Source-linked AI summary

Explainable AI: current status and future directions

Prashant Gohel, Priyanka Singh, Manoranjan Mohanty

arXiv:2107.07045v1cs.LGcs.AI

TL;DR

Critical applications need explanations that support trust and transparency, but black-box AI can be difficult to interpret. This paper surveys XAI approaches across media and presents transparent and post hoc methods as routes to interpretation. It frames XAI as a tool for responsible AI, with trust, confidence, fairness, and transparency as goals.

  • Problem

    Critical applications need explanations for AI decisions to support trust and transparency, while complex or proprietary black-box models can be difficult to interpret.

    Source: §I · p. 1, D. KEY ISSUES WITH EXPLAINABLE ML · p. 3
  • Method

    The paper surveys XAI approaches across text, image, audio, video, and multimodal data, discussing different methodologies and their advantages and disadvantages.

    Source: §I · p. 2, §X · p. 13
  • Results

    The survey organizes explainability approaches into transparent models that are interpretable to an extent and post hoc methods that make models more interpretable.

    Source: §X · p. 13
  • Takeaways & Limitations

    The authors frame XAI as a tool for responsible AI, associated with trust, confidence, fairness, and transparency.

    Source: §X · p. 13

Abstract

from arXiv · show

Explainable Artificial Intelligence (XAI) is an emerging area of research in the field of Artificial Intelligence (AI). XAI can explain how AI obtained a particular solution (e.g., classification or object detection) and can also answer other "wh" questions. This explainability is not possible in traditional AI. Explainability is essential for critical applications, such as defense, health care, law and order, and autonomous driving vehicles, etc, where the know-how is required for trust and transparency. A number of XAI techniques so far have been purposed for such applications. This paper provides an overview of these techniques from a multimedia (i.e., text, image, audio, and video) point of view. The advantages and shortcomings of these techniques have been discussed, and pointers to some future directions have also been provided.

I. INTRODUCTION

Traditional AI can produce answers without explaining how it reached them, while XAI addresses the need for rationales and other “wh” answers. The paper surveys XAI techniques across multimedia, grouping methods by medium and discussing advantages, disadvantages, and future directions.

I. INTRODUCTION

  • Traditional AI is described as a black box that can answer yes-or-no questions without explaining how it obtained an answer.Source: §I · p. 1
  • XAI is motivated by critical decisions where users need rationales and answers to “why,” “when,” or “where,” beyond the decision itself.Source: §I · pp. 1–2
  • The survey groups XAI methods across text, image, audio, and video, noting that a method suited to one medium may not work for another.Source: §I · p. 2

A. OVERVIEW

  • Black-box models in domains including socioeconomic justice, cyber forensics, and criminal justice are described as lacking trust and accountability.Source: A. OVERVIEW · p. 2

B. EXPLAINABILITY REQUIREMENT

C. USAGE

AI is used across many domains, while the paper frames transparency and interpretability as motivations for explainable AI. It also highlights limits of current explanations, including concerns about fidelity and saliency maps’ ability to distinguish class-specific reasoning.

C. USAGE

  • XAI is presented as a way to make expanding AI use more transparent and interpretable, including in medicine, autonomous driving, and criminal justice.The paper also notes ethical concerns around AI use in corporate and industrial settings.Source: C. USAGE · p. 3

D. KEY ISSUES WITH EXPLAINABLE ML

  • Black-box models are difficult to understand when their functions are complex or proprietary; researchers also believe interpretability may reduce predictive accuracy.The paper links that belief to researchers developing deep-learning expertise without comparable XAI expertise.Source: D. KEY ISSUES WITH EXPLAINABLE ML · p. 3
  • XAI justifications may not match a black-box model’s computation, even when both produce the same predictions.The paper notes that the models may use different features, and that explanations can include information irrelevant to the black box’s inferences.Source: D. KEY ISSUES WITH EXPLAINABLE ML · p. 3
  • Saliency maps show where an image model focuses but not how image parts contribute to its prediction.The dog and musical-instrument explanations look essentially the same.Source: D. KEY ISSUES WITH EXPLAINABLE ML · p. 3, Figure 2 · p. 3
  • Edge-focused saliency explanations can be identical across classes, even when the model is wrong, making a correct-class-only display misleading.The paper illustrates the concern with a Panda image tampered with adversarial noise and predicted as a Gibbon with high confidence [72].Source: D. KEY ISSUES WITH EXPLAINABLE ML · pp. 3–4, Figure 3 · p. 3

III. XAI AS A TOOL TO OPEN BLACK BOX

The paper introduces XAI as a way to answer questions about AI decisions and identifies transparency, trust, and fairness among its objectives. It surveys potential scopes ranging from NLP and health care to engineering and defense.

