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A Randomized $\frac32$-Approximation for Strategic Facility Location on a Circle

Hau Chan, Jianan Lin, Chenhao Wang

arXiv:2609.12792v2cs.GT

TL;DR

On circles, randomized strategyproof facility-location mechanisms lacked a unified guarantee for arbitrary population sizes. This paper mixes RD with PCD for odd populations and a random-deletion extension for even ones, proving a 3/2 approximation for every n ≥3 and a 1.088187… lower bound for randomized strategyproof mechanisms.

  • Problem

    Randomized strategyproof facility-location mechanisms on a circle lacked a unified guarantee for arbitrary numbers of agents.

    Source: §1.1 · p. 2
  • Method

    The parity-dependent MRP mechanism mixes RD with PCD for odd n and with EPCD, which deletes one agent uniformly before applying PCD, for even n.

    Source: §5 · p. 29
  • Results

    The mechanism achieves a 3/2 approximation for every n ≥3, and the paper establishes a 1.088187… lower bound for randomized strategyproof mechanisms.

    Source: §1.1 · pp. 2, 4
  • Takeaways & Limitations

    The results narrow the gap between the best known upper and lower bounds for randomized strategyproof facility location on the circle.

    Source: §1.1 · p. 2

Abstract

from arXiv · show

We study strategyproof mechanisms for locating a single facility on a circle so as to serve a set of strategic agents under the utilitarian social cost objective. We analyze a simple parity-dependent mechanism that randomizes between the Random Dictator (RD) mechanism and the Proportional Circle Distance (PCD) mechanism. For an odd number \(n\) of agents, this mechanism mixes RD and PCD with equal probability, as originally proposed by Rogowski and Dziubi{\'n}ski (IJCAI 2025). For even \(n\), it mixes RD with a random-deletion extension of PCD, in which one agent is removed uniformly at random before PCD is applied to the remaining agents. Our main result shows that this mechanism is strategyproof and achieves an approximation ratio of \(\frac32\) for every \(n\ge 3\). This improves the \(\frac74\) upper bound of Rogowski and Dziubi{\'n}ski, which applied only to odd \(n\), and extends the guarantee to even numbers of agents. Finally, we establish a computer-assisted lower bound of \(1.088187\ldots\) on the approximation ratio of any randomized strategyproof mechanism, improving on the previous lower bound of \(1.0456\) due to Meir (SAGT 2019).

1 Introduction

The introduction places randomized strategyproof facility location on a circle against limitations of deterministic mechanisms, then presents a parity-dependent mixture with a 3/2 guarantee for every n ≥3 and an improved lower bound. Its analysis sharpens the circle-cutting approach by accounting for the distance overestimate introduced by cutting the circle.

1 Introduction

  • Randomized mechanisms are studied because deterministic strategyproof and onto mechanisms on circles are dictatorial and can have approximation ratio n −1.Earlier work showed that the equal-probability RD–PCD mixture achieved a 7/4 ratio for odd n ≥3.Source: §1 · p. 2

1.1 Our Results

  • The MRP mechanism achieves a 3/2 approximation for every n ≥3, improving the 7/4 guarantee that applied only to odd n.The paper also establishes a computer-assisted lower bound of 1.088187… for randomized strategyproof mechanisms, improving the previous 1.0456 lower bound.Source: §1.1 · pp. 2, 4
  • For even n, MRP mixes RD with EPCD, which deletes one agent uniformly at random before applying PCD to the remaining odd-agent profile.For odd n, it mixes RD and PCD with equal probability, the mechanism studied by Rogowski and Dziubiński.Source: §1.1 · p. 2
  • The analysis improves the earlier 7/4 bound by charging cut-metric overestimation against distance savings from the PCD component.The even-agent proof controls in expectation how random deletion changes relevant arcs and crossing terms.Source: §1.1 · p. 4

1.2 Other Related Work

  • Related work also studies strategyproof-mechanism characterizations and utilitarian facility location across lines, networks, Euclidean spaces, and multiple-facility settings.The introduction also cites applications including public-facility siting, political representation, and coordinating recurring activities,,.Source: §1 · p. 1, §1.2 · pp. 4–5

2 Preliminaries

The preliminaries define the circle-based facility-location model and its cost criterion, then introduce the randomized mechanisms combined in the paper’s analysis.

  • The model places agents on a unit circle, measures facility cost by total distance, and compares expected mechanism cost with the profile optimum.Source: §2 · pp. 5–6
  • A mechanism maps reported profiles to distributions over locations; strategyproofness requires truthful reporting to minimize each agent’s expected distance.Source: §2 · p. 5
  • RD chooses a uniformly random agent’s report, while odd-n PCD selects ordered copies with probability equal to their opposing gaps.Source: §2 · p. 6
  • For even n≥4, EPCD deletes one uniformly random agent before running PCD on the survivors and is strategyproof, anonymous, neutral, and peaks-only.Source: §2 · p. 6
  • MRP mixes RD equally with PCD for odd n and EPCD for even n; fixed-probability mixing preserves strategyproofness and the listed symmetry properties.Source: §2 · p. 7

3 Upper Bound

The section proves that MRP achieves a 3/2 approximation for every n ≥ 3, using a cut-excess bound for odd n and EPCD crossing savings to control cut excess for even n.

