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How Many Grid-Forming Converters Do We Need? A Perspective From Small Signal Stability and Power Grid Strength
Huanhai Xin, Chenxi Liu, Xia Chen, Yuxuan Wang, Eduardo Prieto-Araujo, Linbin Huang
TL;DR
The paper addresses whether voltage-regulating GFL converters can provide the effective voltage-source behavior needed to strengthen grids, and how much GFM capacity is required. It compares converter dynamics and derives a capacity-ratio relationship. It concludes that GFM converters provide effective small-signal voltage-source behavior, with simulations showing improved damping as their capacity share increases.
Problem
It remains unclear whether GFL converters using constant AC voltage-magnitude control can effectively strengthen the grid, and how to configure and size GFM capacity for small-signal stability.
Source: §I · pp. 1–2Method
The paper compares GFL and GFM impedance behavior, derives how GFM capacity ratio relates to grid strength, and validates the analysis with simulations.
Source: §I · p. 2Results
Only GFM converters provide effective voltage-source behavior for small-signal grid-strength enhancement, and simulations show that larger GFM capacity ratios improve system damping.
Source: §I · p. 2, §V · p. 10Takeaways & Limitations
The analysis provides a basis for choosing the GFM-to-GFL capacity ratio to meet a prescribed stability margin.
Source: §I · p. 2
Abstract
from arXiv · showhide
Grid-forming (GFM) control has been considered a promising solution for accommodating large-scale power electronics converters into modern power grids thanks to its grid-friendly dynamics, in particular, voltage source behavior on the AC side. The voltage source behavior of GFM converters can provide voltage support for the power grid, and therefore enhance the power grid (voltage) strength. However, grid-following (GFL) converters can also perform constant AC voltage magnitude control by properly regulating their reactive current, which may also behave like a voltage source. Currently, it still remains unclear what are the essential differences between the voltage source behaviors of GFL and GFM converters, and which type of voltage source behavior can enhance the power grid strength. In this paper, we will demonstrate that only GFM converters can provide effective voltage source behavior and enhance the power grid strength in terms of small signal dynamics. Based on our analysis, we further study the problem of how to configure GFM converters in the grid and how many GFM converters we will need. We investigate how the capacity ratio between GFM and GFL converters affects the equivalent power grid strength and thus the small signal stability of the system. We give guidelines on how to choose this ratio to achieve a desired stability margin. We validate our analysis using high-fidelity simulations.
I. INTRODUCTION
The introduction asks whether GFM or voltage-regulating GFL converters can effectively strengthen grids and how much GFM capacity is needed for small-signal stability. It presents an impedance-based comparison and a capacity-ratio analysis to address those questions.
I. INTRODUCTION
- The motivation is that GFL converters may induce instability in weak, low-SCR grids, while large-scale converter integration is expected as a grid interface for renewable energy.The introduction also notes that GFM voltage-source behavior can support voltage and improve small-signal grid strength; its effect under large disturbances remains to be investigated.Source: §I · p. 1
- The paper studies GFM voltage-source behavior for small-signal dynamics, not its grid-strength effect under large disturbances.The introduction says current limitation makes GFM converters current sources under large disturbances and that their grid-strength enhancement in those circumstances remains to be investigated.Source: §I · p. 1
- Prior work linked GFM converters to increased generalized short-circuit ratio, but did not determine how to configure or size new GFM capacity across different control methods.The cited prior approach considered one GFM type, modeled it as an ideal voltage source, and focused on replacement locations.Source: §I · p. 2
- Only GFM converters provide effective voltage-source behavior for small-signal grid-strength enhancement, including across different GFM implementations.The paper contrasts this with GFL converters using constant AC voltage-magnitude control, which it says cannot behave as effective voltage sources.Source: §I · p. 2
- The paper links GFM voltage-source behavior to increased grid strength in the frequency range of PLL instabilities and improved overall small-signal stability.The analysis considers different GFM implementations.Source: §I · p. 2
- The authors derive a closed-form relationship between GFM-to-GFL capacity ratio and grid strength, then use it to address the GFM capacity needed for a prescribed stability margin.They describe this configuration question as previously unstudied.Source: §I · p. 2
II. VOLTAGE SOURCE BEHAVIORS OF GFL AND GFM CONVERTERS
This section characterizes the voltage-source behavior of GFL and GFM converters using their impedance models.
