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Supersingular Elliptic Curves Without Inseparable Small Degree Endomorphisms
Nicolas Swanson
TL;DR
The paper asks which Frobenius-isogeny distances occur for supersingular curves, when their worst-case bound is attained, and how the distance is distributed across primes. It translates these questions into ternary quadratic forms, characterizes maximal cases by cubic prime values, and proves a typical gap below the upper bound.
Problem
The paper studies which values δE can take, when the upper bound for δ(p) is attained, and how δ(p) is distributed as p varies.
Source: p. 2Method
The authors combine the correspondence between maximal quaternion orders and ternary quadratic forms with a criterion linking δE to form minima and discriminants.
Source: p. 2, §1.3 · p. 6Results
For sufficiently large primes, the upper bound for δ(p) is attained exactly when p is represented by one of nine explicit cubics, and for almost all primes the gap is at least p^1/6−o(1).
Source: p. 3, §4 · p. 22Takeaways & Limitations
The infinitude of primes attaining the upper bound reduces to whether one of the nine cubics takes prime values infinitely often.
Source: p. 3Proving that any irreducible cubic without a fixed divisor takes prime values infinitely often remains open, leaving the infinitude of wisde primes unresolved.
Source: §4 · pp. 22, 24
Abstract
from arXiv · showhide
For a fixed characteristic $p$, let $\delta(p)$ denote the smallest degree needed to guarantee the existence of an isogeny from any supersingular curve $E$ to its Frobenius conjugate $E^{(p)}$. We translate existence questions concerning $\delta(p)$ into questions about positive definite integral ternary quadratic forms and use Voronoi's theory of perfect forms in dimension three to characterize when $\delta(p)$ is nearly maximal. For sufficiently large primes, we show that $\delta(p)$ attains its upper bound precisely when $p$ is represented by one of nine explicit cubic polynomials, reducing the infinitude of such primes to whether one of these cubics takes prime values infinitely often. We also prove that, for almost all primes, $\delta(p)$ lies at least $p^{1/6-o(1)}$ below its upper bound.
1. Preliminaries
The preliminaries establish a reduced-form framework for positive definite integral ternary quadratic forms, then connect an extremal perfect form and Gross lattices to supersingular elliptic curves. These objects supply the language used to study endomorphism degrees.
1.1. Rank 3 Lattices and Ternary Quadratic Forms.
- A rank 3 quadratic lattice pairs a rank 3 lattice with an integral ternary quadratic form, whose minimum is its least nonzero integer-vector value.For an Eisenstein-reduced form, the diagonal coefficients give its successive minima, and its standard basis realizes them.Source: §1.1 · pp. 4–5
1.2. Voronoi Theory and the Perfect Form.
- Up to positive scaling and integral equivalence, Q0 is the unique perfect ternary quadratic form; a ternary form can be parameterized by its six evaluations on Q0's minimal vectors.These six integer coordinates uniquely determine the form hλ.Source: §1.2 · pp. 5–6
1.3. The Gross Lattice.
- The Gross lattice OT = τ(O) is a rank 3 trace-zero lattice isomorphic to O/Z, representing nonscalar endomorphisms of the curve under the Deuring correspondence.Here O is the curve's endomorphism ring and τ(x) = 2x − trd(x).Source: §1.3 · p. 6
2. Existence of Supersingular Curves at Prescribed Distances from Their Frobenius Conjugates
The section recasts prescribed Frobenius-isogeny distances as a problem about minima and discriminants of ternary quadratic forms. It uses that criterion to construct curves with prescribed distances in common characteristics, while distinguishing those constructions from determining the maximum distance.