A. OBJECTIVES

B. SCOPE

  • XAI’s stated scopes include NLP, health care, engineering, and defense; the paper also names data protection, medical applications, defense, and banking.Banking examples include investigating fraudulent transactions and reducing false positives.Source: B. SCOPE · p. 4

IV. CLASSIFICATION TREE

The classification tree separates transparent models from post-hoc methods, which are useful for interpreting nonlinear or complex relationships. It also distinguishes post-hoc approaches by their scope and model dependence, while transparent models trade interpretability against complexity and audience familiarity.

IV. CLASSIFICATION TREE

  • Transparent methods expose model decision processes, while post-hoc methods interpret nonlinear relationships or complex models after training.Post-hoc explanations may take the form of feature scores, rules, heat maps, or natural language.Source: §IV · p. 4, A. POSTHOC METHODS · p. 5

A. POSTHOC METHODS

  • Post-hoc methods can be model-agnostic or model-specific, and local methods explain particular instances while global methods cover datasets.LIME perturbs samples, observes output changes, and fits a simple local approximation; model-specific methods depend on the learning algorithm or model structure.Source: A. POSTHOC METHODS · p. 5

B. TRANSPARENT METHODS

  • Transparency is assessed through algorithmic transparency, decomposability, and simulatability, with complex inputs limiting interpretability.Human simulation also depends on model complexity; sparse matrices are easier to justify and visualize than dense matrices.Source: B. TRANSPARENT METHODS · p. 5
  • Transparent-model examples include logistic regression, decision trees, KNN, rules, and Bayesian models, but complexity and audience knowledge constrain transparency.More decision-tree levels can improve algorithmic transparency while reducing simulability; ensembling can address poor generalization but makes trees less transparent. Complex Bayesian dependencies can also impair transparency and human simulation.Source: 1) Linear/Logistic Regression · p. 6, 2) Decision Trees · p. 6, 3) K-Nearest Neighbors · p. 6

C. MODEL SPECIFIC

Model-specific techniques explain predictions through features, conditions, rules, or saliency. They range from identifying influential inputs to visualizing image regions associated with a decision.

C. MODEL SPECIFIC

  • Feature importance identifies each feature’s impact on decisions, while feature correlations can inform medical diagnosis.The paper describes feature correlation in training data as one driving force for diagnosis.Source: 1) Feature Relevance · p. 6
  • Condition-based explanations answer “why,” “why despite,” and “why given” questions with conditions, while “what if” supports counterfactual reasoning.A logical model converts user inputs into constraints and reports whether those constraints are satisfied.Source: 2) Condition based Explanation · p. 6
  • Rules can translate insights into linguistic explanations for users and provide transparency across predictions, including those from complex neural networks.The paper describes rules as a way to present model insights to customers and non-expert users.Source: 2) Condition based Explanation · p. 6
  • Saliency maps highlight image or video-frame regions significant to CNN decisions, using backpropagated gradients to set color intensity.The maps are presented as a way to expose aspects of deep neural network behavior.Source: 4) Feature based saliency map · p. 6

D. MODEL AGNOSTIC

Model-agnostic techniques apply across model architectures and include perturbation-based methods, LIME, LRP, and logical inference approaches. Their trade-offs include perturbation cost and the risk of underestimating saturated features.

D. MODEL AGNOSTIC

  • LIME provides local explanations for supervised models by sampling around an instance, weighting nearby examples, and selecting significant features.The paper describes a default of 5,000 normally distributed feature-vector samples and mentions lasso or PCA for feature selection.Source: 1) LIME- Local Interpretable… · p. 7
  • Perturbation analyzes how feature changes affect target results and can be applied across AI/ML models, but becomes computationally expensive with many features.The paper also warns that perturbation can underestimate a feature’s contribution when that feature is saturated.Source: 2) Perturbation · p. 7
  • Layer-wise Relevance Propagation explains complex neural networks by propagating predictions backward using designed rules..Source: 3) LRP: Layer-wise Relevance Propagation · p. 7
  • Provenance and taxonomy induction use logical inference to justify results from partially derived results.The paper also identifies LRP, SHAP, provenance and taxonomy induction, and counterfactual explanations as applicable to text, image, audio, and video.Source: 4) Provenance and taxonomy induction · p. 7, D. MODEL AGNOSTIC · p. 7

V. XAI AND IMAGE

The image section frames explanations by their scope and whether they arise directly from prediction or through post-hoc analysis. It describes image-classification methods and notes limitations of feature rankings and the need for text-based presentation.

