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A negation detection assessment of GPTs: analysis with the xNot360 dataset

Ha Thanh Nguyen, Randy Goebel, Francesca Toni, Kostas Stathis, Ken Satoh

arXiv:2306.16638v1cs.CL

TL;DR

Negation matters for comprehension, yet transformer models can struggle particularly when negation is crucial. This study evaluates four GPT models on negation detection using zero-shot prediction with the xNot360 dataset, finding substantial performance differences and modest overall proficiency.

  • Problem

    Transformer models perform worse on negated instances, especially when negation is crucial for comprehension.

    Source: §1 · p. 1
  • Method

    The study evaluates GPT-2, GPT-3, GPT-3.5, and GPT-4 with zero-shot predictions on sentence pairs in the xNot360 dataset.

    Source: §3.2 · p. 4, §6 · p. 7
  • Results

    GPT-4 showed the highest negation-detection proficiency, GPT-3.5 a marked dip, and overall GPT performance remained relatively modest.

    Source: §6 · p. 7
  • Takeaways & Limitations

    The authors emphasize the importance of logical reliability in high-stakes domains such as healthcare, science, and law.

    Source: §4.2.1 · p. 6

    RLHF optimizes for user satisfaction, which may not favor logical consistency when users do not value it.

    Source: §1 · p. 2

Abstract

from arXiv · show

Negation is a fundamental aspect of natural language, playing a critical role in communication and comprehension. Our study assesses the negation detection performance of Generative Pre-trained Transformer (GPT) models, specifically GPT-2, GPT-3, GPT-3.5, and GPT-4. We focus on the identification of negation in natural language using a zero-shot prediction approach applied to our custom xNot360 dataset. Our approach examines sentence pairs labeled to indicate whether the second sentence negates the first. Our findings expose a considerable performance disparity among the GPT models, with GPT-4 surpassing its counterparts and GPT-3.5 displaying a marked performance reduction. The overall proficiency of the GPT models in negation detection remains relatively modest, indicating that this task pushes the boundaries of their natural language understanding capabilities. We not only highlight the constraints of GPT models in handling negation but also emphasize the importance of logical reliability in high-stakes domains such as healthcare, science, and law.

1 Introduction

Negation is important for comprehension, yet language models often mishandle it, especially when it is crucial to understanding. The paper introduces xNot360 and benchmarks four GPT models, motivated in part by logical reliability in high-stakes settings.

1 Introduction

  • State-of-the-art transformer models perform worse on negated instances, especially when negation is crucial for comprehension.Prior work also reports that common NLU corpora contain relatively few negations and that many predictions remain correct when negations are ignored.Source: §1 · p. 1
  • RLHF aligns generative-model outputs with user satisfaction, but the authors caution that this may not ensure logical consistency.They note that the approach faces challenges if users are not concerned with logical consistency.Source: Figure 1 · p. 1, §1 · p. 2
  • The authors argue that benchmarking GPTs on negation can inform research on logical reliability in high-stakes domains such as law and healthcare.They frame this need against the ambiguity and adaptability of natural language communication.Source: §1 · p. 2
  • The study creates xNot360, a 360-sample benchmark designed to assess negation detection across contexts and domains.It includes sentences with negations and corresponding non-negated counterparts, aiming to capture negation's subtleties and complexities.Source: §1 · p. 2
  • The authors benchmark GPT-2, GPT-3, GPT-3.5, and GPT-4 on xNot360 using zero-shot prediction.They focus on GPT models because of their documentation, development history, and testing on other benchmarks.Source: §1 · p. 2

2 Previous Studies on GPT Models

Earlier evaluations show strong GPT performance on some legal and medical exams, but those results do not establish logical proficiency. Logical-reasoning benchmarks reveal challenges, including on out-of-distribution data, motivating dedicated negation evaluation.

  • GPT-4 exceeded predecessor models and average law-student MBE performance, but exam success may not establish real-world legal effectiveness.The UBE combines MBE recall and application, MEE essays, and MPT performance tasks, which may not expose complex reasoning limits.Source: §2 · pp. 2–3, Figure 2 · p. 3
  • The authors caution that GPT models’ impressive UBE performance should not be taken as assurance of effectiveness in complex, real-world legal practice.Source: §2 · p. 3
  • GPT-4’s USMLE performance, including near-perfect calibration [19], does not confirm logical ability; exam focus and accuracy or calibration metrics may not capture reasoning.The cited discussion also flags hallucinations and errors in high-stakes medical applications.Source: Figure 3 · p. 3, §2 · p. 3
  • ChatGPT and GPT-4 performed well on familiar reasoning benchmarks but dropped considerably on newly released and out-of-distribution datasets [16].In a limited LogiQA error sample, GPT-4 errors included logical errors, scope errors, and unresolved semantic ambiguity [16].Source: §2 · p. 3
  • Because broad reasoning benchmarks do not isolate negation, the authors introduce xNot360 for evaluating GPT models’ negation detection [16].They call for robust logic-specific evaluation methods and metrics to inform targeted improvements and more reliable high-stakes applications.Source: §2 · pp. 3–4

3 Dataset and Experimental Settings

The section introduces xNot360, a balanced set of sentence pairs designed to assess negation detection, including difficult structures such as conditionals. It also describes zero-shot evaluation of four GPT models and the metrics used to assess them.

