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Local Energy Function-Based Power System Transient Stability Analysis with Grid Forming and Grid Following Inverters
Yingyi Tang, Junbo Zhao, Baosen Zhang
TL;DR
Mixed GFM–GFL inverter systems have nonlinear interactions that complicate transient stability assessment after large disturbances. The paper models these interactions and derives a local energy function with a critical-energy threshold and stability index. Case studies validate the method on a modified IEEE 14-bus system, while analysis identifies a destabilizing effect of insufficient GFM damping.
Problem
Mixed GFM–GFL systems have nonlinear interactions, and small-signal analysis cannot fully capture their behavior under large disturbances.
Source: §I · p. 1Method
The paper models GFL–GFM controller coupling and derives a local energy function that jointly uses their damping effects to assess transient stability.
Source: §I · p. 2Results
Case studies validate the method on a modified IEEE 14-bus system, and insufficient GFM damping can degrade GFL damping through coupling and harm overall stability.
Source: §I · p. 2, §V · p. 14Takeaways & Limitations
The critical energy and stability index provide a fast quantitative stability assessment after large disturbances.
Source: §I · p. 2The stability index does not establish classical asymptotic stability from energy decay alone; the framework relies on a separate state-dependent residual bound that vanishes near the equilibrium.
Source: B. Critical Energy and Stability Index · p. 9
Abstract
from arXiv · showhide
The widespread deployment of inverter-based resources (IBRs) is reshaping power system dynamics by their control strategies. Grid-following (GFL) and grid-forming (GFM) inverters are expected to co-exist from now on. However, ensuring the transient stability of such systems remains a critical and underexplored challenge. In this paper, a comprehensive transient stability analysis of the mixed-GFM-GFL inverter system is conducted using a newly derived local energy function. The transient stability analysis model of the system is first derived to reveal the dynamic interactions between GFL and GFM inverters during transient responses. A local energy function is then proposed for analytical transient stability assessment. Instead of ignoring or making harsh assumptions on inverters' coupled damping effect, the proposed local energy function carefully addresses its impact on system transient stability by locally bounding the region where the system's energy dissipation property holds. Such a property fully considers the combined damping effect of GFL and GFM inverters. The derived critical energy and stability index provide a fast and quantitative transient stability assessment. Furthermore, the adverse impact of insufficient damping of GFM inverters on system transient stability is thoroughly investigated. The effectiveness of the proposed method is validated on the modified IEEE 14-bus system with mixed GFL and GFM inverters, and the numerical simulation results further demonstrate the small conservativeness of the proposed method.
I. INTRODUCTION
Mixed GFM–GFL systems pose a transient-stability challenge because their nonlinear interactions matter during large disturbances, while existing analytical energy methods face restrictive global-dissipation requirements. The paper develops a coupled system model and a local energy framework to assess stability after disturbances.
I. INTRODUCTION
- Small-signal analysis relies on linearized operating-point models and cannot fully capture behavior under large disturbances, motivating transient-stability analysis of mixed-inverter systems.Source: §I · p. 1
- The local framework requires energy dissipation outside a bounded region around the post-fault equilibrium, relaxing the global condition and supporting transient stability.Source: §I · p. 2
- The system model permits GFL and GFM inverters at different connection points and derives coupling between their PLL and VSG controllers.Source: §I · p. 2
- The proposed local energy function jointly accounts for GFL and GFM damping and yields critical energy and a quantitative stability index for fast post-disturbance assessment.Source: §I · p. 2
- Poorly damped GFM inverters can degrade GFL damping through inter-inverter coupling, negatively affecting overall system stability.Source: §I · p. 2
A. AC Network Modeling with GFL and GFM Inverters
- Kron reduction eliminates network algebraic constraints while preserving the retained buses’ steady-state operating point and fundamental power–angle relationships.Source: A. AC Network Modeling with GFL and… · pp. 2–3
B. Dynamic Model of Coupled GFM and GFL Inverters for Transient Stability Analysis
The dynamic model expresses inverter synchronization in a common reference frame and each inverter’s local rotating frame. It models GFL synchronization through PLL dynamics and GFM synchronization through VSG control, with faster inner loops simplified.
