Source-linked AI summary

LLMs as Narcissistic Evaluators: When Ego Inflates Evaluation Scores

Yiqi Liu, Nafise Sadat Moosavi, Chenghua Lin

arXiv:2311.09766v4cs.CL

TL;DR

Automatic evaluation of generated text is challenging, and language-model-based metrics raise the question of whether they favor outputs from their own underlying models. The authors examine six model families in summarization across reference-based and reference-free settings, finding self-bias—especially in reference-free evaluation and when generator and evaluator configurations match.

  • Problem

    Language-model-based evaluation metrics may favor outputs generated by their own underlying models, a concern for assessing generated text across evaluation settings.

    Source: §1 · p. 1
  • Method

    The study tests six language-model families and their corresponding evaluators or conditional generative probability on summarization, using two datasets and reference-based and reference-free settings.

    Source: §1 · pp. 1–2
  • Results

    Self-bias appears across assessed evaluators, is stronger when generator and evaluator configurations match, and is particularly noticeable in reference-free evaluation; some evaluators also favor longer summaries.

    Source: §1 · p. 2, §5 · p. 8
  • Takeaways & Limitations

    The authors recommend avoiding the same underlying model as generator and evaluator and call for more robust metrics to assess factual correctness reliably.

    Source: §5 · p. 8

    Including additional generation models and evaluators in future work would further enrich the experiments.

    Source: Limitations · p. 10

Abstract

from arXiv · show

Automatic evaluation of generated textual content presents an ongoing challenge within the field of NLP. Given the impressive capabilities of modern language models (LMs) across diverse NLP tasks, there is a growing trend to employ these models in creating innovative evaluation metrics for automated assessment of generation tasks. This paper investigates a pivotal question: Do language model-driven evaluation metrics inherently exhibit bias favoring texts generated by the same underlying language model? Specifically, we assess whether prominent LM-based evaluation metrics (e.g. BARTScore, T5Score, and GPTScore) demonstrate a favorable bias toward their respective underlying LMs in the context of summarization tasks. Our findings unveil a latent bias, particularly pronounced when such evaluation metrics are used in a reference-free manner without leveraging gold summaries. These results underscore that assessments provided by generative evaluation models can be influenced by factors beyond the inherent text quality, highlighting the necessity of developing more reliable evaluation protocols in the future.

1 Introduction

The introduction asks whether language-model-based evaluators favor outputs from their own underlying models. Across summarization settings, the authors find self-bias, especially when generator and evaluator configurations match and in reference-free evaluation.

1 Introduction

  • Evaluating generated text is challenging because different forms can convey the same meaning, while expert human evaluation is costly and time-consuming.Automatic metrics have emerged as practical alternatives.Source: §1 · p. 1
  • The study examines six model families and their corresponding evaluators or conditional generative probability, varying model size and fine-tuning settings.The models serve as both generators and evaluators.Source: §1 · pp. 1–2
  • Experiments use CNN/Daily Mail and XSUM summaries in reference-based evaluation with gold summaries and reference-free evaluation against source documents.The passage describes the former as common in supervised summarization and the latter in unsupervised summarization and factuality assessment.Source: §1 · p. 2
  • Self-bias grows more pronounced when generator and evaluator match in fine-tuning configuration and model size.The authors also report inflated scores beyond self-bias, including a preference for longer summaries by certain evaluators.Source: §1 · p. 2
  • Inflated scores are particularly noticeable in reference-free evaluation, a popular approach for assessing factual correctness.The passage cites Koh et al. (2022) in connection with the popularity of this evaluation approach.Source: §1 · p. 2

2 Related Work

Related work describes a shift from surface-overlap metrics toward semantic, model-based evaluation, alongside persistent limitations and concerns about evaluator bias. The paper positions its contribution as a systematic examination of that bias across reference-based and reference-free settings.

2 Related Work

  • BERTScore, MoverScore, BARTScore, and BLEURT use pretrained language models for semantic-level assessment beyond direct word overlap (Zhang et al., 2020; Zhao et al., 2019; Yuan et al., 2021; Sellam et al., 2020).Source: §2 · p. 2
  • Reference-free generative metrics such as BARTScore and GPTScore evaluate text against source documents, a setting used for factual consistency assessment.The passage notes that BARTScore in reference-free mode had the highest overall correlation with human factual-consistency scores in long-document abstractive summarization.Source: §2 · p. 2
  • Automatic metrics also face robustness concerns, including spurious correlations, noise, out-of-domain text, long documents, and potential preference for extractive summaries (Sai et al., 2021; Amplayo et al., 2022).Source: §2 · p. 2
  • Traditional ROUGE and BLEU are criticized for missing content quality and syntactic errors, while embedding metrics remain inadequate for measuring shared information between summaries.Traditional metrics may score fluent but meaningless or unfaithful outputs highly when they reuse words (Gehrmann et al., 2021).Source: §2 · pp. 2–3
  • Prior work reports that reference-free metrics can favor outputs from models more similar to themselves, while systematic examination across models and settings remained open.The authors frame their study around that gap, covering both reference-based and reference-free evaluation.Source: §2 · p. 3