2.1. An Integral Ternary-Form Reformulation.
- An isogeny to the Frobenius conjugate corresponds to an inseparable endomorphism, and the normalized determinant form on the Gross lattice has minimum δE.The criterion relates trace-zero endomorphisms of degree ℓp to rank 2 Gross-lattice sublattices of determinant 4ℓp.Source: §2.1 · pp. 6, 8
- A supersingular curve E/Fp has δE = n exactly when a positive definite integral ternary quadratic form has minimum n and discriminant p.This equivalence is Proposition 2.3.Source: §2.1 · p. 8
2.2. Constructing Curves at Prescribed Distances.
- Every finite nonempty set of positive integers occurs simultaneously as δE-values for supersingular curves in infinitely many prime characteristics.The construction uses one-parameter families of forms and the Chinese remainder theorem to choose a common prime discriminant.Source: §2.2 · p. 10
- For each positive integer n, infinitely many prime characteristics admit a curve with δE = n; for each k, sufficiently large primes in a suitable arithmetic progression admit curves realizing every value from 1 through k.These conclusions strengthen the cited conjectures about attainable δE-values.Source: §2.2 · p. 11
- The singleton construction yields prime candidates of size cubic in n, matching the Hermite lower bound up to a constant factor, but primality in the growing candidate interval is only heuristic.The text notes that the required estimate for this growing family of moduli is not proved, even under GRH.Source: §2.2 · p. 12
- Prescribing δE for one curve in characteristic p establishes δ(p) ≥ n but does not determine the maximum over all curves or resolve the conjectured surjectivity of p ↦ δ(p).Another curve in the same characteristic may have a larger δE.Source: §2.2 · p. 12
3. Explicit Convergence to the Perfect Form
The section makes convergence of near-Hermite ternary forms to the unique perfect form Q0 explicit and classifies forms in narrow discriminant bands via bounded perturbations of nQ0. It then uses Theorem 3.7’s parameterization to support an algorithm for finding supersingular curves with near-maximal δE and a count of primes with near-maximal δ(p).
Explicit Convergence to the Perfect Form
- For n ≥ 25e^2, near-Hermite forms are integrally equivalent to nQ0 + hλ, with λmin = 0 and every coefficient of hλ bounded in absolute value by 57e.Thus the possible perturbations belong to a bounded finite set independent of n.Source: §3 · p. 13
- The leading discriminant contribution of hλ is wt(λ)n^2, and disc(Q) > 2(n + d)^3 forces wt(λ) > 6d.For sufficiently large n, the weight determines an interval of length comparable to n^2 containing the discriminant.Source: §3 · p. 16
- If λ ≥ 0, λmin = 0, and wt(λ) ≤ n, then nQ0 + hλ is positive definite with minimum n; if 2 wt(λ) < n, its six shortest vector pairs are those of S(Q0).For sufficiently large n, these shortest pairs can be recovered from the form and identify the λ-coordinates.Source: §3 · pp. 16–17
3. Explicit Convergence to the Perfect Form
- The constant 3000 keeps the hypothesis simple but is not optimal; for prime discriminants, it can be replaced by a substantially smaller computable bound.See Remark 4.3 for the prime-discriminant bound.Source: §3 · p. 19
- Theorem 3.7’s parameterization supports an algorithm to detect and construct supersingular curves with near-maximal δE and a count of primes p with near-maximal δ(p).These applications are developed in Sections 4 and 5, respectively.Source: §3 · p. 19
4. Parameterizing Wisde Primes by Cubics
The paper converts near-maximal values of δ(p) into prime values of explicit cubic polynomials. For n ≥ 27, the maximal case is characterized by nine cubics, while finite cubic families also support algorithms for detecting near-maximality.
