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On the Performance Analysis of RIS-Empowered Communications Over Nakagami-m Fading

Dimitris Selimis, Kostas P. Peppas, George C. Alexandropoulos, Fotis I. Lazarakis

arXiv:2309.11893v1cs.ITeess.SPmath.IT

TL;DR

RIS-assisted communication over Nakagami-m fading is difficult to characterize exactly because end-to-end SNR statistics often require approximations, bounds, or asymptotic analysis. This paper derives performance expressions for random and optimal phase shifting, and reports simulation-verified outage results and a diversity-order distinction between the designs.

  • Problem

    Closed-form end-to-end SNR statistics are difficult to obtain, so prior analyses mainly use approximations, bounds, or asymptotic results.

    Source: §I · p. 1
  • Method

    The paper analyzes random and optimal RIS phase shifting over Nakagami-m fading, deriving exact outage and binary-modulation BER expressions and accurate ergodic-capacity approximations.

    Source: §I · p. 2
  • Results

    The outage evaluations agree with simulations, the ergodic-capacity approximation is reported as very tight, and random-phase diversity order is one regardless of element count or fading parameters.

    Source: §V · p. 4, §VI · p. 5
  • Takeaways & Limitations

    The analysis identifies different performance-complexity tradeoffs between phase designs and provides benchmarks for RIS-assisted system analysis.

    Source: §I · p. 2, §VI · p. 5

Abstract

from arXiv · show

In this paper, we study the performance of wireless communications empowered by Reconfigurable Intelligent Surface (RISs) over Nakagami-m fading channels. We consider two phase configuration designs for the RIS, one random and another one based on coherent phase shifting. For both phase configuration cases, we present single-integral expressions for the outage probability and the bit error rate of binary modulation schemes, which can be efficiently evaluated numerically. In addition, we propose accurate closed-form approximations for the ergodic capacity of the considered system. For all considered metrics, we have also derived simple analytical expressions that become tight for large numbers of RIS reflecting elements. Numerically evaluated results compared with Monte Carlo simulations are presented in order to verify the correctness of the proposed analysis and showcase the impact of various system settings.

I. INTRODUCTION

Although optimal phase shifting can deliver optimal performance, its CSI requirements and practical phase-shifter resolution constrain its use. This paper analyzes RIS-assisted links over Nakagami-m fading under random and optimal phase shifting, deriving performance expressions and defining the system model.

I. INTRODUCTION

  • Optimal phase shifting requires perfect CSI at the source and faces practical phase-shifter resolution constraints, motivating analysis of random phase shifting.The paper notes that these constraints can make optimal phase shifting unsuitable in practical cases.Source: §I · p. 1
  • The analysis covers random and optimal phase shifting over Nakagami-m fading, with exact outage and binary-modulation BER expressions and accurate ergodic-capacity approximations.It also derives simpler expressions that become tight for large RIS element counts and analyzes diversity order.Source: §I · p. 2

II. SYSTEM AND CHANNEL MODELS

  • The modeled link has a source, an RIS with N reflecting elements, and a destination, with the received signal depending on channel coefficients and RIS element responses.The model also includes additive Gaussian noise.Source: §II · p. 2
  • The source-to-RIS, RIS-to-destination, and direct-link channel envelopes are independent Nakagami-m random variables, with average powers specified using distance-dependent path loss.The model also assumes independent channel phases and envelopes; link distances follow the cosine law.Source: §II · p. 2
  • Random phase shifting is used when the channel phases are unavailable, whereas optimal phase shifting matches RIS phases to the channel phases under perfect CSI.The optimal design also matches the direct-link phase.Source: §II · p. 2

III. END-TO-END SNR STATISTICS

The random-phase analysis characterizes the end-to-end SNR through the statistics of summed complex random variables. A uniform phase approximation supports the derivation of its distribution and CDF.