B. Dynamic Model of Coupled GFM and GFL Inverters for Transient Stability Analysis
- The common xy frame rotates at the ideal grid frequency, while inverter quantities are transformed into local dq frames using their angle differences from the grid reference.Source: B. Dynamic Model of Coupled GFM and… · p. 3
- The model neglects GFL inner-current dynamics because PLL bandwidth is lower, and treats GFM PCC voltages as references because inner loops are faster than power synchronization.Source: B. Dynamic Model of Coupled GFM and… · p. 3
- GFL PLL control regulates q-axis PCC voltage to zero, whereas GFM VSG control synchronizes through the difference between output active power and its reference.Source: B. Dynamic Model of Coupled GFM and… · pp. 3–4
- Filtered droop and VSG control are mathematically equivalent under 1/J_i = k_piω_ci and D_i = ω_ci, so the paper uses the VSG framework.Source: B. Dynamic Model of Coupled GFM and… · p. 4
L YLg
The model’s admittance terms encode interactions among GFL inverters, GFM inverters, and the grid source. Its coupled dynamics distinguish fixed GFM damping from GFL damping that varies with inverter angles.
L YLg
- The reduced admittance model separates GFL, GFM, and source-bus terms, with matrix notation specifying real and imaginary components of the coupling matrices.Source: L YLg · p. 4
KIm
- GFL dynamics include self and cross-inverter restoring and damping terms, including coupling from GFM inverters into GFL dynamics.Source: KIm · p. 5
- GFM dynamics include self-restoring and cross-inverter restoring effects; GFM damping is fixed, whereas equivalent GFL damping varies dynamically with inverter angles.Source: KIm · p. 5
- At the post-fault stable equilibrium, the Jacobian of the modeled dynamics is negative definite.Source: KIm · p. 5
A. Local Energy Function Candidate
The proposed local energy function combines GFL and GFM kinetic and potential energy while addressing coupling terms that complicate a systemwide energy function. Its construction makes bounded total energy imply bounded inverter frequency and angle states.
A. Local Energy Function Candidate
- The energy candidate is decreasing within a region Ω, despite the difficulty of constructing a systemwide function in the presence of GFL lossy coupling.The GFL–GFL term Aij cos δLLij complicates a systemwide energy function.Source: A. Local Energy Function Candidate · p. 5
KIm
- GFL potential energy includes a term designed to address the non-negligible loss term introduced by GFL–GFL coupling.The construction uses a shifted angle variable for this coupling term.Source: KIm · p. 6
- GFM potential-energy terms are formed from the first integrals of the GFM self and coupling dynamics.The construction also applies a negative factor to the first term, consistent with the associated expression.Source: KIm · p. 6
- The candidate energy sums kinetic and potential components for both GFL and GFM inverters.The GFL and GFM kinetic and potential terms are combined into one total energy function.Source: A. Local Energy Function Candidate · p. 5, KIm · p. 6
- Finite total energy ensures bounded frequency and angle states because kinetic energy grows with frequency deviations and linear potential terms grow with angle deviations.The trigonometric potential terms are bounded, while the linear terms dominate as angle deviations grow.Source: KIm · p. 6
B. Critical Energy and Stability Index
The analysis uses a locally valid energy-decay condition that accounts for combined inverter damping, then defines critical energy and a stability index for post-disturbance assessment. The resulting critical-energy estimate is conservative by construction, but simulations report predicted critical clearing times close to nonlinear-simulation values.