3 Upper Bound

  • For every n ≥ 3, MRP is strategyproof, anonymous, neutral, and peaks-only, and achieves an approximation ratio at most 3/2.The result applies to both odd and even numbers of agents.Source: §3 · p. 7
  • MRP’s approximation analysis is tight: for arbitrarily large odd and even n, instances make its ratio approach 3/2.Contrasting examples show RD can be a 2-approximation while PCD or EPCD is optimal, and vice versa, motivating the equal-probability mixture.Source: §3 · pp. 7–8

3.1 Setup

  • The proof normalizes an optimal location to 0, cuts at its antipode, and accounts for the increased cross-side distances as crossing savings.The cut-saving identity tracks this excess for peaks-only randomized mechanisms.Source: §3.1 · pp. 9–10

3.2 Odd Number of Agents

  • For odd n, CRD + CPCD ≤ 3OPT, so their equal-probability mixture achieves a 3/2 approximation by offsetting cut excess with PCD’s cut savings.The proof bounds the odd-case cut excess by PCD’s cut saving; RD’s cut saving is nonnegative.Source: §3.2 · pp. 11–12
  • For odd n, the cut-excess decomposition Fodd = B − R reduces the bound to covering the bilinear term with a linear budget and crossing savings.The proof allocates parts of R to cells of B and uses crossing savings for any uncovered remainder.Source: §3.2 · p. 14
  • 3/2-approximation holds for odd n: the equal-probability RD–PCD mixture has expected cost at most 3/2 OPT.The proof bounds CRD + CPCD by 3OPT, so their equal-weight expected cost is at most 3/2 OPT.Source: §3.2 · p. 16

3.3 Even Number of Agents

  • 3/2-approximation follows for even n by showing EPCD crossing savings dominate the cut excess, implying CRD + CEPCD ≤ 3OPT.The even-case proof separates boundary terms, then controls the remaining interior excess with crossing savings.Source: §3.3 · pp. 17, 21
  • For even n, averaging adjacent opposing gaps creates wrap-around boundary terms and splits interior contributions across neighboring cells; the proof separates harmless boundary terms before charging the remaining excess to EPCD crossing savings.The boundary reduction states that the terms involving boundary increments are non-positive, leaving only the interior part to control.Source: §3.3 · pp. 17, 21
  • Lemma 8 establishes even crossing domination, which bounds the cut excess using EPCD’s cut saving.The proof concludes that F_even is at most Q_int − L_int.Source: §3.3 · pp. 23, 26
  • The proof allocates linear budget to cell contributions and charges any remaining error to EPCD’s cut saving.The combined allocations use at most L_int, and the error estimates are compared with EPCD’s cut saving.Source: §3.3 · pp. 23, 25, 26
  • The equal mixture of RD and EPCD has social cost at most 3/2 OPT for every normalized even-agent profile with positive OPT.Its cost is 1/2(C_RD + C_EPCD), which is at most 3/2 OPT.Source: §3.3 · p. 26

4 Lower Bound

The paper gives a computer-assisted lower bound of 1.088187... for randomized strategyproof mechanisms, using a four-agent certificate. The same bound extends to every agent count divisible by four.

4 Lower Bound

  • 1.088187... is a lower bound on the approximation ratio of every randomized strategyproof mechanism for n = 4.The construction improves the previous 1.0456 lower bound due to Meir.Source: §4 · pp. 26, 28
  • Symmetry reduction and piecewise linearity make the certificate verifiable at finitely many points; its rational verification uses 489 representative profiles.The certificate has 108 nonzero social-cost weights and 700 nonzero incentive weights, with minima checked at breakpoints.Source: §4 · pp. 26, 29
  • A weighted certificate combines social-cost and incentive constraints over finitely many profiles to certify an approximation lower bound.The certificate uses nonnegative weights on these inequalities and pointwise lower bounds on their weighted sum.Source: §4 · p. 27
  • The same 1.088187... lower bound holds for n = 4k, by cloning each agent k times and using strategyproofness to recover a four-agent mechanism.Social cost and its optimum both scale by k, so the induced mechanism's approximation ratio is no larger than the original's.Source: §4 · p. 29

5 Conclusion

The paper concludes that its parity-dependent mechanism achieves a 3/2 approximation for every n ≥ 3, alongside a 1.088187... lower bound for randomized strategyproof mechanisms. Closing the gap remains open, and the lower-bound construction uses four agents.

5 Conclusion

  • The parity-dependent mechanism achieves an approximation ratio of 3/2 for every n ≥ 3.For odd n it mixes RD and PCD equally; for even n it mixes RD with EPCD, a random-deletion extension of PCD.Source: §5 · p. 29
  • The paper establishes a 1.088187... lower bound on the approximation ratio of any randomized strategyproof mechanism.The lower-bound construction uses four agents, and larger-agent instances may yield stronger impossibility results.Source: §5 · pp. 29–30
  • Closing the gap between the 1.088187... lower bound and the 3/2 upper bound remains an open question.The paper suggests that improving the upper bound below 3/2 likely requires mechanisms beyond fixed-weight RD–PCD mixtures.Source: §5 · p. 30
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