II. VOLTAGE SOURCE BEHAVIORS OF GFL AND GFM CONVERTERS
- The section uses impedance models to characterize the voltage-source behavior of both GFL and GFM converters.This is the section’s stated analytical approach.Source: §II · p. 2
A. Control structures of GFL and GFM converters
The section compares GFL and GFM control structures while holding their power and voltage objectives constant. Their distinction lies in how control loops are connected and where the frequency signal originates.
A. Control structures of GFL and GFM converters
- The analysis first uses VSMs without additional control methods as a prototypical GFM implementation, with other GFM methods treated elsewhere.The compared modes achieve the same steady-state equilibrium under the stated setting, while their transient dynamics differ.Source: A. Control structures of GFL and GFM… · pp. 2–3
- GFL and GFM share objectives of regulating active power, q-axis voltage, and d-axis voltage, but connect their control loops differently.In GFL, the q-axis voltage loop (PLL) generates frequency; in GFM, the active-power loop generates frequency.Source: Figure 1 · p. 3, A. Control structures of GFL and GFM… · p. 3
- The GFL structure uses a PLL for grid synchronization, an active-power loop for the d-axis current reference, and an AC-voltage loop for the q-axis current reference.The voltage loop regulates d-axis voltage to its magnitude reference.Source: A. Control structures of GFL and GFM… · p. 3
- The GFM structure derives frequency from active power and uses d- and q-axis voltage loops to set the current references.The synchronization law may use droop control or an emulated swing equation; a typical VSM choice uses virtual inertia and damping coefficients.Source: A. Control structures of GFL and GFM… · p. 3
B. Admittance model and voltage source behaviors
The section models converter and grid dynamics with dq impedance and admittance matrices, using converter impedance to characterize voltage-source behavior.
B. Admittance model and voltage source behaviors
- The dq impedance model represents the grid-side inductor and the converter’s GFL- or GFM-controlled dynamics as 2 × 2 transfer-function matrices.Converter impedance describes the distance between the controlled capacitor voltage and an ideal voltage source behind the impedance.Source: B. Admittance model and voltage source… · p. 4
- The corresponding admittance models are the inverses of the GFL and GFM impedance matrices, and the models capture control-loop and filter dynamics.The difference between the two admittances follows from the different GFL and GFM control structures.Source: B. Admittance model and voltage source… · p. 4
- A large converter impedance indicates behavior farther from a voltage source, but judging whether the matrix is large is nontrivial.The section notes that impedance is a matrix rather than a scalar and defers the comparison to the following subsection.Source: B. Admittance model and voltage source… · p. 4
C. “Dimension” of voltage source behaviors
The paper distinguishes GFM’s two-dimensional voltage-source behavior from GFL’s one-dimensional behavior and finds that only GFM provides effective voltage-source behavior for strengthening the grid. It compares their impedance singular values and notes bandwidth and DC-side energy-storage constraints.
C. “Dimension” of voltage source behaviors
- The ideal voltage-control case is not implementable because practical control bandwidth is limited.The ideal case nevertheless reflects how control objectives affect the GFL admittance matrix.Source: C. “Dimension” of voltage source… · p. 5
- Only GFM provides effective voltage-source behavior: its 2D-VS holds across current directions, unlike GFL’s 1D-VS, which fails in one direction.The distinction follows from two infinite admittance elements for GFM versus one for GFL; the GFM result depends on sufficiently small YSwing(s).Source: C. “Dimension” of voltage source… · pp. 4–5
- A smaller largest impedance singular value indicates behavior closer to a voltage source, measuring the weakest direction of that behavior.The paper uses the largest singular value of the impedance matrix, equivalently the smallest singular value of the admittance matrix, for this comparison.Source: C. “Dimension” of voltage source… · p. 5
- Around 5–150 Hz, GFM’s largest impedance singular value is much smaller than GFL’s.The comparison is reported for the frequency range of interest; increasing voltage-control bandwidth and virtual inertia can reduce the GFM value further.Source: Figure 3 · p. 5, C. “Dimension” of voltage source… · p. 5
- Droop, power-synchronization, and VSM implementations all show relatively small singular values in the frequency range of interest, though their values differ.The differences indicate different equivalent impedances.Source: Figure 3 · p. 5, C. “Dimension” of voltage source… · p. 6
- The analysis assumes well-maintained DC voltage and enough DC-side energy storage for GFM active-power regulation through an emulated swing equation.Limited storage may affect equivalent impedance and voltage-source behavior.Source: C. “Dimension” of voltage source… · p. 6
III. POWER GRID STRENGTH AND STABILITY
Grid strength relates to stability differently in single-device and multi-device settings: critical SCR bounds single GFL stability, while gSCR characterizes strength in multi-converter systems. The section illustrates the multi-device setting with wind farms connected through an inductive network.
