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Performance Analysis of Cell-Free Massive MIMO Systems: A Stochastic Geometry Approach

Anastasios Papazafeiropoulos, Pandelis Kourtessis, Marco Di Renzo, Symeon Chatzinotas, John M. Senior

arXiv:2010.13223v1cs.ITmath.IT

TL;DR

Prior cell-free massive MIMO analyses generally treated AP locations as uniform, despite irregular deployments, leaving performance with realistic spatial randomness unclear. This paper models APs with a PPP and derives downlink coverage and rate, finding that cell-free systems outperform small cells on both measures.

  • Problem

    Prior cell-free massive MIMO analyses generally assumed uniform AP placement and did not analytically characterize coverage with randomly located APs.

    Source: A. Prior Work · p. 2, B. Motivation · p. 2
  • Method

    The paper models AP locations as a PPP and uses stochastic geometry and deterministic-equivalent analysis to derive downlink SINR, coverage probability, and achievable rate.

    Source: §IV · p. 6, §V · p. 6, §VIII · p. 10
  • Results

    Cell-free massive MIMO outperforms small cells in coverage and rate; coverage rises with AP density before saturating, while more users reduce performance less in cell-free systems.

    Source: §VIII · p. 10
  • Takeaways & Limitations

    The reported comparison favors cell-free massive MIMO under the studied conditions, with favorable propagation, channel hardening, and interference suppression cited as contributing properties.

    Source: §VIII · p. 10

    The analysis and numerical results use a single-slope path-loss model; generalization to multi-slope models is identified as ongoing work.

    Source: §VII · p. 7

Abstract

from arXiv · show

Cell-free (CF) massive multiple-input-multiple-output (MIMO) has emerged as an alternative deployment for conventional cellular massive MIMO networks. Prior works relied on the strong assumption (quite idealized) that the APs are uniformly distributed, and actually, this randomness was considered during the simulation and not in the analysis. However, in practice, ongoing and future networks become denser and increasingly irregular. Having this in mind, we consider that the AP locations are modeled by means of a Poisson point process (PPP) which is a more realistic model for the spatial randomness than a grid or uniform deployment. In particular, by virtue of stochastic geometry tools, we derive both the downlink coverage probability and achievable rate. Notably, this is the only work providing the coverage probability and shedding light on this aspect of CF massive MIMO systems. Focusing on the extraction of interesting insights, we consider small-cells (SCs) as a benchmark for comparison. Among the findings, CF massive MIMO systems achieve both higher coverage and rate with comparison to SCs due to the properties of favorable propagation, channel hardening, and interference suppression. Especially, we showed for both architectures that increasing the AP density results in a higher coverage which saturates after a certain value and increasing the number of users decreases the achievable rate but CF massive MIMO systems take advantage of the aforementioned properties, and thus, outperform SCs. In general, the performance gap between CF massive MIMO systems and SCs is enhanced by increasing the AP density. Another interesting observation concerns that a higher path-loss exponent decreases the rate while the users closer to the APs affect more the performance in terms of the rate.

I. INTRODUCTION

The paper analyzes cell-free massive MIMO with randomly placed APs, addressing a gap left by prior analyses that modeled AP randomness only in simulations. It derives downlink SINR, coverage, and rate results and compares the system with small cells.

I. INTRODUCTION

  • Cell-free massive MIMO jointly serves users through distributed APs, combining macro-diversity with channel hardening and favorable propagation.The APs use local CSI, which limits information exchange between them.Source: A. Prior Work · pp. 1–2

A. Prior Work

  • Prior cell-free massive MIMO studies covered topics including precoding, pilot contamination, hardware impairments, user-centric service, and backhaul, but usually assumed uniformly placed APs in analysis.Prior PPP work on cell-free systems examined channel hardening and favorable propagation, not performance analysis.Source: A. Prior Work · p. 2

B. Motivation

  • The paper asks how realistic randomness in AP locations affects cell-free massive MIMO performance, since prior analytical work relied on idealized uniform placement.In practice, AP locations can be highly irregular.Source: B. Motivation · p. 2

