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Pinching Antenna and Relay Assisted Joint Indoor Outdoor NOMA Communications with SWIPT
Amit Agarwal, Susmita Sain, Keshav Singh, Sudip Biswas
TL;DR
Severe building-penetration loss makes direct service to indoor users less reliable, while jointly integrating SWIPT relaying, pinching antennas, and NOMA creates a coupled nonconvex resource-allocation problem. The paper combines a SWIPT-powered AF relay and movable PA indoors with ZF-separated outdoor NOMA, optimizing the system in two stages. Its numerical results report higher outdoor WSR and improved indoor QoS satisfaction as the BS array grows.
Problem
Severe building-penetration loss makes direct BS-to-indoor-user transmission less reliable, and jointly allocating indoor and outdoor resources couples harvested energy, indoor rate, and outdoor NOMA QoS.
Source: §I · p. 1Method
The paper jointly optimizes a SWIPT-powered AF relay and movable PA for indoor service with ZF-separated outdoor NOMA, using AO for the indoor operating point and SQP for residual outdoor power allocation.
Source: §I · pp. 1–2Results
3.1953 bps/Hz is reached in outdoor WSR at 110 dB SNR; increasing M from 8 to 16 raises indoor QoS satisfaction to 100% for target rates up to 1.0 bps/Hz.
Source: §I · p. 2Takeaways & Limitations
The reported results indicate that higher indoor rate requirements reduce outdoor performance, whereas additional BS antennas improve indoor QoS satisfaction while balancing indoor QoS and outdoor WSR.
Source: §V · p. 6
Abstract
from arXiv · showhide
This paper presents a unified downlink architec- ture for serving indoor and outdoor users from a shared multi-antenna rooftop base station (BS). To overcome severe building-penetration loss, the BS transfers information and radio- frequency (RF) energy to an indoor access point (AP) using simultaneous wireless information and power transfer (SWIPT). The AP harvests this energy and performs amplify-and-forward (AF) relaying, enabling self-sustained indoor communication. A movable waveguide-mounted pinching antenna (PA) further improves indoor coverage by adapting its position to the prop- agation environment. For outdoor transmission, zero-forcing (ZF) beamforming suppresses inter-group interference, while power-domain non-orthogonal multiple access (NOMA) supports multiple users within each group. We maximize the outdoor weighted sum rate (WSR) while satisfying stringent indoor and outdoor quality-of-service (QoS) requirements. The resulting nonconvex problem jointly optimizes the BS power fraction, SWIPT power-splitting ratio, PA position, and NOMA power allocation. To obtain an efficient solution, we develop a two-stage method based on alternating optimization (AO) and sequential quadratic programming (SQP). Numerical results show that the proposed architecture improves outdoor spectral efficiency while maintaining reliable, energy-sustainable indoor coverage. Increasing the BS array size further raises the indoor QoS- satisfaction probability toward unity, even under demanding rate targets.
I. INTRODUCTION
The paper combines SWIPT-powered indoor AF relaying and a movable pinching antenna with ZF-separated outdoor NOMA. It jointly optimizes indoor and outdoor resources to meet QoS requirements while maximizing outdoor WSR.
I. INTRODUCTION
- Severe building-penetration loss makes direct outdoor-BS links to indoor users less reliable, motivating relaying; AF is described as attractive for its low processing complexity and latency.Conventional relays require an external power supply, while SWIPT can provide harvested RF energy for self-powered AF relaying.Source: §I · p. 1
- The two-stage method uses AO to select an energy-feasible indoor operating point, then SQP to allocate residual BS power among outdoor NOMA users according to channels and priority weights.The AO stage jointly determines the indoor-power fraction, power-splitting ratio, and PA position; the proposed procedure is reported to converge stably.Source: §I · pp. 1–2
- The unified architecture combines a SWIPT-enabled AF relay, movable waveguide-mounted PA, ZF beamforming, and outdoor NOMA to support energy-sustainable indoor connectivity and spatially separate transmission streams.The AF relay harvests RF energy for forwarding, addressing the external-power burden of conventional relays.Source: §I · pp. 1–2
- The joint formulation maximizes outdoor WSR under indoor and outdoor QoS constraints, coupling the BS indoor-power fraction, SWIPT power-splitting ratio, PA position, and NOMA power coefficients.The BS power fraction affects both harvested relay energy and power available to outdoor users, while NOMA coefficients are coupled through SIC and QoS constraints.Source: §I · pp. 1–2
- 3.1953 bps/Hz is reached in outdoor WSR at 110 dB SNR; increasing the BS array from M = 8 to M = 16 raises indoor QoS satisfaction to 100% for target rates up to 1.0 bps/Hz.Equal user weighting is generally suboptimal for outdoor WSR.Source: §I · p. 2
II. SYSTEM MODEL
A multi-antenna rooftop BS serves an indoor user through a SWIPT-enabled AF relay and outdoor users through direct NOMA. ZF separates the indoor and outdoor links, with BS power split between the two subsystems.