3 Methodology

The methodology tests evaluator self-bias across language-model configurations and checks whether higher evaluator scores align with human judgments. It compares reference-based and reference-free evaluation using multiple model families, datasets, and human-rated benchmarks.

3 Methodology

  • Quantitative comparisons vary evaluator and generator model size and fine-tuning configuration; qualitative analysis checks whether self-bias scores track human judgments.The qualitative check uses summaries with human evaluations.Source: §3 · p. 3

3.1 Evaluators

  • BART-, T5-, GPT-based evaluators and Cohere use conditional probabilities, scoring a hypothesis with an evaluation aspect and supplementary source or reference text.The study includes GPTScore variants and Cohere; the latter follows the scoring approach used by BARTScore, T5Score, and GPTScore.Source: §3.1 · pp. 3–4

3.2 Generation Models

  • Generation models span BART, T5, GPT-2, GPT-3, FLAN-T5, and Cohere, with available size variants and pretrained, CNN-fine-tuned, or XSUM-fine-tuned settings.Models serve as both summary generators and underlying LM evaluators; publicly available checkpoints are used, with stated exceptions for GPT-3-Curie and Cohere.Source: §3.2 · p. 4

3.3 Datasets

  • The study uses CNN/DailyMail and XSUM for quantitative comparisons, and human-rated SummEval and RoSE summaries for qualitative analysis.It samples 500 documents per dataset for quantitative comparisons; SummEval covers four human-rated aspects, while RoSE uses ACU annotations based on facts in reference summaries.Source: §3.3 · p. 4

3.4 Quantitative Comparisons

  • Twenty evaluators compare summaries with source documents in reference-free evaluation or with reference summaries in reference-based evaluation; their scores are uniformly normalized for comparability.The analysis also examines summary length and its correlation with evaluator scores.Source: §3.4 · p. 5

3.5 Qualitative Analysis

  • Qualitative analysis uses Spearman and Kendall correlations with human judgments, pairing SummEval aspects with reference-free evaluation and RoSE ACU annotations with reference-based evaluation.SummEval aspects are coherence, consistency, fluency, and relevance.Source: §3.5 · p. 5

4 Experimental Results

Evaluators favor summaries from corresponding generators, most clearly in reference-free scoring, and evaluation scores also track summary length. Across human-annotated benchmarks, evaluators show no strong correlation with human judgments, though the limited samples prevent a conclusive correlation assessment.

4.1 Quantitative Comparisons: Assessing Self-Bias in LM-Evaluators Towards Their Own Output

  • Diagonal heatmap cells show evaluators favoring their corresponding generators in both settings, with stronger self-bias in reference-free evaluation.The CNN/DM heatmaps average evaluator scores over 500 documents.Source: §4.1 · p. 5, Figure 2 · p. 6, Figure 3 · p. 7
  • T5-based generators receive higher scores from T5Score variants, while BART-based generators show a parallel preference from BARTScore variants.The T5 preference appears as a concentrated dark rectangle in the heatmap.Source: §4.1 · pp. 5–6
  • Evaluators tend to rank generators trained on the same dataset more highly, including T5-XSUM evaluators preferring BART-XSUM over T5-vanilla on CNN Daily.The same pattern also appears on summaries generated from XSUM documents.Source: §4.1 · p. 6

4.2 Bias towards Longer Summaries

  • BARTScore and GPTScore variants generally assign higher scores to longer summaries, except for XSUM-finetuned evaluators; this length correlation is less obvious in reference-based evaluation.Cohere and XSUM-finetuned evaluators show a preference for shorter summaries.Source: §4.2 · p. 6, Figure 5 · p. 8

4.3 Qualitative Analysis: Correlation of Self-Bias with Human Evaluation

  • On SummEval and RoSE, T5-base receives higher scores from T5 evaluators, while BART-based models receive higher scores from BARTScore and GPTScore evaluators.SummEval is evaluated reference-free and RoSE reference-based, matching the aspects emphasized by each benchmark.Source: §4.3 · pp. 7–8, Figure 4 · p. 7
  • None of the evaluators strongly correlates with human annotations; samples of 100 summaries per benchmark and missing generators prevent a conclusive correlation assessment.The authors note that inflated scores for an evaluator's own generator may contribute to the low correlation.Source: §4.3 · p. 8

5 Conclusions

The conclusions identify self-bias across the assessed generative evaluators and recommend avoiding the same underlying model for generation and evaluation. They also flag reference-free evaluation, summary length, and XSUM fine-tuning as factors to consider.