V. XAI AND IMAGE

  • Image-classification explanations such as LIME, SHAP, and LRP rank feature importance but do not determine optimal explanation size, account for feature dependence, or cover multiple prediction classes.The section distinguishes explanations of a model’s conclusion from those covering the prediction process, including training, and direct explanations from post-hoc analysis.Source: §V · p. 7

A. LIME

  • LIME uses model predictions as labels to train a local explanation model, and sparse linear models can highlight weighted pixels for a particular class.The cited Inception example’s top predictions are Electric Guitar (0.32), Acoustic guitar (0.24), and Labrador (0.21) [73].Source: A. LIME · p. 7, Figure 7 · p. 7
  • The paper describes its classification approach as self-explainable but says future work requires text-based presentation..Source: A. LIME · p. 8
  • The section identifies validation of justification as necessary for greater reliability..Source: A. LIME · p. 8

B. SHAP (SHAPLEY ADDITIVE EXPLANATIONS)

The section describes SHAP feature contributions, counterfactual explanations, and XAI methods and applications in healthcare. It also notes limitations of local explanation techniques and discusses medical-imaging approaches and a COVID-19 CT pipeline.

B. SHAP (SHAPLEY ADDITIVE EXPLANATIONS)

  • SHAP assigns feature-importance values to a particular prediction using Shapley values from coalitional game theory, while LIME and SHAP share several explanation limitations.The methods do not determine optimal explanation size, account for feature dependence, or explain more than one prediction class.Source: B. SHAP (SHAPLEY ADDITIVE EXPLANATIONS) · p. 8

C. COUNTERFACTUAL VISUAL EXPLANATIONS

  • Counterfactuals explain why one outcome was selected over alternatives by identifying features whose presence or absence would change the model’s decision.The paper describes them as useful for examining how an interpretation was made, adjusting adverse decisions, and seeking intended predictions.Source: C. COUNTERFACTUAL VISUAL EXPLANATIONS · p. 8
  • SEDC removes image segments until the prediction changes, whereas SEDC-T removes them until a predefined target class is reached.The paper illustrates minimal evidence with a warplane image and describes pertinent positives as minimally required factors and pertinent negatives as factors whose absence supports the decision.Source: C. COUNTERFACTUAL VISUAL EXPLANATIONS · p. 9, Figure 8 · p. 9

D. XAI AND HEALTHCARE

  • Medical-image explanations include attribution methods such as heat maps, DeepTaylor, DeepExplain, and DeepLIFT, which assign or visualize feature contributions.DeepTaylor is described as generating positive evidence without changing the underlying CNN architecture; DeepLIFT decomposes a network prediction and assigns scores to input features.Source: 1) Explainability methods for… · p. 9
  • Perturbation methods alter or mask input features and record effects on predictions; occlusion ranks image features, with tile size trading off against accuracy.The paper notes that full-pixel occlusion is computationally expensive and identifies 3 × 3 and 10 × 10 tiles as commonly useful.Source: 1) Explainability methods for… · pp. 9–10
  • For brain imaging, CNN-based Alzheimer’s classification is described as robust, while post-hoc analysis can identify feature-related overfitting and support hyperparameter adjustment.Guided backpropagation, LRP, and DeepSHAP are identified for brain imaging and classification.Source: 2) XAI for Health care applications · p. 10
  • The COVID-19 CT pipeline extracts lung information, classifies scans as positive or negative, localizes symptoms, and provides documented justification.The described model processes three consecutive 224 × 224 CT slices and generates six-channel segmentation for lung lobes and non-lung areas.Source: 2) XAI for Health care applications · p. 10

VI. XAI AND TEXT

The text section describes NLP applications and explains why explainability matters for black-box models. It points to several forms of explanation, including saliency-based displays and declarative representations.

