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MAFW: A Large-scale, Multi-modal, Compound Affective Database for Dynamic Facial Expression Recognition in the Wild

Yuanyuan Liu, Wei Dai, Chuanxu Feng, Wenbin Wang, Guanghao Yin, Jiabei Zeng, Shiguang Shan

arXiv:2208.00847v2cs.CV

TL;DR

Many FER databases use basic mutually exclusive labels and a single modality, while real-world emotions can be compound. MAFW provides multimodal clips with compound labels and emotion-related descriptions, and T-ESFL models expression changes across snippets. The authors report state-of-the-art performance on in-the-wild uni- and multimodal FER.

  • Problem

    Most FER databases use basic mutually exclusive emotion categories and a single modality, while the paper identifies a need for in-the-wild data encompassing compound emotions and modalities.

    Source: §1 · pp. 1–2
  • Method

    MAFW provides 10,045 in-the-wild video-audio clips with single- and multiple-expression labels and bilingual descriptions, while T-ESFL learns expression representations from snippet movements.

    Source: §1 · p. 2
  • Results

    T-ESFL achieves state-of-the-art performance on both uni-modal and multi-modal FER in the wild.

    Source: §6 · p. 9
  • Takeaways & Limitations

    The authors hope MAFW’s release will encourage research on dynamic FER under unconstrained conditions, including multimodal recognition and emotion captioning.

    Source: §6 · p. 9

Abstract

from arXiv · show

Dynamic facial expression recognition (FER) databases provide important data support for affective computing and applications. However, most FER databases are annotated with several basic mutually exclusive emotional categories and contain only one modality, e.g., videos. The monotonous labels and modality cannot accurately imitate human emotions and fulfill applications in the real world. In this paper, we propose MAFW, a large-scale multi-modal compound affective database with 10,045 video-audio clips in the wild. Each clip is annotated with a compound emotional category and a couple of sentences that describe the subjects' affective behaviors in the clip. For the compound emotion annotation, each clip is categorized into one or more of the 11 widely-used emotions, i.e., anger, disgust, fear, happiness, neutral, sadness, surprise, contempt, anxiety, helplessness, and disappointment. To ensure high quality of the labels, we filter out the unreliable annotations by an Expectation Maximization (EM) algorithm, and then obtain 11 single-label emotion categories and 32 multi-label emotion categories. To the best of our knowledge, MAFW is the first in-the-wild multi-modal database annotated with compound emotion annotations and emotion-related captions. Additionally, we also propose a novel Transformer-based expression snippet feature learning method to recognize the compound emotions leveraging the expression-change relations among different emotions and modalities. Extensive experiments on MAFW database show the advantages of the proposed method over other state-of-the-art methods for both uni- and multi-modal FER. Our MAFW database is publicly available from https://mafw-database.github.io/MAFW.

1 INTRODUCTION

Existing FER databases often use basic, mutually exclusive labels and a single modality, which differs from compound emotions in the wild. MAFW combines multimodal clips and richer annotations, alongside a Transformer-based method for FER.

1 INTRODUCTION

  • MAFW addresses limited labels and modalities with 10,045 in-the-wild video-audio clips, intended as a benchmark for multiple FER tasks.The stated tasks include multimodal recognition, cross-domain FER, emotion captioning, and self-supervision FER.Source: §1 · p. 2
  • The database provides 11 single-expression and 32 multiple-expression categories, with unreliable annotations filtered using an EM-based reliability evaluation algorithm.It also supplies bilingual descriptions of affective behaviors, facial actions, body movements, and context.Source: §1 · p. 2
  • MAFW includes sources such as reality TV, talk shows, news, and variety shows, in addition to sources common in existing databases.The introduction contrasts this variety with existing databases that use more homogeneous sources.Source: §1 · p. 2
  • T-ESFL uses a Transformer to model intra- and inter-snippet expression movements, and experiments report advantages over other deep-learning methods for uni- and multimodal FER.The paper also establishes four benchmark evaluation protocols for MAFW.Source: §1 · p. 2

2 RELATED WORK

Related work distinguishes constrained laboratory databases from in-the-wild databases and reviews compound-emotion datasets. Existing resources vary in realism, labels, and modalities.