II. SYSTEM MODEL
- The rooftop BS uses ZF beamforming to separate indoor and outdoor links, assigning fraction ρP to the indoor link and (1 − ρ)P to the outdoor link.The indoor AP relays using harvested energy, and its movable PA adjusts the radiation point along a dielectric waveguide.Source: §II · p. 2, Figure 1 · p. 2
- The indoor stream passes through a self-powered SWIPT-enabled AF AP, which forwards without decoding; outdoor users are served directly by the BS using power-domain NOMA and SIC.The PA is movable along a dielectric waveguide to optimize its radiation point.Source: §II · p. 2
- Outdoor NOMA symbols are formed from user symbols weighted by coefficients b_k, which sum to one and are ordered b_1 ≥ b_2 ≥ ··· ≥ b_Kout.The indoor and outdoor beamforming vectors are w_in and w_out, and the normalized NOMA symbols have unit expected power.Source: §II · p. 2
A. Channel Model
The channel model specifies block-constant channels, a BS-to-relay fading link, and a relay-to-indoor-user link shaped by the movable PA position.
A. Channel Model
- Channels are assumed constant within each transmission block.Source: A. Channel Model · p. 2
1) BS-to-Relay Channel:
- The BS-to-relay channel h_BR is modeled using large-scale path-loss attenuation β_BR and small-scale fading g_BR, with path loss depending on the BS-relay distance and path-loss exponent.The fading vector is complex circularly symmetric Gaussian with covariance I_M; the path-loss expression also uses reference loss C0.Source: 1) BS-to-Relay Channel · p. 2
2) Relay-to-Indoor User Pinching Channel:
- The relay-to-indoor-user channel depends on the movable PA position q, waveguide attenuation, and the physical propagation distance to the user.The term exp(−αq) scales signal loss from the corner-fed feed point to radiation point q.Source: 2) Relay-to-Indoor User Pinching Channel · pp. 2–3
3) Outdoor BS-to-User Channel:
Outdoor user channels are modeled using distance- and angle-dependent path loss and Rician fading. The BS uses ZF beamforming to eliminate mutual interference and isolate the AP signal from outdoor interference.
3) Outdoor BS-to-User Channel:
- The BS directly serves outdoor users whose path loss depends on distance and whose channels follow a Rician fading model.The model includes a line-of-sight steering-vector component and a non-line-of-sight Rayleigh component.Source: 3) Outdoor BS-to-User Channel · p. 3
III. PROBLEM FORMULATION AND PROPOSED SOLUTION
- ZF beamforming is used to eliminate mutual interference, isolating the signal received at the AP from outdoor interference.The beamforming condition is stated using the aggregate outdoor channel matrix.Source: §III · p. 3
- The relay noise is modeled as additive white Gaussian noise.Source: §III · p. 3
A. SWIPT-Based Energy Harvesting at the Relay
The indoor AP uses power-splitting SWIPT to allocate received RF power between information processing and energy harvesting. The harvested energy powers the relay transmission.
- The AP allocates fraction ρR of received power to information processing and the remaining fraction to energy harvesting.Source: A. SWIPT-Based Energy Harvesting at… · p. 3
- The harvested relay power is scaled by the RF-to-DC conversion efficiency ξ.The passage defines ξ as an efficiency in (0, 1].Source: A. SWIPT-Based Energy Harvesting at… · p. 3
- All harvested energy is assumed to be used immediately for relay transmission.Source: A. SWIPT-Based Energy Harvesting at… · p. 3
B. AF Relay and Data Rates
The indoor signal is forwarded by a self-powered AF relay, and its achievable rate is evaluated through the indoor receiver SINR. The algorithm first secures indoor QoS, then allocates remaining power to outdoor NOMA users with SQP.
- The relay retransmits the indoor signal using AF without decoding, subject to a transmit-power constraint set by harvested power.Source: B. AF Relay and Data Rates · p. 3
- The algorithm updates the BS indoor-power fraction, SWIPT ratio, and antenna position to meet indoor QoS, then uses SQP to allocate remaining power among outdoor NOMA users.It stops if the indoor target cannot be sustained and returns the optimized parameters and user rates otherwise.Source: B. AF Relay and Data Rates · p. 3
- The indoor achievable rate is obtained from the received indoor SINR.Source: B. AF Relay and Data Rates · p. 3
C. Outdoor Data Rate
Outdoor users are served through power-domain NOMA with SIC, and each user’s achievable data rate is based on its received SINR.