  • In SummEval, T5 is ranked higher only by certain T5Score variants in the reference-based setting.Source: §5 · p. 8
  • Models fine-tuned on XSUM are not suitable for direct evaluator use because of bias toward shorter summaries, except for evaluating summaries aligned with XSUM-style content.Source: §5 · p. 8
  • Self-bias appears across all assessed evaluators, so the authors recommend avoiding the same underlying model for generation and evaluation.Source: §5 · p. 8
  • Contemporary evaluation metrics may favor longer summaries, a bias to consider when interpreting and applying their scores.Source: §5 · p. 8
  • Limited human evaluations prevent definitive conclusions about which examined generative evaluator is best, while the work points toward developing more resilient and unbiased metrics.Source: §5 · p. 8
  • The authors identify a new type of bias in generative evaluators and encourage future research toward fairer evaluation metrics.Source: §5 · p. 8
  • In the reference-free XSUM heatmap, the darkest diagonal cells indicate evaluator preference for their respective models; scores are normalized from 0 to 1 and brackets give average summary lengths in words.Source: Figure 6 · p. 9

Limitations

The study is limited to summarization, and its human evaluations have limited sample sizes. The authors identify broader task coverage and larger human evaluations as useful future work.

  • The human evaluations are constrained by limited sample sizes from SummEval and RoSE, motivating larger-scale human evaluation.Source: Limitations · p. 9
  • The experiments focus on summarization; extending the evaluation to a broader range of generation tasks would be beneficial.Source: Limitations · p. 9
  • The authors say incorporating additional generation models and evaluators would further enrich the experiment.Source: Limitations · p. 10

Ethics Statement

The paper reports no ethical concerns and says its data and supplementary materials are open-sourced and widely used in existing work.

  • The authors report no ethical concerns and note that the study's data and supplementary materials are open-sourced and widely employed in existing works.Source: Ethics Statement · p. 10

A.1 Generator

The appendix points to tables for details on the generator models and evaluator models used in the study.

A.1 Generator

  • Generator model details, including checkpoints and prompt settings, are listed in Table 4.Source: §A.1 · p. 12

A.2 Evaluator

  • Evaluator model details are listed in Table 5 for reference-free settings and Table 6 for reference-based settings.Source: §A.2 · p. 12

B Evaluation Results

The reference-free results section identifies figures for XSUM, RoSE, and SummEval evaluations, and a table for SummEval meta-evaluation correlations.

B.1 Reference-free Setting

  • Figure 6 presents XSUM evaluation results in the reference-free setting.Source: §B.1 · p. 12
  • Figure 4 presents RoSE and SummEval evaluation scores in the reference-free setting.Source: §B.1 · p. 12
  • Table 3 presents SummEval Spearman and Kendall correlations for reference-free meta-evaluation.Source: §B.1 · p. 12

B.2 Reference-based Setting

The reference-based results section points to evaluation displays for CNN/DM, RoSE, and SummEval, alongside model-configuration tables for generation and evaluation.

B.2 Reference-based Setting

  • Figure 3 presents a heatmap of CNN/DM evaluation results in the reference-based setting.Source: §B.2 · p. 12
  • Table 4 lists generation models or checkpoints with their prompt configurations.Source: Table 4 · p. 13
  • Table 5 lists models or checkpoints and prompt configurations used for reference-free evaluation.Source: Table 5 · p. 13
  • Figure 4 illustrates RoSE and SummEval evaluation scores in the reference-based setting.Source: §B.2 · p. 13
  • Table 2 presents RoSE benchmark results.Source: §B.2 · p. 13
  • The passage identifies Spearman and Kendall correlations for reference-based meta-evaluation but does not complete the benchmark identification.Source: §B.2 · p. 13
  • Table 6 lists models or checkpoints and prompt configurations used for reference-based evaluation.Source: Table 6 · p. 14
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