III. POWER GRID STRENGTH AND STABILITY
- For a single GFL converter connected to an infinite bus, small-signal instability occurs when SCR falls below its converter-dependent critical SCR.Converter design can lower CSCR and improve tolerance of low-SCR conditions without changing the SCR calculation.Source: §III · p. 6
- In multi-converter systems, gSCR generalizes SCR and reflects grid strength from network parameters and device capacities.The section notes that characterizing grid strength becomes nontrivial in a multi-device system.Source: §III · p. 6
- The illustrative system connects multiple wind farms through an inductive network, with interior nodes eliminated by Kron reduction.The network also includes infinite buses representing large-capacity synchronous generators or other areas.Source: §III · p. 6, Figure 4 · p. 6
4 B3, where
The generalized short-circuit ratio (gSCR) extends SCR to multi-converter systems using network topology, line impedances, and converter capacities. For homogeneous GFL wind farms, it directly characterizes small-signal stability margin.
- The diagonal capacity matrix S_B scales each wind farm’s capacity by the global per-unit base capacity S_global.Source: §4 · p. 7
- A homogeneous multi-wind-farm system with GFL control is stable if and only if gSCR > CgSCR; larger gSCR means a larger stability margin.Source: §4 · p. 7
- gSCR reflects weighted network connectivity and extends single-converter SCR to multi-converter systems, using network parameters and converter capacities.It also simplifies large-system stability analysis by focusing on the network rather than directly calculating system eigenvalues.Source: §4 · p. 7
IV. GFM CONVERTERS AND POWER GRID STRENGTH
The analysis models each GFM converter as an ideal voltage source behind an equivalent inductance and relates its capacity to gSCR. Examples and simulations show how GFM capacity requirements vary by connection setting and control method, and that larger GFM shares improve damping.
Scope
- The section focuses on small-signal stability associated with GFL converters and weak grids; GFM converters can have more complicated transients under large disturbances because of current limits.Source: §IV · p. 7
Modeling assumptions
- The analysis approximates GFM control as an ideal voltage source in series with an equivalent internal inductor, chosen to represent its impedance at the frequency of interest.A larger equivalent reactance means weaker voltage-source behavior, and different GFM methods can have different reactances.Source: §IV · pp. 7–8
Capacity ratio and grid strength
- GFM converters increase gSCR linearly with capacity ratio γ, with slope Ylocal; smaller Ylocal requires a larger γ for a given target gSCR.The equivalent internal inductance—and thus Ylocal—varies by GFM control method.Source: §IV · p. 8
Example 1
- γ ≥17.8% (Zlocal = 0.2 pu) fills the 220 kV gSCR gap from 1.25 to 2.14 for VSMs without reactive power droop control or power synchronization control.VSMs with reactive power droop control require a higher ratio because their equivalent internal inductance is larger.Source: §IV · pp. 8–9
Example 2
- γ ≥4.8% (Zlocal = 0.08 pu) or γ ≥7.4% (Zlocal = 0.12 pu) fills the 35 kV gSCR gap from 1.1 to 1.7 with added GFM converters.The larger threshold applies to VSMs with reactive power droop control; the smaller applies to VSMs without it or power synchronization control.Source: §IV · p. 9
Example 3
- γ ≥4.2% (Zlocal = 0.08 pu) or γ ≥6.1% (Zlocal = 0.12 pu) raises 35 kV gSCR from 1.1 to at least 1.7 when turbines switch from GFL to GFM.These are the requirements for VSMs without reactive power droop control or power synchronization control, and for VSMs with reactive power droop control, respectively.Source: §IV · p. 9
V. SIMULATION RESULTS
The simulations test whether increasing the GFM capacity share improves damping across converter controls and grid settings. They find that satisfactory small-signal performance can be achieved with a partial GFM share, though the required share varies by scenario.
