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Strategic Facility Location in Euclidean Spaces

Kim Thang Nguyen, Lucas Perotin, Bertrand Simon

arXiv:2609.05132v1cs.GTcs.DS

TL;DR

The paper studies truthful randomized facility-location mechanisms minimizing expected maximum agent–facility distance in higher-dimensional Euclidean spaces, where approximation gaps remain. It develops lower bounds and mechanisms exploiting additional dimensions, obtaining optimal ratio-2 results in key settings and matching the large-dimensional upper bound asymptotically.

  • Problem

    The problem is to design truthful mechanisms minimizing expected egalitarian cost, while higher-dimensional Euclidean spaces still have gaps between known lower and upper approximation bounds.

  • Method

    The paper develops lower bounds using geometric constructions and a potential-function argument, alongside mechanisms that exploit additional facility dimensions and symmetry.

  • Results

    The optimal approximation ratio is 2 for agents on R with facilities in R2 for any n ≥2 and for two agents in R2; the lower bound reaches 2 −ε asymptotically in Rd for large d and n.

  • Takeaways & Limitations

    Allowing facilities in a larger space can improve truthful facility-location mechanisms, and additional dimensions help achieve stronger guarantees in several Euclidean settings.

  • Takeaways & Limitations

    The lifted higher-dimensional idea can yield worse approximation ratios than the classic 2 −1/n upper bound, and one mechanism is not truthful in the general setting I = R3.

Abstract

from arXiv · show

The strategic facility location problem is defined as follows: $n$ agents report their location in a metric space, and the objective is to design a \emph{mechanism} deciding the (possibly randomized) location of a facility such that agents have no incentive to lie about their position. We focus on the egalitarian cost, which means that the goal of the mechanism is to minimize the expected maximal facility-agent distance. Meanwhile, mechanisms must be \emph{truthful} (or \emph{strategyproof}): no agent may decrease their expected distance to the facility via lying on their location. Designing truthful mechanisms minimizing the approximation ratio is a well-studied problem, and the optimal solution is known for the real line. We focus in this paper on higher dimension Euclidean spaces, for which gaps remain between the best known lower and upper bounds. We first show that, maybe counter-intuitively, the problem is easier for two agents on the plane rather than on the line: the mechanism can exploit the additional dimension to prevent more efficiently agent lies. Based on this intuition, we devise lower bounds for $\mathbb R^d$ asymptotically matching the best known approximation factor of $2$ for large $d$. We also provide novel mechanism ideas, improving over the best known algorithms on the plane, and when the agents belong to $\mathbb R^d$ but the facility may use an additional dimension.

1 Introduction

This paper studies truthful facility-location mechanisms for egalitarian cost in Euclidean spaces, where the facility minimizes expected distance to the farthest agent. It shows that additional dimensions can improve mechanisms and derives tight or near-tight bounds across several input-output spaces.

  • Problem: The facility-location problem asks for a deterministic or randomized facility location that incentivizes agents to report their private positions truthfully.Agents minimize their expected distance to the facility, while the mechanism seeks a social objective.
  • Problem: For the egalitarian objective, the mechanism minimizes the expected maximal distance between the facility and any agent.The best deterministic mechanism achieves approximation ratio 2, while the randomized problem is the paper’s focus.
  • Motivation: The optimal randomized ratio is 1.5 on the real line, whereas the corresponding two-dimensional problem was open and had a lower bound of 5/4.This contrast motivates studying how geometry affects truthful mechanism design.
  • Main results: A 2-approximation is optimal for two agents on the plane and also for any number of agents on the line when the facility may open in the plane.The result refutes the conjecture that the facility should lie on the line connecting two agents.
  • Main results: For large d and n, the paper gives a randomized lower bound of 2−ε, asymptotically matching the best known upper bound of 2−1/n.The construction recursively moves agent fractions onto simplex vertices in new dimensions.
  • Mechanisms: The paper improves mechanisms on the plane and studies facilities in an additional dimension, including a deterministic mechanism for I = R^d and O = R^(d+1) with approximation factor 2.For I = R^2 and O = R^3, it gives a separate deterministic mechanism, while a higher-dimensional lifted generalization can perform worse than 2−1/n.

2 Two agents on the Euclidean plane

For two agents in the plane, the perpendicular square lottery is truthful in expectation and achieves an exact approximation ratio of 2. A potential-function argument shows that no invariant truthful mechanism can improve this ratio, while the same bound supports line-input mechanisms with planar facility locations.