- The BS serves K outdoor users through power-domain NOMA and SIC decoding ordered by channel quality.Source: C. Outdoor Data Rate · p. 3
- The received SINR is formulated for outdoor user k under the NOMA and SIC model.Source: C. Outdoor Data Rate · p. 3
- Each outdoor user’s achievable data rate is given in terms of its received SINR.Source: C. Outdoor Data Rate · p. 3
D. Problem Formulation
The formulation maximizes outdoor weighted sum rate while meeting indoor and individual outdoor QoS requirements. It separates the coupled nonconvex design into an indoor operating-point stage and an outdoor NOMA allocation stage.
D. Problem Formulation
- The objective maximizes outdoor WSR subject to minimum-rate requirements for the indoor user and each outdoor NOMA user.The design variables include the indoor power fraction, SWIPT power-splitting ratio, pinching-antenna position, and outdoor NOMA power coefficients.Source: D. Problem Formulation · pp. 3–4
- The constraints bound power fractions and antenna position physically, while distributing outdoor power among users with normalized NOMA coefficients.C3 requires full distribution of outdoor-subsystem power; C4 constrains each NOMA coefficient to its valid normalized range.Source: D. Problem Formulation · p. 4
- The coupled nonconvex problem is split by first minimizing the indoor power fraction to maximize power available to outdoor users.The first subproblem is subject to indoor QoS and the feasible power-fraction and antenna-position bounds.Source: D. Problem Formulation · p. 4
- Alternating optimization updates the indoor power fraction, splitting ratio, and antenna position; SQP then solves the outdoor NOMA allocation.The final solution is summarized by the optimized indoor variables and NOMA allocation vector.Source: D. Problem Formulation · p. 4
E. Convergence of P(1.1)
The section reports convergence of the indoor subproblem and gives an operating point under the stated simulation conditions. It also notes that waveguide attenuation shifts the antenna position from the user's coordinate.
E. Convergence of P(1.1)
- For M = 16, the indoor SNR is approximately −25 dB while meeting the 0.5 bps/Hz indoor QoS target, with outdoor NOMA WSR of 1.6281 bps/Hz.The reported convergence results cover target rates of 0.5 and 1 bps/Hz.Source: E. Convergence of P(1.1) · p. 4
- Fig. 2 tracks convergence of P(1.1) when the indoor and outdoor minimum-rate targets are equal.The figure caption denotes the shared target as Rmin.Source: Figure 2 · p. 4
- The optimized antenna position is q⋆ = 1.69 and offsets from the user's coordinate x = 2 because of waveguide attenuation.Source: E. Convergence of P(1.1) · p. 4
IV. SIMULATION RESULTS
The simulations examine outdoor rates and WSR under changing SNR and user priorities, alongside indoor QoS reliability as rate requirements vary. Results show that priority weighting redistributes user rates and that indoor reliability depends on the rate target and antenna-array size.
IV. SIMULATION RESULTS
- 3.1953 bps/Hz is the outdoor WSR at 110 dB, rising from 1.7150 bps/Hz over the 100–110 dB SNR range.With unequal weights, User 2's rate rises from 3.3398 to 6.9690 bps/Hz; the equal-weight baseline assigns the highest rate to the nearest user, User 1.Source: §IV · p. 5
- As User 1's weight rises from 0.1 to 0.9, its rate increases while User 2's falls for both array sizes; WSR rises beyond its minimum at weight 0.5.At weight 0.9, WSR is 4.5807 bps/Hz for M = 8 and 4.7930 bps/Hz for M = 16; the WSR is consistently higher with M = 16.Source: §IV · p. 5, Figure 4 · p. 5
- For M = 16 with weights [0.1, 0.4, 0.3, 0.2], indoor QoS satisfaction remains 100% through a 1 bps/Hz target, while outdoor user rates remain stable across thresholds.The simulation results are averaged over independent channel realizations.Source: §IV · p. 5
V. CONCLUSION
The framework integrates SWIPT-powered AF relaying and pinching-antenna positioning for indoor users with ZF beamforming and NOMA outdoors. Numerical results show that higher indoor rate requirements reduce outdoor performance, while additional BS antennas improve QoS satisfaction.
V. CONCLUSION
- The framework integrates AF relaying, SWIPT, pinching-antenna positioning, ZF beamforming, and outdoor NOMA.The joint optimization targets weighted sum rate under indoor and outdoor QoS constraints.Source: §V · pp. 5–6
- The relay forwards indoors using harvested RF energy, while pinching-antenna positioning adds a degree of freedom for improving indoor coverage.Source: §V · p. 5
- Higher indoor rate requirements reduce outdoor performance, while additional BS antennas improve QoS satisfaction.The results describe a balance between indoor QoS and outdoor weighted sum rate.Source: §V · p. 6
- The nonconvex problem is decomposed into indoor operating-point optimization and outdoor NOMA power allocation, solved using AO and SQP, respectively.Source: §V · p. 6