B. Critical Energy and Stability Index
- Energy decay is guaranteed locally where the combined GFL and GFM equivalent damping remains positive, rather than throughout the state space.The decay region also requires the GFL frequency deviation to exceed a bounded residual radius.Source: B. Critical Energy and Stability Index · pp. 6, 8
- GFL network-loss terms persist in the energy derivative, while the GFM transfer-conductance loss is treated as negligible under the stated high X-to-R network condition.The GFL loss term arises from current-source behavior interacting with network transfer impedance.Source: B. Critical Energy and Stability Index · p. 7
- The residual radius is governed by network coupling relative to the net damping margin and can become negligibly small under practical GFM damping settings.With substantially reduced GFM virtual damping, the radius grows, the decay region shrinks, and time-domain simulation is needed for accurate assessment.Source: B. Critical Energy and Stability Index · p. 8
- The critical energy is the lower of the energy at the closest UEP inside Ω and the minimum energy on the damping-defined boundary ∂Ω.The estimated stability region is the set of states whose energy does not exceed this critical value.Source: B. Critical Energy and Stability Index · p. 8
- The stability index µ compares critical energy with energy at disturbance clearing, with positive values indicating entry into the assessed region and negative values indicating instability under the criterion.The paper describes µ as a quantitative measure of stability following large disturbances.Source: B. Critical Energy and Stability Index · p. 9
- Predicted critical clearing times are reported as very close to detailed nonlinear-simulation values, despite the critical-energy boundary being conservative by design.The authors present critical energy as a computationally efficient analytical indicator, not an exact global stability boundary.Source: B. Critical Energy and Stability Index · p. 9
C. Effects of GFM Inverters’ Damping on Transient Stability
The effect of adding GFM inverters on transient stability depends on inter-inverter damping interactions. In particular, GFL equivalent damping varies dynamically with coupling, so GFM addition does not necessarily improve stability.
C. Effects of GFM Inverters’ Damping on Transient Stability
- Adding GFM inverters does not necessarily enhance transient stability because GFL damping is dynamically affected by inter-inverter coupling.The analysis makes the effect dependent on whether the associated matrix term is positive definite.Source: C. Effects of GFM Inverters’ Damping… · p. 9
- The stability effect depends on a positive-definiteness condition involving the inter-inverter damping interactions.The passage identifies this condition as the factor governing the nontrivial effect of GFM addition.Source: C. Effects of GFM Inverters’ Damping… · p. 9
L · YIm LM)+
The damping analysis distinguishes normal operating assumptions from weak-coupling conditions and inadequate GFM damping. The resulting effect of GFM inverters on energy dissipation can be beneficial or adverse depending on these conditions.
YRe
- Under normal operation, angle differences within (−π/2, π/2) make each stated GFL–GFM damping term positive.The passage ties this sign to the positivity of the relevant cosine term.Source: KRe · p. 9
KRe
- When the coupling contribution is small and GFM damping is adequate, GFM inverters can accelerate energy dissipation after large disturbances.The passage attributes the small coupling contribution to weak coupling terms and bounded coefficients.Source: KRe · p. 10
- Poorly damped GFM inverters can reduce energy dissipation and may increase system energy, so damping settings matter to whether GFM integration supports stability.The passage describes this adverse effect as arising through inter-inverter coupling.Source: KRe · p. 10
D. Effects of PLL Parameters on Transient Stability
The PLL parameters enter the analysis through ΛL. Under a shared-ratio simplification, the paper examines how PLL tuning affects the sufficient damping condition.
D. Effects of PLL Parameters on Transient Stability
- The effects of PLL parameters are reflected in the matrix ΛL.Source: D. Effects of PLL Parameters on… · p. 10
- An overly large ΛL makes the inequality in (36) harder to satisfy, undermining the sufficient damping condition.The second term scales quadratically with ΛL.Source: D. Effects of PLL Parameters on… · p. 10
- For the simplified case where all GFL inverters share the same ratio λ = KPLL/I_i, ΛL is set to λI before substitution into (36).Source: D. Effects of PLL Parameters on… · p. 10
2 DLMDM −1D⊤
The passage bounds the PLL ratio using system damping and identifies gain extremes that compromise transient stability.
2 DLMDM −1D⊤
- λmax denotes the maximum eigenvalue of the matrix.Source: §2 · p. 10
- The ratio KPLL/I_i has an upper bound determined by system dynamic damping to ensure energy dissipation.Source: §2 · p. 10
- An overly small KPLL^I or overly large KPLL^P would compromise transient stability of the mixed GFM-GFL inverter system.Source: §2 · p. 10
IV. NUMERICAL RESULTS
On the modified IEEE 14-bus test system, the energy threshold produced CCT estimates close to simulated CCTs. The varied-damping cases also show changes in stability indices and transient trajectories.