C. Contributions and Outcomes

  • The authors model AP locations with a PPP and derive deterministic-equivalent downlink SINR, coverage probability, and per-user achievable rate, with small cells as a benchmark.They present the first analytical coverage-probability result for PPP-deployed cell-free massive MIMO, to the authors’ knowledge.Source: C. Contributions and Outcomes · pp. 2–3
  • Cell-free massive MIMO outperforms small cells in coverage and rate; coverage rises with AP density before saturating, while more users worsen performance less in cell-free systems.The reported mechanisms include favorable propagation, channel hardening, and interference suppression; higher path-loss exponents reduce rate, and users nearer APs affect rate more.Source: C. Contributions and Outcomes · p. 3

E. Notation

The system has jointly serving, PPP-distributed APs and single-antenna users, with large- and small-scale fading modeled separately. Its channel and operating assumptions define the scope of the analysis.

E. Notation

  • The notation uses bold symbols for vectors and matrices, standard transpose, Hermitian transpose, trace, expectation, and variance operators, and complex Gaussian vectors with specified covariance.The paper lists its notation in Table I.Source: E. Notation · p. 3, A. System Core and APs Arrangement · p. 3

A. System Core and APs Arrangement

B. Channel Model

  • The channel model separates static large-scale path loss from faster small-scale fading and assumes Rayleigh fading with independent complex Gaussian elements.The analysis assumes conditions for channel hardening and favorable propagation; other fading models are left for future work.Source: B. Channel Model · pp. 3–4

III. UPLINK CHANNEL ESTIMATION

The APs estimate local channels from uplink pilots, but limited pilot duration and pilot reuse introduce contamination. The resulting MMSE estimates and errors are characterized statistically.

III. UPLINK CHANNEL ESTIMATION

  • All K users transmit non-orthogonal pilots simultaneously for τtr<K samples, and pilot reuse creates pilot contamination.The paper identifies multi-user interference in the pilot observation as the source of contamination.Source: §III · pp. 4–5
  • Each AP projects its received pilot signal onto the user’s pilot and forms a linear MMSE channel estimate using the known AP-user distance.The pilot projection is the stated estimation step.Source: §III · p. 5
  • The estimation error is the difference between the channel and its estimate; the two vectors are uncorrelated Gaussian variables with specified variances.The channel and estimated-channel vectors are modeled as complex Gaussian.Source: §III · p. 5

IV. DOWNLINK TRANSMISSION

The paper models downlink transmission with scaled conjugate beamforming and imperfect channel knowledge from pilot contamination. It derives a distance-conditioned SINR and uses deterministic equivalents to characterize performance.

IV. DOWNLINK TRANSMISSION

  • The APs use scaled conjugate beamforming, with precoders based on estimated channels and statistical channel-inversion power control.The scaling parameter enforces the transmit-power constraint.Source: §IV · p. 5
  • The typical user’s received signal includes the desired signal, multi-user interference, and noise, with imperfect CSIT due to pilot contamination.Users are assumed to know channel statistics rather than instantaneous CSI; the resulting achievable rate is a rigorous bound close to the instantaneous-CSI rate.Source: §IV · pp. 5–6
  • The paper derives a deterministic-equivalent downlink SINR conditioned on AP distances, using large-system analysis with K and W growing at a fixed ratio.The authors report that the approximation is tight even for 20 APs serving 10 users, while exact SINR statistics are intractable because of path-loss terms and correlations.Source: §IV · p. 6
  • The deterministic SINR is invariant to AP density under single-slope path loss, saturates as antennas per AP increase, and falls with user count and pilot contamination.It also reaches a ceiling at high downlink SNR.Source: §IV · p. 6

V. COVERAGE PROBABILITY

The section defines downlink coverage as the probability that a typical user's SINR exceeds a target, then gives a lower bound for PPP-distributed APs under pilot contamination, single-slope path loss, and conjugate beamforming. Coverage depends on system parameters: it declines with more users, stronger pilot contamination, a higher target SINR, or a larger path-loss exponent, and rises with AP density before saturating.