III. END-TO-END SNR STATISTICS

  • Under random phase shifting, the end-to-end SNR statistics require analyzing a sum of N complex random variables whose amplitudes follow a double Nakagami-m distribution.The analysis also uses the moments of those amplitudes.Source: §III · p. 2
  • Assuming the random phase φ_n is uniform on [0, 2π] makes the random-phase SNR PDF derivable; the paper reports this approximation yields results nearly indistinguishable from the exact phase distribution.The phase PDF is difficult to derive in closed form because it combines a uniform random variable with two channel-phase random variables.Source: §III · p. 2
  • Hankel transforms of the direct-link envelope and cascaded amplitudes are used to obtain the random-phase SNR CDF.The derivation applies the relevant transforms and then obtains the CDF after algebraic operations.Source: §III · p. 2

D. SELIMIS et al.: PERFORMANCE ANALYSIS OF RIS-EMPOWERED COMMUNICATIONS OVER NAKAGAMI-m FADING 3

The large-N analysis gives distinct SNR scaling for the two RIS phase designs: quadratic for OPS and exponential-distribution behavior for the RPS signal model. The OPS result also provides a framework applicable to arbitrary fading when the cascaded-channel transform is available.

  • For RPS, the large-N model makes |Y|^2 exponentially distributed, yielding an SNR mean proportional to N.The derivation assumes equal fading parameters across RIS elements and approximately equal distances.Source: D. SELIMIS et al.: PERFORMANCE… · p. 3
  • For OPS, independence gives a product-form characteristic function, while moments of the resulting SNR can be expressed using component moments.Source: D. SELIMIS et al.: PERFORMANCE… · p. 3
  • Under OPS, the large-N SNR grows quadratically with N, and this scaling extends to arbitrary fading when the cascaded-channel transform is available.The derivation uses a central-limit approximation leading to a non-central chi-square model.Source: D. SELIMIS et al.: PERFORMANCE… · p. 3

1) Outage Probability (OP):

Outage probability is evaluated from the instantaneous-SNR CDF at the outage threshold. The paper gives evaluations for both phase designs and describes a large-N route for the no-direct-link case.

  • Outage probability is the probability that instantaneous SNR falls below the outage threshold, and equals the SNR CDF evaluated there.Source: 1) Outage Probability (OP) · p. 3
  • For both RPS and OPS, outage probability follows by evaluating the corresponding SNR CDF; the RPS integral can be computed reliably with standard numerical routines despite its oscillatory integrand.Source: 1) Outage Probability (OP) · p. 3
  • For large N without a direct link, the paper recommends using the preceding large-N analysis to calculate outage probability efficiently.Source: 1) Outage Probability (OP) · p. 3

2) Average Bit Error Rate (BER):

The paper obtains average BER expressions for binary modulation schemes from the SNR distribution. It gives single-integral evaluation for RPS, a corresponding OPS formulation, and large-N approaches for both designs.

  • Average BER for binary modulations is expressed using the SNR CDF, with parameter pairs specified for BPSK, BFSK, and BDPSK.Source: 2) Average Bit Error Rate (BER) · p. 3
  • For RPS, substituting the SNR CDF yields a single-integral BER expression, while a closed-form approximation applies at large N without a direct link.With a direct link, BER can instead be evaluated using the CHF-based approach.Source: 2) Average Bit Error Rate (BER) · pp. 3–4
  • For OPS, the paper gives a BER expression for coherent binary modulation and uses its CHF-based approach for large-N evaluation.Source: 2) Average Bit Error Rate (BER) · p. 4

3) Diversity Order Analysis:

The diversity-order analysis assumes the direct link is absent. It reports order one for RPS and relates OPS diversity to equal-gain combining under double Nakagami-m fading.

4) Ergodic Capacity (EC):

The section approximates ergodic capacity (EC) around the first moment of SNR for both RPS and OPS. For RPS, it further derives large-N and high-SNR approximations.