General near-maximal classification
- For each deficit d, a finite cubic family Pd characterizes primes for which some supersingular E/Fp has δE equal to the specified value.The criterion follows by parameterizing forms of minimum n and discriminant p as nQ0 + hλ, then testing whether p = Pλ(n).Source: §4 · pp. 19–20
Constructing the cubic families
- The families satisfy #Pd = O((d + 1)^4), and constructing Pd takes O((d + 1)^4 log^2(d + 1)) bit operations.The polynomials are computed from orbit representatives under the S4-action.Source: §4 · pp. 20–21
Algorithm for bounded deficits
- For every D ≥ 0, an algorithm detects whether δ(p) is within D of its upper bound using O((D + 1)^5 log^2 p) bit operations under the stated lower bound on p.The theorem’s lower-bound constants are inherited from a uniform bound and are not intended to be sharp.Source: §4 · p. 21
Maximal case: nine cubics
- For n ≥ 27 and 2n^3 ≤ p < 2(n + 1)^3, p is wisde exactly when p = Pi(n) for one of nine explicit cubics.The nine candidates are obtained after filtering the d = 0 family: 37 cubics have a fixed divisor and 23 others cannot take prime values for n ≥ 27.Source: §4 · p. 22
Distribution of maximal cases
- The classification gives an unconditional upper bound, showing wisde primes are asymptotically negligible among all primes; all but finitely many are covered by Corollary 4.4, with at most nine Pi(n) values per n.Source: §4 · p. 22
Prime values and infinitude
- Whether infinitely many primes are wisde is equivalent to whether at least one of the nine cubics takes prime values infinitely often, which remains unproved unconditionally.The Bateman–Horn conjecture implies infinitude; an unconditional proof would require establishing infinitely many prime values for an irreducible cubic without a fixed divisor.Source: §4 · pp. 22–24
5. Prime Characteristics Admitting Near-Maximal Frobenius Distance
The section bounds how often primes can have a small gap from the upper bound for δ(p), improving an earlier counting estimate through additional concentration. It also gives a heuristic, but unproved, prediction for the typical gap.
5. Prime Characteristics Admitting Near-Maximal Frobenius Distance
- For almost all primes p, the gap Δ(p) is at least p^1/6−o(1), substantially larger than the conjectured O(log p) bound [3, Conjecture 6.8].The argument suggests, but does not prove, that Δ(p) = p^1/6+o(1).Source: §5 · pp. 24, 25, 27
- The proof first counts O(D^5) cubics, each with O(X^1/3) values, yielding a preliminary gap lower bound of p^2/15−o(1); concentration in their values improves it.The improved counting confines relevant primes in each interval to six subintervals of total length O(m(D+1)^2).Source: §5 · pp. 25–26
- For fixed D, relevant primes in each interval I_m lie in six subintervals of total length O(m(D+1)^2), using cubic evaluations Pλ(m−d).The interval is I_m = [2m^3, 2(m+1)^3).Source: §5 · pp. 25–26
- A heuristic predicts Δ(p) ≤ p^1/6+o(1) for almost all primes, assuming enough viable cubics and sufficiently well-distributed values.The required assumptions are unproved and not clearly available even under Bateman–Horn.Source: §5 · p. 27
Appendix A. Proof of Proposition 2.3
The appendix proves a correspondence between supersingular elliptic curves and positive definite integral ternary quadratic forms. It identifies the curve invariant δE with the minimum of the associated form and its discriminant with p.
Appendix A. Proof of Proposition 2.3
- For a supersingular curve E/Fp, the form QE on the exterior square of the trace-zero order is integral and positive definite, with min(QE) = δE.Its values are normalized determinants, represented by reduced norms divided by p.Source: Appendix A · pp. 28–29
- The Gram matrix of QE is 1/(4p) times the adjugate of the reduced-norm Gram matrix, and its discriminant is p.The determinant computation uses det(GOT) = 4p^2 and yields the discriminant assertion.Source: Appendix A · pp. 28–29
- Conversely, a positive definite integral ternary form of discriminant p gives a maximal order in Bp,∞ and hence a supersingular curve with δE equal to its minimum.The even Clifford correspondence constructs the order, and the Deuring correspondence supplies the curve.Source: Appendix A · pp. 29–30
Appendix B. A 256-Bit Example for Remark 2.7
The appendix illustrates the construction of Remark 2.7 with a 256-bit prime and reports the resulting curve and computation times.
Appendix B. A 256-Bit Example for Remark 2.7
- The example uses a 256-bit prime and returns a supersingular curve E/Fp2 with δE = n ≈ 284.The curve’s j-invariant is given in terms of the supplement’s field generator.Source: Appendix B · p. 30
- Finding the parameters and maximal order took 0.388 seconds.Source: Appendix B · p. 30
- The constructive Deuring step, using the implementation accompanying, took 13 minutes.Source: Appendix B · p. 30
Appendix C. Details for Lemma 3.1
The appendix supplies details for geometric estimates used in Lemma 3.1 and for reducing forms to a controlled coordinate shape. It bounds distance to the set A and records the resulting coefficient limits.