V. COVERAGE PROBABILITY

  • Theorem 1 lower-bounds downlink coverage for a pilot-contaminated CF network with PPP-distributed APs, single-slope path loss, and conjugate beamforming.Coverage is defined by whether a typical user's downlink SINR exceeds target T; the result is described as the first analytical coverage expression for this setting.Source: §V · p. 6
  • Coverage decreases with the number of users, pilot contamination, target SINR T, and path-loss exponent α > 2.As T approaches infinity, coverage approaches zero.Source: §V · p. 6
  • At high downlink SNR ρd, coverage saturates in the interference-limited regime; as ρd approaches zero, it approaches zero in the noise-limited regime.Source: §V · p. 6
  • Coverage increases with AP density λAP and saturates at large density; a similar pattern holds as antennas per AP increase.These dependencies are represented indirectly through W and are shown numerically.Source: §V · pp. 6–7

VI. ACHIEVABLE RATE

The section derives a tractable lower bound on the downlink average achievable rate per user for PPP-distributed APs with conjugate beamforming. The rate decreases with more users, pilot contamination, and path-loss exponent, while increasing with antenna count, AP density, and transmit power, subject to saturation at large antenna counts and high transmit power.

VI. ACHIEVABLE RATE

  • The rate bound averages over AP distances after averaging the terms in ¯γk over small-scale fading, and its pre-log factor reflects pilot overhead.The bound is presented as a tractable lower bound for a large number of APs.Source: §VI · p. 7
  • Theorem 2 gives a lower bound on the downlink average achievable rate per user with conjugate beamforming and PPP-distributed APs.Jensen's inequality is applied to avoid lengthy numerical evaluation of integrals over AP distances.Source: §VI · p. 7
  • The rate decreases with the number of users K and pilot contamination, and also decreases with path-loss exponent α.The parameter dependencies are expressed through ˇγk.Source: §VI · p. 7
  • The rate increases with antennas per AP N, AP density λAP, and transmit power, but saturates as N becomes large and has a ceiling at high ρd.At high ρd, the rate continues increasing with AP density; similar AP-density behavior is reported for small-cell systems under single-slope path loss.Source: §VI · p. 7

VII. NUMERICAL RESULTS

The numerical-results section examines PPP-located APs in cell-free massive MIMO, comparing coverage and achievable rate with small cells. It also describes the simulation setup used to assess the analysis.

VII. NUMERICAL RESULTS

  • The analysis examines coverage probability and achievable rate for PPP-located APs in cell-free massive MIMO, an AP-location model not previously considered in the analysis.The section discusses analytical expressions provided by Theorems 1 and 26.Source: §VII · p. 7
  • Small cells associate each independent user with its nearest multi-antenna AP, while the remaining APs act as interferers.The comparison uses M = 4 antennas and K = 1 user per base station, with the current imperfect-CSIT model and no hardware impairments or channel aging.Source: §VII · p. 7
  • Both theorems use a single-slope path-loss model, with generalization to multi-slope models identified as ongoing work.The authors state that the theorems could be generalized to more general path-loss models.Source: §VII · p. 7
  • Monte Carlo simulations compare analytical expressions with simulated results for CF massive MIMO and small cells.The simulations average over 10^4 channel instances and 10^4 random AP topologies.Source: §VII · p. 8

A. Setup

  • The simulation distributes APs at 40 APs/km^2 in a wrapped 1 km × 1 km area, with N = 5 antennas per AP and K = 10 users.The wrapped edges address the finite simulation area's boundary effects; default parameter values are listed in Table II.Source: A. Setup · p. 8, Table II · p. 8

B. Depictions and Discussions

The results compare cell-free (CF) massive MIMO with small cells (SCs), examining coverage and achievable rate across AP density, user count, training duration, and path-loss exponent. The conclusion reports that CF massive MIMO outperforms SCs in coverage and rate under the modeled conditions.