  • The perpendicular square lottery mechanism: The perpendicular square lottery places the reports on one square diagonal and randomly selects either endpoint of the perpendicular diagonal.Each of the two possible facility locations is selected with probability 1/2.
  • The perpendicular square lottery mechanism: 2 is the exact approximation ratio of the perpendicular square lottery for two agents in R2 under expected ex-post maximum cost.The mechanism is truthful in expectation.
  • The perpendicular square lottery mechanism: Truthfulness follows because an off-line deviation cannot reduce the deviating agent’s expected cost, while truthful reporting gives both possible facilities distance 1/2.The proof compares the deviating and truthful configurations using square symmetry, rotation, and the triangle inequality.
  • Tightness and the line-to-plane setting: A potential V combines realized maximum distance D with an incentive term T, whose expected value is nonpositive by truthfulness.The construction balances social cost against the incentive to report farther outward.
  • Tightness and the line-to-plane setting: Every finite-ratio truthful-in-expectation two-agent mechanism invariant under translations, rotations, and positive scalings has approximation ratio at least 2.The lower bound remains valid when reports are restricted to the line.
  • Tightness and the line-to-plane setting: The lifted interval mechanism is deterministic and truthful for every n ≥2 when agents report on R and the facility may lie in R2, with exact ratio 2.This ratio is optimal under the stated invariance assumptions.

3 Lower bounds for randomized strategy-proof mechanisms in Rd

The paper develops lower bounds for truthful randomized facility-location mechanisms in Euclidean spaces, first using a plane-specific iterative construction and then extending the approach to high dimensions. The high-dimensional construction yields an asymptotically tight lower bound approaching 2.

  • High-dimensional lower bound: The paper proves an asymptotically tight lower bound of 2−ε for truthful randomized mechanisms in R^d when d and n are large.
  • Plane construction: The R^2 construction transfers expected facility-to-vertex distances across successive instances using strategyproofness.
  • Plane construction: The plane lower-bound construction begins with two clusters, identifies a point with expected facility distance at least 0.5, and replaces agents at that point with agents on a circle.
  • Plane construction: The plane argument establishes a strategyproof-mechanism approximation lower bound exceeding 1, stated in Theorem 9.
  • Plane construction: Uniformly spreading agents around the circle ensures that every facility location has a nearby agent almost opposite it through the circle’s center.
  • High-dimensional lower bound: The high-dimensional construction iteratively adds orthogonal regular d-simplexes, using a simplex lemma to relate distance to a vertex with expected distance to the simplex center.

4 Better algorithms for n agents in Euclidean spaces

The paper develops truthful mechanisms for egalitarian facility location with many agents in Euclidean spaces, using bounding-box centers and an additional facility dimension to improve known algorithms. It proves truthfulness and approximation guarantees for Box-center, Lifted Box-center, and SD-lift mechanisms, while identifying higher-dimensional limitations.

  • Overview: The Centroid mechanism outputs the reported-location centroid with probability 1/2 and a uniformly random agent location with probability 1/2, achieving approximation factor 2 −1/n.This is the best known mechanism for a large number of agents before the paper’s new constructions.
  • 4.1 The Box-center mechanism on the Euclidean plane: The Box-center mechanism outputs the axis-aligned bounding-box center with probability 2/(n + 2) and each agent location with probability 1/(n + 2).Its design uses a much lower center-output probability than the Centroid mechanism.
  • 4.1 The Box-center mechanism on the Euclidean plane: Theorem 12 establishes that the Box-center mechanism on R2 is strategyproof and has approximation factor at most 2 −3−.The proof bounds how far the box center can be from the furthest agent inside a normalized enclosing disk.
  • 4.1 The Box-center mechanism on the Euclidean plane: Corollary 13 extends the Box-center mechanism to R3 and gives an approximation factor at most 2 −3−.The argument replaces the two-dimensional furthest-agent coordinates with three coordinates in the unit enclosing ball.
  • 4.2 The Lifted Box-center mechanism for planar agents and R3 facility: The Lifted Box-center mechanism places the facility at the bounding-box center and lifts it by half the box diagonal, exploiting an additional dimension to penalize positional spread.For planar reports, the mechanism is formally defined and its truthfulness follows by showing that coordinate-wise deviations cannot reduce an agent’s cost.
  • Higher-dimensional mechanisms: The Lifted Box-center idea generalizes poorly to higher dimensions, producing approximation ratios worse than the classic 2 −1/n upper bound.This limits the mechanism’s usefulness beyond the planar-agent, three-dimensional-facility setting.
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