Constrained dynamic FER databases

  • Constrained databases capture expressions in fixed laboratory settings, but limited environments, participants, and production resources make real-world emotions difficult to simulate.Examples include CK+ and BP4D, which use elicitation in controlled settings.Source: §2 · p. 2

In-the-wild dynamic FER databases

  • In-the-wild databases draw on media such as movies and television, yet many retain basic, single-expression labels and limited source variety or modalities.The text names AFEW 7.0, DFEW, and CAER among these resources.Source: §2 · pp. 2–3

Compound FER databases

  • Compound-emotion resources include static RAF-DB and dynamic CMU-MOSEI; MAFW is described as offering more basic emotion categories, reliable multilabel categories, and richer modalities.Figure 1 illustrates MAFW single and multiple expressions alongside bilingual descriptive texts.Source: §2 · p. 3, Figure 1 · p. 3

3 MAFW DATABASE

MAFW combines diverse in-the-wild video and audio clips with single- and multiple-expression labels, bilingual affective descriptions, and additional metadata. Its annotation pipeline estimates annotator reliability before selecting the final emotion sets.

3.1 Data Collection

  • MAFW draws from crawled films, television, and short videos across several countries, supplemented with clips from DFEW, AFEW 7.0, and EmoVoxCeleb.After face detection and manual filtering, the authors retained 10,045 usable clips.Source: §3.1 · p. 4

3.2 Data Annotation

  • Each clip receives one or more of 11 emotion labels and bilingual sentences describing affective behavior; 11 trained annotators with at least 90% test accuracy performed annotation.Descriptions cover atmosphere, movement, and facial action units without directly using emotion-label terms.Source: §3.2 · p. 4

3.3 Metadata

  • The database provides video, audio, and text, alongside emotion labels, average annotation confidence, descriptive sentences, facial landmarks, face regions, and gender.The reported gender distribution is 58.1% male and 41.9% female.Source: §3.3 · p. 4

3.4 Annotation Reliability Estimation

  • The EM procedure estimates annotator reliability to filter less reliable labels, and retained labels have an average Cronbach’s Alpha of 0.823 across 11 emotion classes.At least five high-reliability labels are retained for each emotion category.Source: §3.4 · pp. 4–5, Table 2 · p. 5

3.5 Single and Multiple Expression Selection

  • The database contains 9,172 valid single-expression clips and 4,058 multiple-expression clips spanning 32 categories.Multiple-expression categories with 10 or fewer labeled samples were excluded.Source: §3.5 · pp. 5–6
  • The retained multiple-expression set includes 32 categories, with Figure 3 showing their distribution.Categories with more than 10 labeled samples were kept.Source: §3.5 · p. 6, Figure 3 · p. 6
  • Figure 3 shows how many multiple expressions occur in the multiple-expression set.The set is constructed from valid-labeled clips with multiple expression labels.Source: §3.5 · pp. 5–6, Figure 3 · p. 6

4 EXPRESSION SNIPPET FEATURE LEARNING WITH TRANSFORMER

T-ESFL learns movement-sensitive emotion representations by modeling expression changes within and across video snippets, then fuses those visual features with audio and text for multimodal FER.

Expression snippet feature learning with Transformer

  • T-ESFL decomposes videos into consecutive, equal-length snippets and uses a pre-trained CNN with attention to extract features that encode subtle within-snippet expression changes.This strengthens the features supplied to the Transformer for intra-snippet modeling.Source: §4 · p. 6
  • A Transformer models expression movements across snippets and discovers a unified emotion feature for FER.Its multi-head attention-based encoder-decoder processes the snippet features.Source: §4 · p. 6
  • SOSR randomly shuffles snippet order and trains the model to reconstruct the permutation, retaining frame and audio order within each snippet.The reconstruction loss encourages movement-sensitive representations by disrupting normal temporal dependencies between snippets.Source: §4 · p. 6
  • T-ESFL jointly optimizes FER classification and snippet-order reconstruction losses, with the reconstruction loss weighted by 1/n.Here, n is the number of decomposed snippets.Source: §4 · p. 6
  • For multimodal FER, T-ESFL concatenates movement-sensitive visual features with audio and text features before a fully connected layer and Softmax prediction.Audio features come from ResNet_LSTM and text features from DPCNN.Source: §4 · p. 6

5 EXPERIMENTS

The experiments evaluate T-ESFL across four MAFW classification protocols, spanning single and compound expressions with uni- and multimodal inputs. The reported comparisons favor T-ESFL across these settings.

5.1 Experimental Setup

  • The four benchmarks cover 11-class single and 43-class compound classification with uni- and multimodal inputs; they use five-fold cross-validation and report UAR, WAR, F1, and AUC.The 11-class task uses 9,172 clips; the 43-class task uses 4,058 multiple-expression clips and 4,938 single-expression clips.Source: §5.1 · pp. 6–7

5.2.1 11-class Uni-modal Single Expression Classification.

