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Private communication via zero-private-capacity quantum channels
Chengkai Zhu, Xin Wang
TL;DR
Private communication requires reliable delivery and secrecy from the environment, but whether two zero-private-capacity quantum channels can jointly provide it has been an open problem. This paper constructs such a pair and reports a positive joint private rate at half erasure.
Problem
It has been open whether two quantum channels with zero private capacity can jointly enable private communication, which requires reliable transmission while keeping the message hidden from the environment.
Source: §1 · p. 1Method
The authors pair a four-level channel with a qubit erasure channel and use a weak signal over a mixed background, a fixed joint measurement, and classical coding.
Source: §1 · p. 2Results
At half erasure, the joint channel achieves more than 1.9030 × 10^-4 private bits per product use although each channel has zero private capacity.
Source: §1 · p. 2Takeaways & Limitations
Zero private capacity is not preserved under tensor products, and joint quantum measurements can enable private communication unavailable through local operations and classical communication across output groups.
Source: §1 · p. 2Which zero-private-capacity channels admit the support asymmetry used here remains an open structural question.
Source: §5 · p. 7
Abstract
from arXiv · showhide
Private communication over a noisy quantum channel requires reliable transmission to the receiver and secrecy from the environment. Whether two channels with zero private capacity can jointly enable private communication is a longstanding open problem in quantum information theory. Here we resolve this problem by exhibiting a four-level channel and a qubit erasure channel with half erasure probability, each with zero private capacity, whose joint use achieves more than 0.0001903 private bits per product use. The encoding gives the receiver a linear information gain with at most quadratic environmental leakage, enabling privacy through a fixed joint measurement and classical coding. This superactivation, impossible for independent classical memoryless wiretap channels, shows that a channel's private capacity alone does not determine its value for secure communication. The initial activation example was identified through interactions with large language models, and the result has been formalized in Lean 4.
1 Introduction
The introduction frames whether two zero-private-capacity quantum channels can jointly enable private communication, a stronger question than earlier nonadditivity results. It presents a finite-dimensional construction, contrasts it with classical wiretap channels, and notes the Lean formalization.
- Unlike independent classical memoryless wiretap channels, quantum channels can exhibit this superactivation; earlier quantum-capacity superactivation had a factor already supporting private communication.Source: §1 · p. 1
- Two finite-dimensional memoryless quantum channels with zero private capacities separately have positive private capacity jointly.Source: §1 · p. 2
- A weak signal over a mixed background gives the receiver linear information gain and at most quadratic environmental leakage, with fixed joint measurement and classical coding.Source: §1 · p. 2
- Decoders with effects positive under partial transpose cannot achieve a positive private rate, even with collective processing within each output group.Source: §1 · p. 2
- Lean 4 formalizes the capacity inequalities and fixed-measurement information bound using Mathlib and Lean-QIT.Source: §1 · p. 2
2 The channels and main result
The section specifies the two channels and gives a positive joint private-rate bound despite zero private capacity for each factor. It describes a fixed-measurement coding scheme and the resource assumptions for the rate.
- The four-level channel has an identity branch of weight 1/7 mixed with seven errors, which the encoding detects.The weights also admit the transpose simulator described in Appendix A.Source: §2 · p. 2
- The helper is a qubit erasure channel whose output reaches Bob with probability 1 − p or Eve with probability p, with orthogonal flags marking the alternatives.Source: §2 · p. 3
- No preshared key, entanglement, or auxiliary communication is supplied; encoder randomness is local and private, and each product use consumes one use of each channel.Source: §2 · p. 3
- The four-level channel and qubit erasure channel each have zero private capacity, while their joint use has positive private capacity.The zero-capacity statements allow arbitrary block encodings and collective decoding.Source: §2 · p. 3
- Every rate below the bound is achievable using a fixed binary measurement on each product output and classical wiretap coding across uses.Source: §2 · p. 3
- At half erasure, the joint channel achieves approximately 1.903 × 10^-4 private bits per product use.The bound is 3 ln 2/10927, and every rate below the bound is achievable.Source: §2 · p. 3
3 Proof of Theorem 1
The proof establishes that each channel has zero private capacity, then shows that joint use yields a positive private rate by comparing Bob’s information with Eve’s leakage. Its construction combines a signal event absent from the background with a quadratic bound on Eve’s information.
