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Adaptive Retrieval, Selective Answers: Evaluating Conformal Factuality in Agentic RAG
Muhammad Aimal Rehman, Chi-Kuang Yeh
TL;DR
The paper examines whether claim-level conformal factuality behaves similarly when retrieval is controlled by an agent that adapts its queries and stopping decision to accumulated evidence. It formalizes this retrieval process and evaluates post-generation filtering across six model–dataset configurations, finding higher observed support at higher targets alongside lower answer availability.
Problem
It is unclear how conformal factuality behaves when an agent adaptively acquires evidence, including whether higher targets improve response-level support and how many claims and answers survive.
Source: §1 · p. 1Method
The study formalizes bounded, evidence-dependent agentic retrieval and applies retrieval-based conformal claim filtering after the agent terminates and generates a response.
Source: §3.1 · pp. 2–3, §8 · p. 8Results
Across six configurations, higher conformal targets yielded higher observed response-level support but lower claim retention and non-empty answer coverage.
Source: §8 · p. 8Takeaways & Limitations
Because the utility cost of a target varies across settings, deployment-facing reports should pair response-level factuality with answer availability and retained-claim fraction.
Source: §6 · p. 7Retrieval is capped at three operations and three policy decisions, and the evaluation covers only GPT-6 Luna and Llama 3.1 8B.
Source: §7 · p. 7
Abstract
from arXiv · showhide
Retrieval-augmented generation (RAG) can improve factual grounding without guaranteeing that every generated claim is supported. Previous work has studied claim-level conformal factuality in single-stage RAG and, more recently, multi-hop RAG. We examine its behavior in agentic RAG, where a language-model policy adaptively issues follow-up retrieval queries or terminates retrieval before response generation. We retain the retrieval-based relevance-scoring formulation and post-generation conformal filtering and evaluate six model-dataset configurations: GPT-6 Luna and Llama 3.1 8B on HotpotQA, Natural Questions, and TriviaQA. Each configuration uses 60 fixed questions, 100 seeded 30/30 calibration-test partitions, five conformal target levels, and a no-conformal-prediction baseline. Across the six configurations, higher target levels are accompanied by higher observed full-support rates and reduced answer availability. At the 95% target, non-empty response coverage ranges from 17.23% to 60.17%, claim retention from 10.72% to 43.16%, and full support among non-empty outputs from 89.14% to 95.56%. We formulate the adaptive retrieval trajectory explicitly and characterize the reliability-informativeness trade-off when conformal factuality is applied after agent termination.
1 Introduction
The study extends claim-level conformal factuality to agentic RAG, where retrieval continues or ends according to accumulated evidence. It evaluates target-dependent support and answer and claim survival across six configurations, rather than ranking retrieval architectures.
1 Introduction
- Retrieval can ground responses without ensuring every generated claim is supported; conformal filtering retains claims using a calibration-derived threshold after claim decomposition.The study builds on prior single-stage and multi-hop RAG work.Source: §1 · p. 1
- In agentic RAG, the policy chooses follow-up queries or termination as evidence accumulates, changing evidence acquisition while leaving conformal post-processing conceptually unchanged.The retrieval trajectory and stopping time depend on the question and evidence observed so far.Source: §1 · p. 1
- The study asks whether higher conformal targets improve observed response-level support and measures surviving claims and answers across six configurations, with target sweeps and unfiltered baselines.It is an experimental extension, not a ranking of agentic against multi-hop retrieval.Source: §1 · pp. 1–2
2 Background and Relation to Prior Work
The paper distinguishes bounded agentic retrieval from multistep retrieval and places its conformal filtering approach in prior work on single-stage and multi-hop RAG. It retains the retrieval-based scoring and calibration protocol while changing how evidence is acquired.
RAG and adaptive retrieval
- An agentic policy can continue retrieval or finish, but a finish decision does not certify that all relevant evidence has been retrieved.This distinguishes bounded decision-making from an oracle for evidence sufficiency.Source: §2 · p. 2
Conformal factuality
- Conformal factuality uses held-out calibration to select a nested refinement or filtering operation for language-model outputs.The SIGIR 2025 Conformal-RAG study introduced retrieval-informed claim scores with product scoring followed by max aggregation [1].Source: §2 · p. 2
- The study retains the retrieval-based relevance-scoring formulation and split-conformal protocol from prior work while replacing multi-hop evidence construction with an agentic retriever.The prior multi-hop work examined the framework when evidence came from multiple retrieval hops [7].Source: §2 · p. 2
3 Agentic Retrieval and Conformal Factuality
The paper represents retrieval as a bounded, evidence-dependent policy that can retrieve again or finish, then applies retrieval-informed claim filtering after generation. Calibration sets thresholds from unsupported-claim scores to assess whether retained responses are fully supported.
3.1 Policy-driven retrieval with an adaptive stopping time
- The agent starts with the question, then chooses follow-up retrieval or termination based on a bounded evidence view, with configured limits also able to end retrieval.The process allows question-specific retrieval trajectories; experiments use a three-operation retrieval budget and three policy decisions.Source: §3.1 · pp. 2–3
3.2 Generation, claim decomposition, and relevance scoring
- After termination, responses are decomposed into variable numbers of atomic claims and scored using claim-passage similarity and retrieval similarity tied to each document’s retrieval query.Follow-up documents are scored against their agent-generated query, while initially retrieved documents are scored against the original question.Source: §3.2 · pp. 3–4
3.3 Calibration and response-level factuality
- Calibration thresholds use the highest-scoring unsupported claim; retained responses count as fully supported when every retained claim is supported, with empty sets included by convention.The five targets are 0.80, 0.85, 0.90, 0.925, and 0.95, using order-statistic indices 25, 27, 28, 29, and 30 for 30 calibration cases.Source: §3.3 · p. 4
4 Experimental Design
The evaluation uses two model families across three QA datasets, with fixed question sets repeatedly partitioned for conformal calibration and testing. It reports response support, answer availability, and claim-retention metrics.
