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Eigendamage: an Eigendeformation model for the variational approximation of cohesive fracture in antiplane shear deformations

Veronika Auer-Volkmann, Lisa Beck, Bernd Schmidt

arXiv:2609.29734v1math.APmath.NA

TL;DR

Ductile fracture models are challenging because bulk and surface energy contributions can interact non-trivially. This paper develops a two-field eigendeformation model for ductile materials in scalar antiplane shear. Its main result is Γ-convergence of the approximate functionals to the limiting functional in the stated topologies.

  • Problem

    In ductile materials, plastic deformation and damage zones create non-trivial interactions between bulk and surface energy contributions, challenging analysis and computation.

    Source: §1 · p. 1
  • Method

    The paper uses a two-field model with displacement and an eigendeformation field representing deformation beyond the elastic regime, and studies its asymptotics in specified topologies.

    Source: §1 · p. 2, §2 · p. 3
  • Results

    The functionals Γ-converge to E in strong L1 convergence for displacement and flat convergence for the measure-valued field.

    Source: §2 · p. 4
  • Takeaways & Limitations

    The model is designed for ductile materials in scalar antiplane shear and to capture elastic, plastic, and fracture phenomena.

    Source: §1 · p. 2

    The multidimensional setting is technically more challenging than the previously studied one-dimensional beam case.

    Source: §1 · p. 2

Abstract

from arXiv · show

We set up and investigate an approximation scheme for a variational theory of cohesive fracture in antiplane shear deformations. We consider a family of functionals acting on scalar valued functions in general dimensions depending on a small parameter $0 < \varepsilon \ll 1$ and on two fields: the elastic part of the displacement field and an eigendeformation field that describes the inelastic response of the material beyond the elastic regime. We measure the inelastic contributions of the latter in terms of a non-local energy functional. Our main result shows that, as $\varepsilon \to 0$, the approximate functionals $Γ$-converge to a cohesive zone model.

1. Introduction

Ductile fracture couples bulk and surface effects, making its variational models analytically and numerically challenging. This work develops an eigendeformation-based model for ductile materials in scalar antiplane shear and analyzes its mathematical challenges.

1. Introduction

  • Ductile fracture involves non-trivial interaction between bulk and surface contributions, complicating both analysis and computation.Beyond elastic deformation, micro-voids and damage zones can produce diffuse-singular strain contributions and plastic deformation.Source: §1 · p. 1
  • The work develops an eigendeformation-based model for ductile materials in scalar antiplane shear, intended to capture elastic, plastic, and fracture phenomena.Source: §1 · p. 2
  • The two-field model couples displacement and eigendeformation through a limit with non-trivial interaction between plastic deformation and crack opening.Damage is associated with a transition from elastic to inelastic eigendeformation; the stored energy grows linearly for large bulk terms and small inelastic terms.Source: §1 · p. 2
  • The multidimensional analysis is technically more challenging than the previously studied one-dimensional beam case.Source: §1 · p. 2

Outline.

  • The proof develops compactness and relaxation results, establishes the Γ-liminf and Γ-limsup inequalities, and derives a corollary for energies with an optimized second variable.Source: Outline · p. 2

2. Setting of the problem and main results

The paper approximates antiplane shear fracture with a two-field model coupling displacement and eigendeformation through elastic mismatch and a nonlocal inelastic energy. As ε tends to zero, the functionals Γ-converge to a limit energy with cohesive jump costs.

2. Setting of the problem and main results

  • The approximate energy combines an elastic mismatch penalty for ∇u−g with a nonlocal penalty on the eigendeformation γ=gLd.The displacement is approximated in W 1,1(Ω), with γ absolutely continuous in the approximate model.Source: §2 · p. 3
  • The limit charges Cantor variation at rate c0 and assigns jumps a direction-independent cost θ([u]), whose growth is comparable to min{|t|,1}.Cantor variation and jump openings contribute differently to the limit energy.Source: §2 · p. 3
  • Finite limit energy requires γs=Dsu, while the absolutely continuous parts gLd and ∇uLd need only satisfy ∇u−g∈L2(Ω).The singular parts coincide; the elastic mismatch of the regular parts is subject to an integrability condition.Source: §2 · p. 4
  • As ε→0, Eε Γ-converges to E for strong L1 convergence of displacement and flat convergence of eigendeformation.The theorem establishes both the lim inf and lim sup inequalities.Source: §2 · p. 4
  • The convergence also holds with W −1,q convergence for the measure component when 1<q<2*, and the energies minimized over γ Γ-converge in strong L1.The minimized energies are defined by taking the infimum over the eigendeformation variable.Source: §2 · pp. 4–5