1) Coverage Probability:

  • CF massive MIMO provides higher coverage than SCs across target SINR values, and the advantage grows with AP density as coverage increases and then saturates.The discussion attributes the coverage advantage to favorable propagation, channel hardening, and suppression of inter-cell interference; saturation is linked to SINR invariance.Source: 1) Coverage Probability · p. 9, Figure 2 · p. 9
  • At λAP = 80 APs/km2, increasing the number of users or shortening uplink training lowers rate, while the CF–SC gap grows with user count.For τtr = 20 samples, the gap rises from 1.6 Mbits/s at K = 10 to 2.1 Mbits/s at K = 55.Source: 1) Coverage Probability · pp. 9–10, Figure 3 · p. 9
  • Increasing AP density raises achievable rate in both architectures, with CF massive MIMO outperforming SCs and a widening rate gap at higher density.The reported gap is almost 1.6 Mbits/s at λAP = 40 APs/km2 and almost 2 Mbits/s at λAP = 100 APs/km2.Source: Figure 4 · p. 9, 1) Coverage Probability · p. 10
  • Achievable rate decreases monotonically as the path-loss exponent α increases in both architectures; users closer to APs affect rate more strongly.The discussion also reports improved performance with a larger number of APs.Source: 1) Coverage Probability · p. 10, Figure 5 · p. 10

VIII. CONCLUSION

  • The paper models AP locations with a PPP and derives tractable closed-form coverage-probability and achievable-rate expressions; it identifies its analysis as the first to provide CF coverage with PPP-distributed APs.Its conclusion reports that CF massive MIMO outmatches SCs in both coverage and rate, with less performance deterioration as user count increases.Source: §VIII · p. 10

APPENDIX A PROOF OF PROPOSITION 1

The appendices develop deterministic-equivalent expressions and use them in the conditional SINR and coverage derivation, followed by averaging over AP locations.

APPENDIX A PROOF OF PROPOSITION 1

  • The Proposition 1 proof derives deterministic equivalents for the desired signal power and denominator terms, then substitutes them into the rate expression.The proof also checks the chosen precoder scaling.Source: Appendix A · p. 11

APPENDIX B PROOF OF THEOREM 1

  • The Theorem 1 proof obtains conditional SINR and coverage expressions before averaging coverage over AP locations.The derivation uses a gamma approximation for W and Alzer’s inequality in the conditional expression.Source: Appendix B · p. 11
  • The proof evaluates the intermediate expectations using Jensen’s inequality and independence before substituting them into the expressions completing the theorem.It derives I1 and I2 and then uses the binomial theorem to obtain the final expression.Source: Appendix B · pp. 12–13

APPENDIX C PROOF OF THEOREM 2

The proof has two steps: obtain a tractable bound that supports averaging over a PPP realization, then derive the PPP-averaged inverse SINR.

APPENDIX C PROOF OF THEOREM 2

  • The proof is divided into two subsections.The first provides a more tractable bound than (21); the second derives the PPP-averaged inverse SINR.Source: Appendix C · p. 13
  • The first subsection’s bound is intended to allow averaging over a PPP realization of the APs.Source: Appendix C · p. 13
  • The second subsection derives the PPP-averaged inverse SINR.Source: Appendix C · p. 13

A. Lower bound of the downlink SE

The section rewrites the bound using inverse SINR and applies Jensen’s inequality, with the expectation taken over inverse SINR.

A. Lower bound of the downlink SE

B. Derivation of ˇγk

The derivation rewrites the expected inverse SINR as a sum over matrix entries, then evaluates the expectation using finite-area conditioning and a large-area limit. It applies a lemma under the deterministic-equivalent analysis to obtain ˇγk.

  • The expected inverse SINR is rewritten by expressing each matrix trace as the sum of its entrywise elements.Source: B. Derivation of ˇγk · p. 13
  • The expectation is evaluated by conditioning on the AP count in a radius-R ball, applying the law of large numbers, then removing the count conditioning as R → ∞.The ball contains M = Φ(B(o, R)) points and has area |B(o, R)|.Source: B. Derivation of ˇγk · p. 13
  • With SINR derived by deterministic-equivalent analysis for M → ∞, the proof applies [48, Lemma 1] and uses EM[M] = λAP|B(o, R)| to obtain ˇγk.Other expectations needed in the lemma were derived in parts in Appendix B.Source: B. Derivation of ˇγk · p. 13
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