  • NLP applications include sentiment analysis, hate-speech detection, and text summarization, using approaches such as decision trees, sequential modeling, logistic regression, bag-of-words, and skip-grams.The passage notes that word embeddings can improve black-box inference efficiency while making models less interpretable.Source: §VI · pp. 10–11
  • Black-box NLP models raise concerns about interpretability and reliability, making explainability relevant to these applications.Source: §VI · p. 11
  • The section identifies saliency heat maps, saliency highlights, declarative explanations, and natural-language inference as NLP explanation techniques.Source: §VI · p. 11

A. EXPLAINABILITY TECHNIQUES FOR NLP

The section surveys mathematical justifications for NLP predictions and ways to present explanations. It covers feature-based, example-driven, and provenance approaches, alongside visualization formats.

A. EXPLAINABILITY TECHNIQUES FOR NLP

  • Feature-importance methods score individual features, including handcrafted, lexical, latent, and attention-based features; handcrafted features can be limited by local-optimum derivations.Source: A. EXPLAINABILITY TECHNIQUES FOR NLP · p. 11
  • Example-driven explanations justify a prediction with supporting and opposing text examples, while provenance presents the reasoning steps leading to a result.The passage identifies provenance as particularly suited to automatic question-answering explanations.Source: A. EXPLAINABILITY TECHNIQUES FOR NLP · p. 11

B. VISUALIZATION TECHNIQUES FOR NLP

  • NLP explanations can be presented as saliency maps, logic rules, trees, programs, or generated natural-language sentences.Saliency maps display scores for individual features, while natural-language explanations use domain-specific generative models.Source: B. VISUALIZATION TECHNIQUES FOR NLP · p. 11

C. XAI AND HATE SPEECH DETECTION

The section surveys XAI methods for hate-speech detection, video, and audio. Examples include feature-attribution visualizations, pixel-wise relevance decomposition, and speech explanations evaluated with users.

C. XAI AND HATE SPEECH DETECTION

  • For hate-speech detection, saliency and Shapley-based feature importance can expose words influencing classification, including a 94% confident misclassification of directed hate as offensive language.In that example, “bitch” and “faggot” contribute positively to the score but distract the classifier from the tweet’s hate.Source: C. XAI AND HATE SPEECH DETECTION · p. 11, Figure 14 · p. 12

VII. XAI AND VIDEO

  • Video explanations can use frame-wise decomposition; LRP decomposes relevance pixel by pixel but requires access to the network’s internal architecture and weights.LIME instead approximates decisions using sampled inputs and can be applied to text, images, and tabular data.Source: §VII · p. 12

VIII. XAI AND AUDIO

  • For audio, NLP-based XAI can follow conversion of speech waves to text, while a user study found virtual-agent visualizations gained more trust than text- or voice-only interaction.The study used a speech-recognition model classifying audio keywords from spectrograms; LIME is also applied to visualize voice classification.Source: §VIII · pp. 12–13

IX. XAI AND MULTIMODAL DATA

The section describes XAI in predictive-maintenance failure diagnosis, including aviation failure and remaining-useful-life prediction. Its conclusion presents XAI methods across data types as a conceptual tool for responsible AI.

IX. XAI AND MULTIMODAL DATA

  • Sensor degradation readings can support aviation failure diagnosis and remaining-useful-life prediction, while explanations justify diagnoses and are said to improve reliability and save cost.The discussion also describes failure diagnosis as making ML models more transparent and interpretable.Source: §IX · p. 13
  • Predictive maintenance combines data collection, cleaning, feature selection, diagnosis, and explanation with validation, offering maintenance teams insights about component disposal.Figure 16 depicts an automated failure-diagnosis model.Source: §IX · p. 13, Figure 16 · p. 14

X. CONCLUSION

  • The conclusion covers XAI objectives including transparency, fairness, bias, and confidence, and its scope across NLP, medical, defense, and engineering domains.It emphasizes XAI as important for real-time AI/ML applications.Source: §X · p. 13
  • The survey discusses transparent and post hoc explainability methods and applies XAI approaches to image, text, video, audio, and multimodal data.It presents conceptual explanations and examples of the methodologies.Source: §X · p. 13
  • The survey frames XAI as a tool for responsible AI, associated with trust, confidence, fairness, and transparency.It distinguishes transparent ML models from post hoc methods that make models more interpretable.Source: §X · p. 13
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