4.1 Datasets and models
- Each of six model–dataset configurations uses 60 eligible questions, with Natural Questions and TriviaQA selections matched across model experiments.The evaluated population follows dataset-specific answer, provenance, and extractable-Wikipedia-evidence eligibility rules.Source: §4.1 · p. 4
4.2 Calibration and evaluation protocol
- For each configuration, five conformal targets are evaluated over 100 seeded 30/30 calibration–test partitions of the same 60 examples, alongside a no-CP baseline.The 100 runs repartition fixed generated outputs; they are not independent retrieval-and-generation runs.Source: §4.2 · p. 5
4.3 Reported metrics
- The reported metrics distinguish response-level support and non-empty coverage from retained-claim fractions; no-CP retains all claims and has 100% non-empty coverage.Percentages average over the 100 partitions and should not be treated as independent sample replicates.Source: §4.3 · p. 5
5 Results
Across six configurations, stricter conformal targets accompany greater observed support and lower answer availability. At the 95% target, support among non-empty outputs remains high, while coverage and claim retention vary substantially.
5.1 Reliability–coverage trade-off across six configurations
- Across six settings, increasing the conformal target raises response-level full support while reducing the fraction of responses retaining any claim.The no-CP baselines have 100% non-empty coverage, and NQ coverage is much lower than TriviaQA coverage at stringent targets.Source: §5.1 · p. 5, Figure 1 · p. 6
5.2 Results at the 95% target
- At 95%, non-empty coverage spans 17.23%–60.17% and full support among non-empty outputs spans 89.14%–95.56%, as stricter targets raise observed support and reduce response coverage.The full-support range among non-empty outputs separates substantive-answer reliability from vacuously supported empty filtered outputs.Source: §5.1 · p. 5, §5.2 · p. 6, Figure 1 · p. 6
5.3 Conditional reliability and answer availability
- Response-level full support counts empty filtered outputs as supported, whereas conditional full support concerns non-empty answers and complements answer-coverage and retained-content measures.Table 2 reports the 95% target and defines “Full support | non-empty” by retaining at least one claim.Source: §5.3 · pp. 6–7, Table 2 · p. 7
6 Discussion
The results extend conformal filtering observations to evidence gathered by a model-controlled retrieval policy. The utility cost of a target varies by setting, so factuality and answer availability both matter.
6 Discussion
- Across both model families, tighter targets produce progressively more selective outputs, extending observations from conventional and multi-hop RAG to model-controlled retrieval.Conformal filtering is applied after the agent terminates and generates a response.Source: §6 · p. 7
- At the 95% target, non-empty coverage exceeds 50% for both TriviaQA settings but falls below 22% for both NQ settings.The authors do not interpret variation across settings as evidence that one retrieval architecture universally outperforms another.Source: §6 · p. 7
- Answer availability and retained-claim fraction should accompany response-level factuality in deployment-facing reports.Source: §6 · p. 7
7 Limitations
The evaluation uses small controlled question subsets and bounds the retrieval process and model set, limiting the scope of the findings.
- 60-question subsets from HotpotQA, Natural Questions, and TriviaQA may limit generalizability to larger, more diverse question sets.Source: §7 · p. 7
- Retrieval is capped at three operations and policy decisions, leaving longer trajectories and alternative agent policies unexplored.Source: §7 · p. 7
- The evaluation covers GPT-6 Luna and Llama 3.1 8B; other model families remain untested for robustness and generalizability.Source: §7 · p. 7
8 Conclusion
The study represents bounded Agentic RAG as evidence-dependent retrieval-policy decisions and evaluates conformal claim filtering after retrieval stops. Across six configurations, higher targets accompany higher observed response-level support but lower claim retention and non-empty answer coverage.
- The study formulates bounded Agentic RAG as an evidence-dependent sequence of retrieval-policy decisions and applies retrieval-based conformal claim filtering after the agent stops.Source: §8 · p. 8
- Across six configurations, higher conformal targets yielded higher observed response-level support alongside lower claim retention and non-empty answer coverage.Source: §8 · p. 8
- The authors motivate broader evaluations with larger datasets, longer retrieval trajectories, and additional language-model families to study the reliability–informativeness trade-off.Source: §8 · p. 8
A Complete Target Sweeps and No-CP Baselines
The appendix presents complete no-CP baselines and conformal target sweeps for GPT-6 Luna and Llama 3.1 8B across the evaluated datasets.
- The GPT-6 Luna and Llama 3.1 8B tables report no-CP baselines and five conformal targets: 80%, 85%, 90%, 92.5%, and 95%.Source: A Complete Target Sweeps and No-CP… · p. 8, Table 3 · p. 8, Table 4 · p. 9
- Table 3 presents the complete target sweep and no-CP baseline for Agentic RAG with GPT-6 Luna using the relevance-scoring formulation.Source: Table 3 · p. 8
- Table 4 presents the complete target sweep and no-CP baseline for Agentic RAG with Llama 3.1 8B using the relevance-scoring formulation.Source: Table 4 · p. 9
B Experimental Configuration Summary
Table 5 summarizes shared conditions across the six prioritized Agentic RAG experiments.
- Table 5 is identified as a summary of shared conditions across the six prioritized Agentic RAG experiments.Source: Table 5 · p. 9