A. Validation of System Critical Energy Value
- Estimated CCTs of 0.074 s, 0.102 s, and 0.068 s were close to actual CCTs of 0.075 s, 0.107 s, and 0.069 s, respectively.The estimates were slightly conservative for all three cases.Source: A. Validation of System Critical… · p. 11, Table III · p. 11
B. System Dynamics with Varied Di under Different Fault Types
- The region without guaranteed strict energy decay was a minuscule fraction of post-fault frequency excursions, near the SEP during final recovery.It occurs when ∥¯ωL∥ ≤ rmax.Source: Figure 5 · p. 11, B. System Dynamics with Varied Di… · p. 12
- Across scenarios, longer fault-clearing times increased energy and decreased µ; unstable cases had µ < 0, while some CCT energies exceeded Vcr.The latter occurred for all three-phase short circuits and for voltage sags with (D1, D2) = (3.0, 3.5) p.u. or (10, 10.5) p.u.Source: B. System Dynamics with Varied Di… · pp. 12–13, Table IV · p. 12
- At tc = 0.050 s, µ rose from 0.580 to 0.683 for Ug sag and 0.553 to 0.635 for short circuit as damping increased; at 0.070 s, it rose from 0.037 to 0.138 and 0.175 to 0.244.The comparison spans damping settings (D1, D2) = (0.3, 0.35) p.u. to (10, 10.5) p.u.Source: Table IV · p. 12, B. System Dynamics with Varied Di… · p. 13
- With (D1, D2) = (3.0, 3.5) p.u., trajectories converged at tc = 0.050 s, 0.070 s, and 0.075 s, but at 0.076 s GFM 2 diverged first.At 0.076 s, GFL 1, GFL 2, and GFM 3 continued oscillating around the SEP without asymptotic stability.Source: Figure 6 · p. 12, Figure 7 · p. 12, B. System Dynamics with Varied Di… · p. 13
- At tc = 0.075 s, energy slightly exceeded Vcr but converged to zero; at 0.076 s, it surpassed Vcr and became unbounded.The energy traces correspond to the stability behavior observed in the inverter trajectories.Source: Figure 8 · p. 12, B. System Dynamics with Varied Di… · p. 13
- Minor oscillations from neglecting the linear term did not alter the system energy’s overall decreasing trend.The authors use this trend to support omitting that term in the stability assessment.Source: B. System Dynamics with Varied Di… · p. 13
C. Adverse Effect of Insufficient GFM Inverter Damping on System Transient Stability
The section compares transient responses under low and higher GFM damping, then examines how PLL parameter ratio relates to stability in the mixed-inverter system.
C. Adverse Effect of Insufficient GFM Inverter Damping on System Transient Stability
- With (D1, D2) = (3.0, 3.5) p.u., the mixed system loses stability under Ug sag, while the all-GFL system recovers to steady-state operating points.The mixed-system GFM 1 trajectory oscillates persistently; in the all-GFL system, GFL 1 returns to its original SEP.Source: Figure 9 · p. 13, C. Adverse Effect of Insufficient GFM… · p. 13
- With (D1, D2) = (20, 25) p.u., all mixed-system inverters recover to their original SEPs, whereas several all-GFL inverters settle at different SEPs.Both configurations stabilize under the same Ug sag fault with tc = 0.10 s.Source: Figure 10 · p. 13, C. Adverse Effect of Insufficient GFM… · p. 14
D. Impacts of PLL Parameters on Transient Stability
- At tc = 0.075 s, λ = 0.01 trajectories converge while λ = 1 trajectories diverge, with system energy exceeding the critical threshold and growing unbounded.At λ = 0.01, energy peaks near the critical value at fault clearance and then decays to zero.Source: Figure 11 · p. 14, Figure IV · p. 14, Figure 12 · p. 14
V. CONCLUSIONS
- The conclusion reports IEEE 14-bus case studies validating the assessment tool, while leaving inner-loop, reactive-power, fault-ride-through, and current-limiter dynamics for future work.It also identifies repeated current-limiter saturation and limit-cycle phenomena as topics for further study.Source: §V · p. 14