3 Proof of Theorem 1
- The proof compares Bob’s information from a fixed binary measurement with Eve’s leakage for the same input ensemble.The proof first establishes both zero-capacity statements.Source: §3 · p. 3
3.1 Why each factor has zero private capacity
- The four-level channel has zero private capacity by transpose simulation, and the erasure channel also has zero private capacity for p ≥ 1/2.The transpose simulator yields the blocklength result without restricting inputs to product states.Source: §3.1 · p. 4
3.2 A signal event absent from the background
- A click identifies U = 1 with certainty and contributes apt/2 to Bob’s mutual information; the no-click contribution is nonnegative.The click probabilities are zero for U = 0 and apt for U = 1.Source: §3.2 · p. 5
3.3 Bounding Eve’s leakage by a classical coin
- Eve’s Holevo information is bounded quadratically in t, including both erasure branches and the full quantum environment.For states with ω1 ⪯cω0, the coin bound is 3(c − 1)t^2/(32 ln 2) for 0 ≤ t ≤ 1/2 and c ≥ 3.Source: §3.3 · pp. 5–6
3.4 From an information advantage to a private rate
- For every fixed 1/2 ≤ p < 1, a sufficiently weak signal gives a positive information difference, and classical coding achieves every rate below I(U : Y) − χ(U : E′E).Fixing p and t before the coding limit establishes the operational rate.Source: §3.4 · p. 6
4 Why the measurement must be joint
The section proves a finite-code bound for PPT decoding and explains why the private-rate construction needs a joint measurement. The protocol’s measurement is not PPT, even though Bob’s output is PPT across the two channel factors.
4 Why the measurement must be joint
- For a code with decoding error ε and secrecy distance δ, the bound gives 1 − ε − 1/M ≤ δ.The proof compares Eve’s joint guessing test success with its random-message success probability 1/M.Source: §4 · p. 7
- PPT decoding has zero private rate, including separable measurements and LOCC across the two factors.The protocol’s effect |w⟩⟨w| has partial-transpose eigenvalue −1/2.Source: §4 · p. 7
- Bob’s output remains PPT across the factors, but the protocol uses a non-PPT measurement within each product use; PPT entangled states can also have positive distillable key [18].Classical coding is used across product uses.Source: §4 · p. 7
5 Discussion
The discussion connects the construction’s privacy proof to support asymmetry and distinguishes regularized less-noisy dominance from degradability. It leaves open which channels admit the required support asymmetry and whether quantum-channel classical capacity can be superadditive.
5 Discussion
- The construction uses support asymmetry to certify privacy for mixed letters with a fixed receiver measurement.The background state fills the environment’s relevant support while leaving the receiver’s signal direction empty; signal dilution then keeps leakage below receiver gain.Source: §5 · p. 7
- The complement’s regularized less-noisy dominance does not ensure stability under tensor products in this construction, unlike the complete order described for the qutrit example [23].The complement is not degradable, and the qutrit example’s complete less-noisy order tensorizes, excluding activation with an antidegradable helper.Source: §5 · p. 7
- It remains open which zero-private-capacity channels admit the support asymmetry needed to turn failure of joint simulation into an explicit private protocol.Source: §5 · p. 7
- Whether quantum channels’ classical capacity can exhibit superadditivity is another open question raised by the authors.Source: §5 · p. 7
AI statement
The authors report using large language models during development and artificial intelligence in preparing the initial manuscript and revisions.
AI statement
- Interactions with large language models helped identify the initial activating example and explore proof strategies.Source: AI statement · p. 8
- The authors checked, rewrote, and organized the proofs and prepared the manuscript.Source: AI statement · p. 8
- Artificial intelligence was also used to prepare the initial manuscript and assist with revisions, with the authors retaining responsibility for the final work.Source: AI statement · p. 8
A An explicit transpose simulator
The appendix constructs a CPTP simulator using an isometry, its complementary channel, and an explicit map whose positivity, trace preservation, and composition identities are checked.
A An explicit transpose simulator
- The isometry V_N maps inputs into the receiver and environment outputs, and its full complement N^c is obtained by tracing out the receiver.Source: A An explicit transpose simulator · p. 8
- A CPTP map D is constructed to satisfy the required composition identity for the simulator.The simulator output C is identified with B in the numbered bases, with E=C8.Source: A An explicit transpose simulator · p. 8
- Positivity of the Choi operator J_D follows from the stated congruence.Source: A An explicit transpose simulator · p. 9
- The finite rational trace-preservation and composition identities establish that D is CPTP and D N^c=T_N.The square-root weights cancel in the second identity.Source: A An explicit transpose simulator · p. 9
B Environmental support and order
The environmental analysis establishes an order bound for the joint outputs and explains how orthogonal erasure sectors remove cross terms. The reduced-environment bound also justifies averaging the coin cost across erasure branches.
