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The Spectrum in the Sachdev-Ye-Kitaev Model

Joseph Polchinski, Vladimir Rosenhaus

arXiv:1601.06768v1hep-thcond-mat.str-elnlin.CD

TL;DR

SYK is a strongly coupled, maximally chaotic fermion model proposed as a model of holography. This paper solves the Schwinger-Dyson problem for its two-particle spectrum, finding continuous and discrete towers and expressing the four-point function as a spectral sum. The discrete contribution is explicitly evaluated, while the infrared treatment produces a divergence identified as an artifact of the IR limit.

  • Problem

    The paper asks how to determine the two-particle spectrum and four-point function of SYK, whose chaotic and conformal properties motivate its holographic study.

    Source: §1 · p. 3
  • Method

    The authors diagonalize the four-point-function kernel using its SL(2,R) symmetry, directly verify the eigenvectors, and construct a complete basis.

    Source: §3 · pp. 7–8, §3.3 · p. 11
  • Results

    The spectrum contains a continuous family ν = ir and a discrete family ν = 3/2 + 2n, and the four-point function is expressed as a sum over these states.

    Source: §3.4 · p. 13, Summary · p. 14, §4 · p. 15
  • Takeaways & Limitations

    The four-point function admits a spectral representation reminiscent of a conformal block decomposition, with the discrete part explicitly evaluated.

    Source: §1 · p. 3, §4 · p. 15

    The infrared treatment yields a divergence at g(3/2) = 1, which the authors identify as an artifact of taking the IR limit.

    Source: Divergence · p. 15

Abstract

from arXiv · show

The SYK model consists of $N\gg 1$ fermions in $0+1$ dimensions with a random, all-to-all quartic interaction. Recently, Kitaev has found that the SYK model is maximally chaotic and has proposed it as a model of holography. We solve the Schwinger-Dyson equation and compute the spectrum of two-particle states in SYK, finding both a continuous and discrete tower. The four-point function is expressed as a sum over the spectrum. The sum over the discrete tower is evaluated.

1 Introduction

SYK is a solvable, maximally chaotic fermion model with emergent low-energy conformal symmetry, motivating its use as a holographic model. This paper studies its four-point function by solving the associated two-particle spectrum.

  • SYK is a 0 + 1 dimensional model of N ≫1 fermions with an all-to-all random quartic interaction.Source: §1 · p. 2
  • At large N, SYK permits summing all Feynman diagrams and computing correlation functions at strong coupling.Source: §1 · p. 2
  • SYK saturates the maximal Lyapunov-exponent bound, with chaos quantified through an out-of-time-order four-point function [7].Source: §1 · p. 2
  • At low energies, SYK exhibits emergent conformal symmetry in its two-point function [9] [10].Source: §1 · p. 2
  • The combination of solvability, maximal chaos, and emergent conformal symmetry motivates SYK as a potential solvable model of holography.Source: §1 · p. 3
  • SYK was introduced by Kitaev, who advanced its connection to holographic chaos and proposed it as a model of holography [5] [6] [11].Source: §1 · p. 3
  • The paper studies the four-point function, solves its Schwinger-Dyson equation, finds discrete and continuous two-particle towers, and evaluates the discrete spectral sum.Source: §1 · p. 3

2 Two-point function

The paper formulates SYK through disorder-averaged large-N two-point functions and their Schwinger-Dyson equations, obtaining a low-energy conformal solution. It also situates SYK relative to the Sachdev-Ye model and explains their differing large-N and spin-glass structures.

2 Two-point function

  • SYK uses Majorana fermions with quenched-random quartic couplings, and its correlators are understood after disorder averaging.Source: §2 · p. 3
  • Large-N disorder averaging simplifies the Feynman diagrams, with the 1PI self-energy expressed in terms of the full two-point function.Source: §2 · p. 4
  • The Schwinger-Dyson equations fully determine the two-point function, while their known solution applies only in the low-energy limit after dropping iω.Source: §2 · p. 4
  • The low-energy two-point-function solution is valid when J∣t∣≫1 and indicates an IR conformal fixed point with fermion dimension ∆= 1/4.Source: §2 · p. 4
  • The IR approximation is self-consistent because the interacting propagator decays at late times, unlike the free propagator's constant behavior.Source: §2 · p. 5
  • Conformal reparameterization maps the zero-temperature solution to finite temperature, whose real-time continuation has exponential late-time decay.Source: §2 · pp. 5–6

Sachdev-Ye

  • The Sachdev-Ye model has random infinite-range spin exchange, admits a fermionic representation, and becomes quartic in fermions.Source: Sachdev-Ye · p. 6
  • SYK avoids a spin-glass phase and requires only N →∞, whereas Sachdev-Ye requires both N-analogous and M→∞ limits; the models also differ in coupling-index structure.Source: Sachdev-Ye · p. 7

3 Spectrum

The paper solves the SYK four-point-function kernel by diagonalizing it, using SL(2,R) symmetry and direct checks to construct a complete spectrum. The spectrum contains continuous scattering states and discrete bound states, which are normalized and used to expand the four-point function.