3.1 xNot360 Dataset

  • Conditional sentences can be mistaken for negations; the dataset uses classical logic and a truth-table example to distinguish their logical forms.The example contrasts A → B (¬A ∨ B) with ¬A → ¬B (A ∨ ¬B).Source: §3.1 · p. 4, Table 1 · p. 4
  • xNot360 contains 360 samples: 180 positive and 180 negative sentence pairs, with sentence lengths from 5 to 20 words.Sentence lengths approximate a Gaussian distribution, providing varied sample complexity.Source: §3.1 · p. 4

3.2 Experimental Settings

  • GPT-2, GPT-3, GPT-3.5, and GPT-4 receive sentence pairs in a zero-shot prompt asking whether sentence two negates sentence one.Source: §3.2 · p. 4
  • GPT-2 uses HuggingFace’s zero-shot-classification pipeline, while GPT-3, GPT-3.5, and GPT-4 are accessed through OpenAI API endpoints.Evaluation uses accuracy, precision, recall, F1-score, confusion matrices, and analysis of sentence-pair errors.Source: §3.2 · p. 4

4 Experimental Results

Across xNot360, GPT performance varied markedly: GPT-4 led, GPT-3.5 fell sharply, and conditional-statement negation cues drove many shared errors.

4.1 Model Performance

  • GPT-4 led xNot360 with 0.7833 accuracy and 0.7706 F1-score, while GPT-3.5 recorded 0.4306 accuracy and 0.2705 F1-score.The performance chart also highlights variation across accuracy, F1-score, precision, and recall.Source: Table 2 · p. 4, §4.1 · p. 4
  • The performance chart shows GPT-4 leading major metrics, GPT-3.5 dipping, and GPT-2 pairing the lowest accuracy with the highest recall.GPT-3 is described as having moderate performance.Source: §4.1 · pp. 4, 6, Figure 5 · p. 5

4.2.1 GPT-2

  • GPT-2 predicted every label as 1, while GPT-3 still favored label 1 and GPT-3.5 favored label 0 and scored below a random guess.GPT-4's predictions were more balanced than its predecessors, and it achieved 0.7833 accuracy and 0.7706 F1-score.Source: §4.2.1 · p. 6
  • The authors call for continued investigation and refinement of negation detection, especially in healthcare, science, and law, where logical reliability is critical.Source: §4.2.1 · p. 6

4.3 Error Patterns

  • Most shared errors relied on a negation cue in one part of a conditional statement to judge the whole sentence; some pairs also challenged human judgment.The example “Not saving money consistently will help you build wealth” can mislead readers who treat “Not+sentence” as a reliable negation template.Source: §4.3 · p. 6
  • The authors argue that logical rules help ensure xNot360 tests models’ ability to understand and handle negation, while noting that translating natural language into logic is not always straightforward.They point to practical improvements from applying negation rules in legal reasoning.Source: §4.3 · p. 6

5 Future Works

Future work proposes evaluating other generative models and expanding xNot360 to cover a wider range of negation types.

5.1 Evaluating other generative models

  • The authors plan to evaluate generative models beyond GPT using a similar approach to broaden understanding of their negation capabilities and limitations.They anticipate generative models similar to GPT will become increasingly prevalent.Source: §5.1 · p. 6

5.2 Expanding the dataset with more negation types

  • The planned dataset expansion adds affixal, standard, imperative, quantifier, and negative-indefinite constructions for a broader evaluation of negation handling.Examples include “incurable” for affixal negation and “Few judges ruled in favor of the defendant” for a negative quantifier.Source: §5.2 · pp. 6–7

6 Discussions and Conclusions

The zero-shot xNot360 assessment found substantial differences in negation detection across GPT models, while overall performance remained modest. The study underscores logical reliability in high-stakes domains and identifies evaluation and training directions for future work.

6 Discussions and Conclusions

  • The study evaluated GPT-2, GPT-3, GPT-3.5, and GPT-4 with zero-shot prediction on the custom xNot360 dataset.The dataset was designed to assess negation handling across contexts and sentence structures.Source: §6 · p. 7
  • GPT-4 showed the highest negation-detection proficiency, GPT-3.5 a marked dip, and overall competence remained modest.The authors suggest negation detection pushes the models’ natural-language understanding capabilities.Source: §6 · p. 7
  • The findings highlight logical reliability as significant in high-stakes domains including healthcare, science, and law.The authors frame their work as highlighting limitations of current state-of-the-art pre-trained language models in handling negation.Source: §6 · p. 7
  • Future work could refine evaluation methods or create benchmarks for logical reasoning, while exploring alignment and training methods prioritizing logical consistency.The authors specify maintaining other aspects of model performance as a condition for such training methods.Source: §6 · pp. 7–8
  • The authors offer xNot360 as a resource to the research community to support further advances in negation understanding.Source: §6 · p. 8
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