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Minimum Data Rate Maximization for Uplink Pinching-Antenna Systems
Sotiris A. Tegos, Panagiotis D. Diamantoulakis, Zhiguo Ding, George K. Karagiannidis
TL;DR
Multi-user PA uplink design remains an open optimization problem, with device rates coupled through a shared antenna layout. The paper separates PA positioning from resource allocation to maximize the minimum device rate, and simulations report that the PA systems outperform the conventional system.
Problem
The paper addresses uplink optimization for multi-user PA systems, where a shared antenna layout couples device rates and makes balancing minimum rate, throughput, and fairness challenging.
Source: §I · p. 1Method
The approach separately optimizes PA positions and resource allocation, reformulating the positioning problem as convex and obtaining a closed-form resource-allocation solution.
Source: §I · p. 2, A. Optimization of PA Positions · p. 3Results
PA systems consistently outperform the conventional system across the reported configurations, with gains becoming more limited as the number of devices increases.
Source: §IV · p. 5Takeaways & Limitations
The simulations support the potential of optimized PA uplinks as practical and scalable solutions for next-generation communication systems.
Source: §V · p. 5The performance gain becomes more limited as the number of devices increases, as simultaneous phase alignment for all devices becomes more difficult.
Source: §IV · p. 5
Abstract
from arXiv · showhide
This paper addresses, for the first time, the uplink performance optimization of multi-user pinching-antenna (PA) systems, recently developed for next-generation wireless networks. By leveraging the unique capabilities of PAs to dynamically configure wireless channels, we focus on maximizing the minimum achievable data rate between devices to achieve a balanced trade-off between throughput and fairness. An effective approach is proposed that separately optimizes the positions of the PAs and the resource allocation. The antenna positioning problem is reformulated into a convex one, while a closed-form solution is provided for the resource allocation. Simulation results demonstrate the superior performance of the investigated system using the proposed algorithm over corresponding counterparts, emphasizing the significant potential of PA systems for robust and efficient uplink communication in next-generation wireless networks.
I. INTRODUCTION
Uplink path loss remains a challenge even with centralized MIMO, while flexible antenna systems offer ways to configure wireless channels. The paper introduces multi-user PA uplink optimization to balance throughput and fairness through joint antenna positioning and resource allocation.
- Centralized MIMO can mitigate small-scale fading, but its performance still degrades as path loss increases, a concern for uplink connectivity.The introduction connects uplink effectiveness to edge computing and intelligence.Source: §I · p. 1
- PAs activate selected points along a waveguide to control radiation locations, enabling flexible deployment and dynamically established LoS links.The paper presents this as a way to mitigate LoS blockage and path loss.Source: §I · p. 1
- The paper formulates multi-user PA uplink design as maximizing the minimum device data rate to balance system throughput and user fairness.Source: §I · pp. 1–2
- The proposed approach separately optimizes PA positions and resource allocation, reformulating antenna positioning as a convex problem and deriving a closed-form resource-allocation solution.Simulations report superior performance over corresponding counterparts.Source: §I · p. 2
II. SYSTEM MODEL
The model considers an uplink with multiple single-antenna devices and a BS equipped with PAs. It assumes orthogonal resource allocation and fixed PA positions across served devices, while PA channel characteristics can be configured.
- The uplink system has a BS with N PAs and M single-antenna devices randomly placed in a rectangular area in the x-y plane.Device positions are ψ_m = (x_m, y_m, 0), with x_m and y_m drawn uniformly over the stated area dimensions.Source: §II · p. 2
- The model treats each PA's transmitted signal as a phase-shifted replica of the waveguide feed signal and defines the guided wavelength using the free-space wavelength and effective refractive index.The waveguide is described as parallel to the x-axis and of length D_x.Source: §II · p. 2
- The received-signal model includes additive white Gaussian noise, with the denominator's N accounting for noise and interference at each PA.Source: §II · p. 2
- The BS is assumed to know device positions, and PA operation allows configuration of channel phase shifts and path loss.Source: §II · p. 2
- OMA, including TDMA or FDMA, is used, and PA positions remain unchanged when serving different devices.The model defines each device's allocated resource share as the product of its bandwidth and time portions.Source: §II · p. 2
III. PROBLEM FORMULATION AND SOLUTION
The formulation jointly chooses PA positions and resource allocation to maximize the minimum achievable rate across devices. A shared antenna layout couples user rates even when orthogonal resources are used.