3 Spectrum

  • The leading connected four-point function is generated by ladder diagrams and obeys a Schwinger-Dyson integral equation whose solution reduces to diagonalizing its kernel.The connected contribution scales as 1/N, and the ladder diagrams use dressed propagators.Source: §3 · p. 7, Figure 2 · p. 8

3.2 SL(2,R) and all eigenvectors

  • The kernel’s power-law eigenvectors reveal an SL(2,R) symmetry that generates further eigenvectors with the same eigenvalue, subject to boundary-term subtleties.The symmetry is motivated by the AdS2 interpretation of SYK, while boundary terms require separate treatment.Source: §3 · pp. 7–8, §3.2 · pp. 9–10

3.1 Eigenvalues

  • The eigenvalue calculation requires evaluating eight sign-defined integration regions, and its initially divergent integrals are interpreted through analytic continuation.The divergence is later clarified by constructing the complete eigenvector set.Source: §3.1 · p. 9

3.3 Directly finding the eigenvectors

  • Direct substitution confirms the SL(2,R)-generated eigenfunctions and fixes the Bessel-function combination J_ν and J_−ν required for true kernel eigenvectors.The direct calculation also recovers the earlier eigenvalues after setting ν = 2α−1.Source: §3.3 · pp. 11–12

Normalization

  • The eigenfunctions form a complete basis for antisymmetric functions of the two time variables, consistent with fermion antisymmetry.Their normalization distinguishes discrete eigenfunctions from delta-function-normalizable continuous ones.Source: §3.4 · p. 12, Normalization · p. 13

3.4 A complete set of eigenvectors

  • The complete basis consists of continuous states with ν = ir, r > 0 and discrete bound states with ν = 3/2 + 2n for n ≥ 0.Boundary conditions eliminate the unwanted solutions and produce a quantum-mechanical problem with both scattering and bound states.Source: §3.4 · pp. 12–13, Summary · p. 14

Summary

  • The normalized eigenbasis provides the spectrum used to express the four-point function as an integral over imaginary ν plus a sum over discrete ν values.The resulting expression represents the four-point function as a sum over intermediate two-particle states, analogous to a conformal block decomposition.Source: Summary · p. 14

4 Four-point function

The four-point function is decomposed into discrete and continuous two-particle contributions using kernel eigenvectors, while infrared conformal approximations create a removable divergence. The discrete tower is evaluated explicitly, whereas the continuous radial integral remains unfinished.

4 Four-point function

  • The four-point function is expressed as a sum over intermediate two-particle states, combining an imaginary-ν integral with discrete real values ν_n = 3/2 + 2n.The decomposition is described as reminiscent of a conformal block decomposition.Source: §4 · pp. 14–15
  • The decomposition contains a ν = 3/2 pole, a remaining discrete tower, and a continuous integral over ν = ir with r > 0.The pole arises because g(3/2) = 1.Source: §4 · p. 15

Divergence

  • The ν = 3/2 divergence is an artifact of the infrared limit, and ultraviolet corrections to the two-point function shift eigenvalues and remove it.The same shifts also remove eigenvalue degeneracy by introducing frequency dependence.Source: Divergence · pp. 15–16

Chaos

  • At strong coupling βJ ≫ 1, SYK has Lyapunov exponent κ = 2π/β, obtained from the out-of-time-order four-point function.The Euclidean correlator is mapped to finite temperature and then continued to a Lorentzian out-of-time-order correlator; the stated time regime is κ^-1 ≪ t ≪ κ^-1 log N.Source: Chaos · p. 17

Discrete Sum

  • The discrete tower sum is evaluated using generating functions and Hilbert transforms for Legendre functions, yielding an expression involving the dilogarithm.The continuous contribution is reduced by performing the ω integral, but the remaining r integral is left for future work.Source: Discrete Sum · pp. 19–20, Continuous Sum · p. 20

A Integrals in eigenvalue computation

The appendix evaluates the kernel eigenvalue integral by partitioning its time-domain integration regions and applying beta-function representations.

A Integrals in eigenvalue computation

  • The eigenvalue integral is split into eight integration regions, with t3 > t4 chosen without loss of generality.Beta-function representations are used to evaluate the resulting pieces.Source: A Integrals in eigenvalue computation · pp. 20–21
  • The calculation labels integration ranges according to the signs of the relevant factors and uses tij = ti − tj notation for time differences.One region is absent because the ordering assumption t3 > t4 excludes it.Source: A Integrals in eigenvalue computation · pp. 21–22

B Eigenvectors and boundary terms

The eigenvector construction relies on SL(2,R) symmetry, but commuting the generators with the kernel requires boundary terms to vanish. The selected Bessel-function combination satisfies this condition.

B Eigenvectors and boundary terms

  • The SL(2,R) Casimir is related to the Lorentzian Laplacian and, in frequency space, to a Bessel operator, providing candidate kernel eigenfunctions.The construction applies the symmetry even for Euclidean four-point functions.Source: B Eigenvectors and boundary terms · pp. 22–23
  • Dropping the boundary term is valid only for particular Bessel-function combinations, and the eigenvectors used in the main text have the required vanishing boundary term.A second seemingly possible Bessel solution would not automatically satisfy this condition.Source: B Eigenvectors and boundary terms · pp. 22–23

C Integral in eigenvector computation

The appendix directly computes and normalizes the kernel eigenvectors through Bessel-function integrals, recovering the main-text eigenvalues and eigenfunctions.

C Integral in eigenvector computation

D Integrals of products of Bessel functions

This appendix reviews integral identities involving products of Bessel functions.

Laplace transform of JνJν and JνJ−ν

This section evaluates Laplace-transform integrals involving products of Bessel functions, including a coefficient choice producing a hypergeometric result. The result reproduces an earlier formula marked.

Fourier sine and cosine transform of JνJν

This section derives Fourier sine and cosine transforms of products of Bessel functions using Legendre functions and analytic continuation. The result is organized by the location of the argument relative to the Legendre-function branch cut.

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