B Environmental support and order
- Orthogonal sectors in each output make tracing out R_B remove cross terms even when R is correlated with A, giving the full-environment direct sum.The product dilation is J_p ⊗ V_N with outputs regrouped as RBB:E′E.Source: B Environmental support and order · p. 9
- The full sixteen-dimensional identities include all components and cross terms; positivity on the stated range and vanishing on its orthogonal complement support the environmental order argument.Source: B Environmental support and order · pp. 9–10
- σ1 ⪯ (205/9)σ0, with rank σ0=8 and rank σ1=4, and the support of σ1 is contained in that of σ0.Source: B Environmental support and order · p. 10
- The reduced-environment coordinate ratios are 1, 4, 25/9, 25/9, 1, 1, 0, 0, yielding ε1 ⪯4ε0.This sharper bound is why the coin cost is averaged over the two erasure branches.Source: B Environmental support and order · p. 10
C.1 The fixed measurement preserves Eve’s marginal
The fixed measurement turns each product-channel use into a classical-input, classical-output wiretap channel while leaving Eve’s marginal unchanged. Classical wiretap coding then achieves rates below the receiver’s information advantage over Eve.
C.1 The fixed measurement preserves Eve’s marginal
- The fixed measurement defines a memoryless wiretap channel with classical input U, classical receiver output Y, and Eve’s quantum output.Its product-channel isometry acts on the stated input states ρ0 and ρt.Source: §C.1 · p. 10
- Summing over Bob’s outcomes leaves Eve’s original marginal unchanged, and Bob’s outcome is not publicly disclosed.The private coding theorem achieves every rate below I(U : Y) − χ(U : E′E).Source: §C.1 · p. 10
- Because Bob’s output is classical, any block decoder can be implemented as classical processing of Y^n, with p and t fixed before n tends to infinity.Vanishing Holevo leakage implies the stated secrecy criterion by quantum Pinsker.Source: §C.1 · p. 10
C.2 The trace-distance capacity formula
The trace-distance capacity formula is supported by a converse from entropy continuity and Fano’s inequality, and an achievability argument using repeated blocks and private coding.
C.2 The trace-distance capacity formula
- The secrecy error is half the trace distance between the message-environment state and the product of the uniform message state with the averaged environment state.Entropy continuity is applied in dimension M d_E^n to bound χ(U : E^n).Source: §C.2 · p. 10
- (1 − ε − δ) log M ≤ a_n + δn log d_E + h2(ε) + h2(δ) yields the converse after dividing by n and taking ε, δ to zero.The bound combines receiver information from Fano’s inequality and data processing with an entropy-continuity bound on environmental leakage.Source: §C.2 · p. 10
- Achievability follows by repeating a fixed block ensemble, applying the private coding theorem, and using quantum Pinsker to obtain vanishing trace-distance secrecy error.Optimizing over block sizes and ensembles gives the stated capacity formula.Source: §C.2 · p. 10
D Lean correspondence
The Lean formalization covers both zero-capacity claims and the positive lower bound over the stated erasure-probability range. It formalizes the capacity inequalities and selected positivity and leakage arguments, but not the operational coding theorem or its further consequences.
D Lean correspondence
- The formalization covers both zero-capacity statements for 1/2 ≤ p ≤ 1 and the positive lower bound for 1/2 ≤ p < 1.The channels, complements, input states, and receiver POVM are constructed explicitly; superactivation_main has only the stated bounds on p as hypotheses.Source: D Lean correspondence · p. 11
- The checked proof uses Lean 4.30.0, Mathlib, and Lean-QIT, with no admitted steps or additional axioms beyond propext, Classical.choice, and Quot.sound.The paper–Lean table marks definitions with def. and lists the remaining entries as proved statements.Source: D Lean correspondence · p. 11, Table 1 · p. 12
- Positivity uses Gram or LDL decompositions, while the flagged leakage bound uses a preparation channel for the two environmental branches.The argument’s dependency diagram groups Lean declarations and ends with the regularized information formula.Source: D Lean correspondence · p. 11, Figure 1 · p. 11
- The operational coding theorem, its trace-distance formulation, Proposition 3, and the Discussion’s further consequences are outside the formalization.Operational achievability relies on the external private coding theorem.Source: D Lean correspondence · p. 11