V. SIMULATION RESULTS
- γ = 17.8% or 21.4% produced satisfactory performance in Example 1, with larger GFM shares improving damping and reactive-power-droop VSMs requiring more capacity for similar damping.The tests applied a 5% voltage sag lasting 10 ms at the infinite bus.Source: §V · p. 10, Figure 9 · p. 10, Figure 10 · p. 10
- Replacing the infinite bus with an equivalent-capacity synchronous generator gave similar GFM requirements, but slightly more GFM capacity was needed for comparable damping.The test used a 10 ms short-circuit event.Source: §V · p. 10, Figure 11 · p. 10
- At a common 35 kV bus, γ = 4.8% of VSMs without reactive-power droop gave satisfactory performance, whereas replacing them with constant-voltage GFL converters made the system unstable.The GFL comparison used the same 4.8% capacity ratio and a 5% voltage sag lasting 1 ms.Source: §V · pp. 10–11, Figure 12 · p. 10, Figure 13 · p. 10
- Changing some wind turbines from GFL to GFM mode without new storage gave satisfactory performance at γ = 4.2%; at medium-voltage buses, less than 20% GFM capacity usually sufficed for the desired stability margin.The simulations also show that larger γ improves damping; Fig. 15 reports capacity ratios needed for prescribed equivalent gSCR values at the terminal 690 V bus.Source: §V · p. 11, Figure 14 · p. 11, Figure 15 · p. 11
VI. CONCLUSIONS
The paper concludes that GFM converters provide effective small-signal voltage support, unlike GFL converters with constant AC voltage control. It relates GFM capacity share to grid strength and reports that a partial share can significantly improve stability margin.
VI. CONCLUSIONS
- Only GFM converters provide effective 2D voltage-source behavior and small-signal voltage support; modifying GFL converters with constant AC voltage magnitude control does not enhance grid strength.The paper derives a relationship between GFM capacity ratio and grid strength characterized by gSCR.Source: §VI · p. 11
- Installing GFM converters in a multi-converter system improves grid strength and overall small-signal stability, and not all converters need to operate in GFM mode.The paper reports that capacity ratios around 17.8% or 21.4% can significantly increase stability margin in Example 1, depending on the GFM method.Source: §VI · p. 11
- The paper identifies simultaneous consideration of frequency, transient, and small-signal stability when configuring GFM converters as future work.Source: §VI · p. 11
- The paper also raises whether operating a whole wind farm in GFM mode is preferable to implementing GFM control in energy-storage converters.Source: §VI · p. 11
APPENDIX B ADMITTANCE MODEL OF GFL CONVERTERS
The appendix derives a PLL-based GFL converter admittance model, first in the controller’s rotating dq-frame and then in a fixed-frequency global coordinate. The global-coordinate derivation uses stated steady-state assumptions.
APPENDIX B ADMITTANCE MODEL OF GFL CONVERTERS
- The GFL model starts from the PLL-based converter’s filter equations and control laws for active power, constant AC voltage, and current regulation.The current-control loop uses a PI regulator and a filtered voltage feed-forward signal.Source: Appendix B · p. 12
- Combining the filter and control equations yields a converter-side equivalent admittance in the controller’s rotating dq-frame, which is then transformed to a fixed-frequency global coordinate.The paper sets the global coordinate frequency to ω0 = 100π rad/s.Source: Appendix B · p. 12
- The global-coordinate model assumes aligned d-axes at steady state and approximately zero steady-state reactive current before deriving the simplified admittance and corresponding impedance.Source: Appendix B · pp. 12–13
APPENDIX C ADMITTANCE MODEL OF GFM CONVERTERS
The appendix derives the GFM converter admittance from its AC voltage-control law and swing-equation dynamics. It states steady-state assumptions used to obtain the model and gives its impedance as the inverse admittance.
APPENDIX C ADMITTANCE MODEL OF GFM CONVERTERS
- The derivation begins with the AC voltage-control law and combines it with filter equations to obtain the GFM converter admittance.The voltage reference is real and aligned with the d-axis.Source: Appendix C · p. 13
- The model accounts for the swing equation and assumes aligned steady-state d-axes with approximately zero steady-state reactive current.Source: Appendix C · p. 13
- The corresponding GFM impedance model is the inverse of the derived admittance.The stated main parameters include J = 20 and D = 500.Source: Appendix C · p. 13