  • 48.18% WAR was T-ESFL’s best result for 11-class uni-modal single-expression classification, 3.43% above EmotionClassifier and 2.62% above VIT_LSTM.The comparison used five evenly selected frames for static methods and all video frames for dynamic methods.Source: §5.2.1 · p. 7, Table 5 · p. 8

5.2.2 11-class Multi-modal Single Expression Classification.

  • 4.09% boost in UAR on video and audio modalities and a relative 3.26% boost in WAR after adding descriptive text were reported for 11-class multi-modal single-expression classification.T-ESFL also obtained the best results among the compared methods when fusing modalities.Source: §5.2.2 · p. 8, Table 6 · p. 8

5.2.3 43-class Uni-modal Compound Expression Classification.

  • 34.35% WAR and 75.63% AUC were T-ESFL’s best results for 43-class uni-modal compound-expression classification.Source: §5.2.3 · p. 8, Table 7 · p. 8

5.2.4 43-class Multi-modal Compound Expression Classification.

  • 9.93% UAR and 34.67% WAR were T-ESFL’s best video-and-audio results for 43-class multi-modal compound-expression classification.Adding descriptive text brought relative increases of 1% in WAR, 2.5% in F1, and 0.3% in AUC.Source: §5.2.4 · p. 8, Table 8 · p. 8

6 CONCLUSIONS AND FUTURE WORK

The paper concludes with MAFW, an in-the-wild affective database, and T-ESFL, a movement-sensitive representation method. It reports state-of-the-art performance for uni- and multimodal FER and anticipates future work using the database.

6 CONCLUSIONS AND FUTURE WORK

  • MAFW contains 10,045 in-the-wild video-audio clips with compound emotion categories and descriptive sentences about subjects’ affective behavior.Its three annotation types are 11 single-expression classes, 32 multiple-expression classes, and bilingual emotion captions.Source: §6 · p. 8
  • T-ESFL learns movement-sensitive emotion representations and achieves state-of-the-art performance on uni- and multimodal FER in the wild.The authors hope MAFW will encourage research on dynamic FER under unconstrained conditions, including multimodal recognition, self-supervision, video emotion captioning, and zero-shot AU detection.Source: §6 · p. 9

A.1 Multiple Expression Distribution

The appendix describes the distribution information reported for multiple-expression categories and outlines how compound emotion labels and descriptive-text annotations are recorded and prepared.

A.1 Multiple Expression Distribution

  • The multiple-expression distribution table reports clip counts and clip lengths for each of the 32 multiple emotion categories.Source: §A.1 · p. 11, Table 1 · p. 11

A.2 Annotation Format of the Compound Emotion

  • ExprLabelTool creates and saves annotator files in which video_id identifies the clip, labels records expression categories, and scores stores annotator confidence.Source: §A.2 · p. 11

A.3 Annotation Format of the Emotional Descriptive Text

  • The emotional-description annotation task uses designed rules to support syntactic and semantic quality; its instructions are presented to annotators in Table 2.Source: §A.3 · p. 11, Table 2 · p. 11

DONTs

The instructions prohibit emotion-category words, subjective judgments, and digits in descriptive text. The multimodal T-ESFL combines visual, audio, and text features for emotion recognition.

DONTs

  • Descriptions must omit direct expression-category words, opinions or guesses, and digits.Source: DONTs · p. 11

B THE DETAILED FRAMEWORK FOR MULTI-MODAL EMOTION RECOGNITION

C EXPERIMENTS FOR VIDEO EMOTIONAL CAPTIONING

The experiments apply two off-the-shelf video-captioning models to emotional captioning on MAFW. They evaluate generated descriptions with three standard metrics and provide qualitative examples.

D ETHICAL STATEMENT

The ethical statement restricts MAFW to academic research and acknowledges possible data bias. It also describes privacy-related boundaries and the limited use of inferred gender metadata.

  • The method captures expression features shared by many individuals and does not perform individual-specific facial-expression analysis.Source: D ETHICAL STATEMENT · pp. 12–13
  • MAFW is for academic research; original and cropped video copyright remains with the original owners, and commercialization, redistribution, or alteration is prohibited.Source: D ETHICAL STATEMENT · p. 13
  • The authors acknowledge possible database bias from data sources and the difficulty of collecting varied emotions, without differentiating gender, race, geography, or age during collection.Source: D ETHICAL STATEMENT · p. 13
  • Metadata uses automatically inferred gender statistics only to evaluate database distribution, not in experiments or elsewhere.Source: D ETHICAL STATEMENT · p. 13
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