Appendix C. Details for Lemma 3.1
- For a specified domain Dε, each point can be moved to a point (uD,v,w) in D with |u−uD| ≤ ε.The proof restricts the possible u-coordinates in D while holding v and w fixed.Source: Appendix C · p. 31
- The proof establishes d1((u,v,w), A) ≤ 4R(u,v,w) by dividing D according to the sign of u; for 0 ≤ u,v,w ≤ 1, a nearest point can be chosen among four points of A in {0,1}3.Source: Appendix C · p. 31
- The distance-bound proof reduces one region to checking nonnegativity of H on a polytope P, then uses concavity and its vertex values.The listed vertex values are 6, 3, 3, 0, 0, 0, and 4/27.Source: Appendix C · p. 32
- A unimodular coordinate change carries Q to nQ0 plus a residual form whose coefficients have absolute value below 57e.The residual diagonal coefficients satisfy 0 ≤ a ≤ b, and the cross-coefficients are bounded by the same 57e threshold.Source: Appendix C · pp. 32–33
Appendix D. Extending the Cubic Parameterizations Below the Uniform Bound
For each fixed d ≥ 0, the section describes a finite procedure for determining the least threshold N_d with a stated uniform property.
- For fixed d ≥ 0, a finite procedure determines the least integer N_d with the stated property.Source: Appendix D · p. 33
- The threshold is defined to apply to every n ≥ N_d and every prime p satisfying the condition in the statement.Source: Appendix D · p. 33
- The procedure targets the least qualifying threshold, rather than merely providing a bound for N_d.Source: Appendix D · p. 33
D.1. The General Fixed-Deficit Bound.
The fixed-deficit criterion characterizes forms in a discriminant interval through cubic parameterizations, and a finite enumeration determines the threshold N_d.
- A positive definite integral ternary quadratic form of minimum n and discriminant p exists exactly when p=P_λ(n) for some λ ∈ Λ_d.Source: §D.1 · p. 34
- For n ≥ 25e^2, with e=d+1, forms in the interval 2(n+d)^3 < disc(Q) < 2(n+e)^3 can be represented as nQ_0+h_λ after normalization.The normalized tuple has the form λ=(0,a,b,a+t,b+s,a+b+r).Source: §D.1 · p. 34
- A finite search produces O(e^5) perturbations containing every possibility for the forms under consideration.The search applies the six A_3 centers and retains tuples with nonnegative coordinates and minimum zero.Source: §D.1 · p. 34
- For n ≥ 25e^2, solving the discriminant inequalities and testing minimum and prime discriminant finds all exceptions in that range.Source: §D.1 · p. 35
- For n < 25e^2, sign-normalized Eisenstein-reduced forms are enumerated and compared with P_λ(n); combining both ranges determines N_d.N_d is one more than the largest n that occurs as an exception.Source: §D.1 · p. 35
- Omitting the primality test gives the analogous bound for all discriminants.Source: §D.1 · p. 35
D.2. The d = 0 Computation.
The d=0 computation checks the cubic parameterization against exceptions and establishes the converse for the stated range.
- The d=0 search found 42 distinct pairs (p,n) with n ≥ 25; all but (39313,26) satisfy p=P_i(n) for some 1 ≤ i ≤ 9.Source: §D.2 · p. 35
- The computational supplement implements the enumeration used in the search.Source: §D.2 · p. 35
- Every wisde prime with 27 ≤ n < 3000 has the form P_i(n) for some 1 ≤ i ≤ 9.Source: §D.2 · p. 35
- For n ≥ 27, if p=P_i(n) is prime, the constructed form has minimum n and the inequalities imply δ(p)=⌊3p/2⌋, so p is wisde.Source: §D.2 · pp. 35–36
- The exceptional pair (39313,26) makes the hypothesis n ≥ 27 sharp for Corollary 4.4, and N_0=27.Source: §D.2 · p. 36