4) Ergodic Capacity (EC):

  • The Taylor-series approximation around the first moment of SNR provides an EC approximation for both RPS and OPS.The approximation is reported to be tight across a wide range of system parameters.Source: 4) Ergodic Capacity (EC) · p. 4
  • For large N, RPS admits a closed-form EC approximation.The expression is obtained by evaluating the expectation for large N.Source: 4) Ergodic Capacity (EC) · p. 4
  • At high SNR, the EC slope is one, while the power offset scales logarithmically with N.The high-SNR approximation is expressed using ln(ρ), ln(NΩgΩh), and Euler's constant.Source: 4) Ergodic Capacity (EC) · p. 4

V. NUMERICAL AND SIMULATION RESULTS

The numerical results compare analytical evaluations with simulations and examine RPS, OPS, and quantized phase shifting. They report close analytical agreement and performance differences across phase designs and link settings.

V. NUMERICAL AND SIMULATION RESULTS

  • Unless otherwise stated, simulations use a 2.45 GHz carrier, α = 2.5, and noise power of -85 dBm.The LOS example uses K = 10 and approximates Ricean fading with Nakagami-m fading.Source: §V · p. 4
  • The uniform phase approximation is practically indistinguishable from the exact phase distribution; OP evaluations match simulations, and the EC approximation is tight across the SNR region.Large-N and high-SNR analyses are also reported to be accurate for all considered test cases.Source: §V · p. 4
  • Without a direct link, OPS significantly outperforms RPS for BPSK BER, even with a small number of RIS elements.The RPS diversity order is independent of N and fading parameters; adding a direct link significantly improves performance, while RPS gains from increasing N are small.Source: §V · p. 4
  • At rh ≈ 50 m, EC is minimized across the considered designs; quantized phase shifting performs better than RPS and, at N = 320, is about 0.6 b/s/Hz below OPS.The distance comparison considers the source-to-RIS link with no direct link.Source: §V · p. 4

D. SELIMIS et al.: PERFORMANCE ANALYSIS OF RIS-EMPOWERED COMMUNICATIONS OVER NAKAGAMI-m FADING 5

The supplied figure captions describe performance plots for RPS and for RPS versus OPS. They specify the plotted metrics, system conditions, and varying parameters.

D. SELIMIS et al.: PERFORMANCE ANALYSIS OF RIS-EMPOWERED COMMUNICATIONS OVER NAKAGAMI-m FADING 5

  • Figure 1 plots OP and EC against transmit power P for several N values, with RPS in a LOS environment, K = 10, and no direct link.The caption identifies the system conditions and variables, but does not state a plotted outcome.Source: Figure 1 · p. 5
  • Together, the captions cover OP, EC, and BER as P and N vary, with Figure 1 limited to RPS and Figure 2 comparing phase designs.Figure 1 specifies a LOS setting with K = 10; Figure 2 specifies BPSK and Nakagami-m fading.Source: Figure 1 · p. 5, Figure 2 · p. 5
  • Figure 2 plots average BPSK BER against P for several N values, comparing RPS and OPS over Nakagami-m fading.The caption specifies mhn = 1.5 and mgn = 2.5 for all RIS elements.Source: Figure 2 · p. 5

VI. CONCLUSIONS

The paper analyzes RPS and OPS for RIS-empowered communications over Nakagami-m fading, reporting analytical performance results and design tradeoffs. Its conclusion highlights RPS's diversity order and its independence from RIS element count and fading parameters.

VI. CONCLUSIONS

  • The random phase scheme has diversity order one, independent of the number of RIS elements and the fading parameters.The conclusion contrasts this behavior with the optimal design.Source: §VI · p. 5
  • The analysis presents exact analytical expressions and accurate closed-form approximations for important performance metrics.The systems considered use two phase-shifting designs over Nakagami-m fading.Source: §VI · p. 5
  • Numerical and simulated results highlight tradeoffs between performance and complexity.Source: §VI · p. 5
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