3. Preliminaries

The preliminaries fix the notation and recall BV structure and measure-convergence tools used in the analysis.

Preliminaries

  • The jump set Ju records approximate jump points, while SBV functions are BV functions whose Cantor part vanishes.SBV 2 additionally requires an L2 approximate gradient and finite jump-set measure.Source: §3 · p. 6
  • For BV functions, the derivative splits into absolutely continuous and singular parts, with the singular part further decomposed into jump and Cantor contributions.The jump derivative is represented by the opening [u] and normal νu on Ju.Source: §3 · p. 6
  • Convergence in W −1,q implies flat convergence, and weak-* convergence implies flat convergence for measures.Flat convergence with uniformly bounded measure variation implies weak-* convergence.Source: §3 · p. 7

4. Compactness

The section proves compactness for bounded-energy sequences, yielding limits with a BV displacement and a singular eigendeformation measure matched to the displacement’s singular derivative. Together with Γ-convergence, this compactness implies convergence of almost minimizers.

4. Compactness

  • The compactness result, combined with the Γ-convergence theorem, implies convergence of almost minimizers.Source: §4 · p. 7
  • A technical proposition replaces finite-energy configurations with close SBV configurations whose jump-set energy and L1 bounds are controlled.The proof identifies the passage from disjoint squares to overlapping balls in the nonlocal energy as its main technical difficulty.Source: §4 · pp. 7–8
  • Bounded-energy sequences admit subsequences whose displacements converge in L1 to a BV function and whose eigendeformations converge in the flat norm to a measure with γ_s = D_su and ∇u − g in L2.The eigendeformation convergence also holds in W^-1,q for all q < 2*.Source: §4 · pp. 10–11

5. A relaxation result in BV (Ω)

This section establishes an L1-relaxation estimate for a free-discontinuity functional in BV with linear growth. The argument establishes a measure representation and regularizes the functional with a small total-variation term to obtain the needed lower bound.

5. A relaxation result in BV (Ω)

  • The relaxation concerns free-discontinuity functionals with linear growth, whose bulk density depends on the approximate gradient and a continuous perturbation.Source: §5 · p. 11
  • The main result gives an upper estimate for the L1-relaxed functional on the whole domain for every BV function.Source: §5 · pp. 11, 17
  • For every BV function, the set function of the relaxed functional is the restriction of a regular Borel measure.Source: §5 · pp. 12, 14
  • Adding a δ-small total-variation term supplies a suitable lower bound needed to apply the integral-representation result.Source: §5 · p. 15
  • The relaxation estimate is adapted for Section 7 by additionally imposing an L∞ bound.Source: §5 · pp. 17–18

6. Estimate from below of the Γ-lower limit

This section establishes lower estimates for the surface, volume, and Cantor contributions, using blow-up arguments, slicing, cube averaging, and a direct proof. It combines these estimates to obtain the Γ-liminf inequality.

6. Estimate from below of the Γ-lower limit

  • The liminf estimate splits into surface, volume, and Cantor terms, handled respectively by blow-up, a direct argument, and slicing.The volume estimate is proved directly because it is unclear how to apply slicing or blow-up to the weakly converging γ-dependent term in the flat topology.Source: §6 · p. 18