- A shared set of PA positions couples device rates, since placement that improves one device can potentially degrade others.The formulation therefore targets fairness alongside overall system performance.Source: §III · p. 2
- The optimization maximizes the minimum achievable device rate by choosing PA positions and the resource-allocation vector.Source: §III · p. 3
- The constraints enforce minimum spacing between adjacent PAs to avoid coupling effects and limit the resource blocks allocated among devices.Source: §III · p. 3
- The solution separates PA-position optimization with fixed power allocation from resource allocation with fixed PA positions.Source: §III · p. 3
A. Optimization of PA Positions
PA positioning balances phase alignment across devices with favorable path losses. The paper reformulates the positioning problem into a convex form using auxiliary variables and successive convex approximation.
A. Optimization of PA Positions
- Positioning must align phases and favor path losses for all devices, making the shared-antenna design challenging.The optimization targets close phase alignment for each device while balancing the effects of antenna placement across users.Source: A. Optimization of PA Positions · p. 3
- Weighted squared phase errors are bounded by ε relative to a per-device phase, with weights tied to distances from starting PA positions.For M=N, one PA is initially placed above each device; the weights are defined to support fairness and reduce path loss, and when M≠N, expression (7) must be modified.Source: A. Optimization of PA Positions · p. 3
- Auxiliary variables and second-order cone programming reformulate the fixed-allocation rate objective and constraints, while SCA linearizes the remaining non-convex constraint.The non-convex term is approximated by a first-order Taylor expansion around updated initial points, yielding a convex form.Source: A. Optimization of PA Positions · pp. 3–4
B. Resource Allocation
The resource-allocation subproblem is convex and yields a closed-form allocation for each device. The overall procedure combines that allocation with iterative PA-position optimization.
B. Resource Allocation
- The resource-allocation subproblem is convex because its objective and constraints C3 and C4 are linear, and the rate function is concave for nonnegative allocation.The paper gives the second derivative of the rate function with respect to q_m as negative for q_m ≥ 0.Source: B. Resource Allocation · p. 4
- Setting the allocation Lagrangian’s derivative to zero gives each device’s optimal resource allocation in closed form using the Lambert W function.The Lagrange multipliers are nonnegative.Source: B. Resource Allocation · p. 4
- The algorithm searches squared-error bounds with SCA for PA positions, stores the best-rate positions, then computes resource allocation in closed form; it converges with O(N^3) complexity.The stated complexity is driven by the interior-point solution of the positioning subproblem; closed-form allocation has negligible complexity.Source: B. Resource Allocation · p. 4
- PA positions remain fixed across served devices; per-slot TDMA repositioning is possible but costly and complex, while simultaneous FDMA service precludes it.The fixed-position assumption is presented as a practical alternative to instantaneous antenna reconfiguration.Source: B. Resource Allocation · p. 4
IV. NUMERICAL RESULTS
Simulations compare the proposed PA system with a PA system without resource allocation and a conventional fixed-antenna system. The proposed method improves the maximum minimum achievable rate, with gains varying by configuration and antenna height.
IV. NUMERICAL RESULTS
- The proposed framework is compared with optimized PA positions using equal resource allocation and with a conventional system whose BS antennas are fixed at the area edge.The simulations use a 30×10 m² area and parameters including −90 dBm noise power and a 28 GHz carrier frequency.Source: §IV · p. 4
- More than 5 dB gain for M=N=2 and approximately 3 dB gain for M=N=3 are reported for the proposed method over the conventional system.Figs. 2 and 3 show maximum minimum achievable data rate versus transmit power for different device and PA counts at d=3 m and d=4 m.Source: Figure 2 · p. 5, Figure 3 · p. 5, §IV · p. 5
- Rates increase with transmit power, while denser configurations have flatter slopes; at d=4 m, rates are slightly lower because of increased path loss.The improvement over the conventional system remains evident at both heights considered.Source: §IV · p. 5
- For M=N=4, the gain becomes more limited as simultaneous phase alignment across devices becomes harder.The paper also reports that PA positioning affects performance more than resource allocation, which supports prioritizing antenna placement in the design.Source: §IV · p. 5
V. CONCLUSIONS
The paper presents an uplink PA optimization framework that maximizes the minimum achievable rate across devices. Simulations show improvements over counterparts, and the authors identify potential for practical, scalable next-generation communication solutions.
V. CONCLUSIONS
- The proposed framework maximizes the minimum achievable data rate across devices to promote fairness in PA uplinks.It decouples antenna positioning and resource allocation.Source: §V · p. 5
- Simulations validate the approach and show improvements in addressing line-of-sight blockage and large-scale path loss.Source: §V · p. 5
- The authors describe PA technology as promising for practical and scalable next-generation communication solutions.Source: §V · p. 5