, and downstream communication designs.Source: 2) Modeling of RIS-Empowered EM Wave… · pp. 6–7

3) Channel Tracking in RIS-Empowered Networks:

  • Channel tracking remains challenging because passive RISs cannot estimate channels at their own side, while current protocols can require lengthy overhead.Efficient estimation frameworks and active-RIS algorithms that jointly estimate channel features and communicate remain needed.Source: 3) Channel Tracking in RIS-Empowered… · p. 7

4) Algorithms for RIS-Enabled EM Wave Control:

  • RIS algorithms must address many reconfigurable parameters, nonconvex constraints, and online tuning demands; self-optimizing holographic beamforming is not yet available.The paper identifies intelligent holographic beamforming as a way to target and follow individual devices or small clusters.Source: 4) Algorithms for RIS-Enabled EM Wave… · p. 7

5) Design of Passive and Active RIS Architectures:

  • Active-RIS algorithm designs often focus on narrowband communication or omit dynamic frequency-selective element profiles, leaving wideband potential underexplored.The paper also calls for more fabricated designs and experimental work, with efficient hardware for millimeter- and THz-band requirements.Source: 4) Algorithms for RIS-Enabled EM Wave… · p. 7, 5) Design of Passive and Active RIS… · p. 7
  • Hybrid passive-active RISs could increase design flexibility and facilitate channel estimation, while offering relaying strategies to address passive RIS pathloss.The paper links receiving-device hybrid RISs to machine-learning-assisted channel estimation and reduced control overhead.Source: 5) Design of Passive and Active RIS… · p. 7

6) Use Cases for RIS-Empowered Connectivity:

  • RIS use cases remain incompletely identified; indoor settings may support near-field multiuser operation, while outdoor deployments and operating frequencies need further investigation.The paper also notes opportunities to combine RISs with security, UAVs, energy harvesting, and cognitive networking.Source: 6) Use Cases for RIS-Empowered… · p. 7

7) Joint Communication and Computing RIS Platforms:

  • Future RISs could train local neural-network models from unit-cell data for online EM-wave configuration, with binary neural networks and shared compressed sensing information as further directions.The paper frames this as a joint communication-computing platform and calls for low-complexity AI approaches.Source: 7) Joint Communication and Computing… · pp. 7–8

VI. CONCLUSIONS

The paper reviews the history of wave-control concepts, two indoor passive-RIS trials, and current hardware approaches before outlining research challenges. It concludes that RIS wave control has potential for accurate multi-spot spatiotemporal focusing in 6G networks.

VI. CONCLUSIONS

  • RIS concepts have antecedents in acoustics and optics, while recent passive-reflectarray and active-metasurface demonstrations have increased research attention in antenna design and wireless communications.The paper notes a recent rise in research papers, special issues, demonstrators, and collaborative R&D projects.Source: §VI · p. 8
  • The paper surveys wave-propagation control in optics and acoustics, two indoor 2.47GHz passive-RIS trials, RIS hardware designs, and open research directions.The trials demonstrated spatiotemporal focusing and nulling in 2014 and multipath-scattering enrichment for throughput-boosted connectivity in 2019.Source: §VI · p. 8
  • The authors identify synergies among EM propagation, antenna design, communication theory, and signal processing as central to RIS research.They conclude that RIS wave control has potential to enable accurate multi-spot spatiotemporal focusing toward 6G wireless communication networks with embedded environmental intelligence.Source: §VI · p. 8
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