6.1. Estimate from below of the surface term.

  • The surface lower-bound minimization over suitable Radon measures is solved directly using the Hardy–Littlewood–Pólya majorization principle.Source: §6.1 · p. 18
  • The surface-term Γ-liminf set function is a regular Borel measure, and rescaling bounds its density with only the non-local term contributing.The density estimate is reduced to a minimization problem on a suitable class of Radon measures.Source: §6.1 · pp. 18, 20
  • For a pure-jump function, an approximating sequence converges in displacement and flat measure while matching the limiting energy and remaining unchanged outside an infinitesimal neighborhood of the jump set.The construction maintains a uniform displacement bound and an L2 bound on the difference between the displacement gradient and the density of the measure.Source: §6.1 · pp. 22–23
  • The centered measure μ0 minimizes G, and majorization extends its optimality to continuous concave functions h with h(0) = 0.This extends the minimization result beyond the specific function f used in G.Source: §6.1 · pp. 29–30
  • The surface-term lower estimate gives the jump density θ([u]) by combining a local estimate with the minimization result for the surface functional.The estimate applies to admissible (u, γ) on open sets A ⊂ Ω.Source: §6.1 · p. 30

6.2. Estimate from below of the volume term.

  • The volume-term lower estimate for admissible BV limits is established using an auxiliary lower-semicontinuity lemma and SBV approximations.The lemma treats BV convergence with uniformly bounded jump measure alongside weak L2 convergence of the auxiliary fields.Source: §6.2 · pp. 30, 32, 33

6.3. Estimate from below of the Cantor term.

  • For the Cantor-term lower estimate, the authors replace the d-dimensional ball average in the second term with a cube average, then use Fubini to split it into a (d−1)-dimensional cube average and an interval average for slicing and the one-dimensional result.Source: §6.3 · p. 33
  • For every direction ξ, the energy satisfies E′(u, γ, A) ≥ c0|D_cu · ξ|(A), yielding the Cantor-part lower bound used in the full estimate.The directional estimate is obtained by slicing; the combined bounds include c0|D_cu|(A).Source: §6.3 · p. 36, §6.4 · p. 36

6.4. Conclusion and proof of Theorem 2.1 (i).

  • The Γ-liminf inequality follows by combining lower bounds for the volume, Cantor, and jump contributions on every open subset A of Ω.The volume density is |∇u − g|² + c0|g| away from the jump and Cantor sets; the jump density is θ([u]), and the Cantor contribution is c0|D_cu|.Source: §6.4 · pp. 36–37

7. Estimate from above of the Γ-upper limit

The Γ-upper bound is built first for a regular jump class by constructing coupled approximations of displacement and eigendeformation, then extended to BV. Together with the lower bound, this yields the Γ-convergence result.

  • For u in W(Ω), the recovery construction first approximates u energetically optimally, then defines the eigendeformation approximation from that displacement sequence.Source: §7 · p. 37
  • The construction sets uε equal to u outside the δ-neighborhood of the jump set and uses linear interpolation inside, with δ = ε².Source: §7 · p. 37
  • Defining gε = g − ∇u + ∇uε preserves ∇uε − gε = ∇u − g and yields γε converging to γ in the flat norm.Source: §7 · p. 38
  • In the limsup estimate, the inner-integral term yields the cohesive jump-cost expression as ρ decreases to zero.Source: §7 · p. 40
  • Density and relaxation extend the upper-bound estimate from W(Ω) to BV, and together with Theorem 6.18 establish Γ-convergence.Source: §7 · p. 41

8. Γ-convergence for the minimal energies with respect to γ

Section 8 establishes Γ-convergence for the minimal energies with respect to γ and records compactness of bounded-energy sequences.

8. Γ-convergence for the minimal energies with respect to γ

  • The section proves Γ-convergence for the minimal energies obtained by minimizing with respect to γ.The result concerns the energies ˜Eε and ˜E.Source: §8 · p. 42
  • Bounded minimal energies yield, up to a subsequence, L1 convergence to a BV function bounded by K.The compactness result follows by choosing low-energy γε and applying Theorem 4.2.Source: §8 · p. 42
  • The liminf proof selects low-energy eigendeformations and invokes compactness, while the limsup proof uses a recovery sequence.The liminf argument passes to a subsequence with flat-norm convergence of γε; the limsup uses the recovery sequence of (u, γopt).Source: §8 · pp. 42–43
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